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Employment Agreement
Employment Agreement (35K)
Doc #2761754: Click preview link for longer preview.
EMPLOYMENT AGREEMENT
THIS AGREEMENT is by and between McLeodUSA, Inc. (the "Company"), and Royce J. Holland (the "Executive"), dated as of January 1, 2006 and effective as of the date hereof (the "Effective Date").
WHEREAS, the Company desires to have the association and services of the Executive in order to obtain the Executive's experience, skills, abilities, background and knowledge, desires to provide incentive to the Executive to provide valuable future services to the Company, . . .
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McLeodUSA
As referenced in this Employment Agreement:
McLeodUSA, Inc – EX-10.4 15 a2176594zex-10_4.htm EXHIBIT 10.4
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Exhibit 10.4
EMPLOYMENT AGREEMENT
THIS AGREEMENT is by and between McLeodUSA, Inc . (the "Company"), and Royce J. Holland (the "Executive"), dated as of January 1, 2006 and effective as of the date hereof (the "Effective Date").
WHEREAS, the Company desires to _____________
MCLEODUSA, INC – constitute but one and the same instrument.
IN WITNESS WHEREOF, the Executive and the Company have executed this Agreement under seal, as of the day and year first above written.
MCLEODUSA, INC .
By:
/s/ Stan Springel
Title: Chief Restructuring Officer
/s/ Royce J. Holland
ROYCE J. HOLLAND
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Exhibit 10.4
EMPLOYMENT AGREEMENT
_____________
dt 1715550
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Executive Severance Agreement
Executive Severance Agreement (19K)
Doc #2761759: Click preview link for longer preview.
EXECUTIVE SEVERANCE AGREEMENT
THIS EXECUTIVE SEVERANCE AGREEMENT (the �Agreement�) by and between McLeodUSA Incorporated (the �Company�), a Delaware corporation with offices at 16479 Dallas Parkway, Bent Tree Tower 2, Seventh Floor, Dallas, Texas 75248, and [insert name] (the �Executive�), is made as of [insert date], 2007 (the �Effective Date�).
WHEREAS, the Executive is currently employed as the Company�s [insert title];
WHEREAS, the Board of Directors of the Company (the �Board�) has determined that appropriate steps should be taken to reinforce and . . .
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Registration Rights Agreement
Registration Rights Agreement (92K)
Doc #2761746: Click preview link for longer preview.
$120,000,000
MCLEODUSA INCORPORATED
101/2% Senior Second Secured Notes due 2011
REGISTRATION RIGHTS AGREEMENT
September 28, 2006
JEFFERIES & COMPANY, INC. 520 Madison Avenue 12th Floor New York, New York 10022
Ladies and Gentlemen:
McLeodUSA Incorporated, a Delaware corporation (the "Company"), is issuing and selling to Jefferies & Company, Inc. (the "Initial Purchaser"), upon the terms set forth in the Purchase Agreement, dated as of September 19, 2006, by and among the Company, the guarantors . . .
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U.S. Bank, NA
As referenced in this Registration Rights Agreement:
U.S. Bank National Association, – of Registrable Notes.
Indemnified Party: See Section 8(c).
Indemnifying Party: See Section 8(c).
Indenture: The Indenture, dated as of the Issue Date, among the Company, the Guarantors and U.S. Bank National Association, as trustee, pursuant to which the Notes are being issued, as amended or supplemented from time to time in accordance with the terms thereof.
Initial Purchaser: See the introductory _____________
dt 1701617
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Registration Rights Agreement
Registration Rights Agreement (92K)
Doc #2761748: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
dated as of
January 6, 2006
among
MCLEODUSA INCORPORATED and THE HOLDERS OF COMMON STOCK LISTED ON SCHEDULE I
TABLE OF CONTENTS
PAGE
ARTICLE 1 DEFINITIONS
Section 1.01.
Definitions
1
Section 1.02.
Other Definitional and Interpretative Provisions
3
ARTICLE 2 REGISTRATION RIGHTS
Section 2.01.
Demand Registration
3
Section 2.02.
Piggyback Registration
5
Section 2.03.
Filing Registration Statements; Lock-Up . . .
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BofA Securities
As referenced in this Registration Rights Agreement:
BANC OF AMERICA SECURITIES LLC – Signatory
21
STOCKHOLDER:
NAME OF INSTITUTION:
Banc of America Strategic Solutions, Inc.
as a Stockholder
By:
/s/ Joshua Podietz
Name:
Joshua Podietz
Title:
Vice President
22
STOCKHOLDER:
NAME OF INSTITUTION:
BANC OF AMERICA SECURITIES LLC
as a Stockholder
By:
/s/ Jonathan M. Barnes
Name:
Jonathan M. Barnes
Title:
Associate
23
STOCKHOLDER:
NAME OF INSTITUTION:
Calder & Co.
as a Stockholder
By:
/s/ Vilma Pindling
_____________
Banc of America Securities LLC – 72,504
Banc of America Strategic Solutions, Inc.
Jason Cipriani
Banc of America Strategic Solutions, Inc.
214 N. Tyron St., Floor 17
Charlotte, NC 28255
52-1710675
1,341,604
Banc of America Securities LLC
Jon Barnes
Banc of America Securities LLC
214 N. Tryon St.
NC1-027-14-1
Charlotte, NC 28255
56-2058405
44,295
Calder & Co.
Bank of Nova Scotia
_____________
Banc of America Securities LLC – Inc.
Jason Cipriani
Banc of America Strategic Solutions, Inc.
214 N. Tyron St., Floor 17
Charlotte, NC 28255
52-1710675
1,341,604
Banc of America Securities LLC
Jon Barnes
Banc of America Securities LLC
214 N. Tryon St.
NC1-027-14-1
Charlotte, NC 28255
56-2058405
44,295
Calder & Co.
Bank of Nova Scotia
Attn: Stephen Levi
1 Liberty Place, Floor _____________
dt 1706379
;
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JPMorgan Chase
As referenced in this Registration Rights Agreement:
JPMorgan Chase Bank, – INSTITUTION:
Sequils-Centurion V, Ltd.
By: RiverSource Investments, LLC as Collateral Manager,
as a Stockholder
By:
/s/ Vincent Pham
Name:
Vincent Pham
Title:
Director?Operations
46
STOCKHOLDER:
NAME OF INSTITUTION:
JPMorgan Chase Bank, N.A.,
as a Stockholder
By:
/s/ Andrew Opel
Name:
ANDREW OPEL
Title:
AUTHORIZED SIGNATORY
47
STOCKHOLDER:
NAME OF INSTITUTION:
Seneca CBO II, L.P.,
as a Stockholder
By:
/ _____________
JPMorgan Chase Bank, – Master Fund Ltd
as a Stockholder
402,735
Number of Common Shares Held
By:
/s/ Scott A. Stagg
Name:
Scott A. Stagg
Title:
Managing Member
22
STOCKHOLDER:
NAME OF INSTITUTION:
JPMorgan Chase Bank, N.A.
as a Stockholder
1,438,224
Number of Common Shares Held
By:
/s/ Andrew Opel
Name:
ANDREW OPEL
Title:
AUTHORIZED SIGNATORY
23
STOCKHOLDER:
NAME OF INSTITUTION:
BEAR, _____________
dt 1731071
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LaSalle Bank
As referenced in this Registration Rights Agreement:
LaSalle Bank N – Offshore Entity
145,007
Seneca CBO III, Limited
Rene Vielmas
Seneca CBO III, Limited
600 Travis St., Floor 4
Houston, TX 77002
Offshore Entity
145,007
SOL Loan Funding LLC
LaSalle Bank N .A., as Collateral Administrator
135 S. LaSalle St., Suite 1511
Chicago, IL 60603
Attn: CDO Trust Services-Mikas Kins
13-5266470
508,551
Strategic Value Master Fund, Ltd.
Mark _____________
dt 1729302
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Registration Rights Agreement
Registration Rights Agreement (55K)
Doc #2762644: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
Dated as of March 13, 2007
between
Ascent Solar Technologies, Inc.
and
Norsk Hydro Produksjon AS
REGISTRATION RIGHTS AGREEMENT
REGISTRATION RIGHTS AGREEMENT, dated as of March 13, 2007 (this �Agreement�), between NORSK HYDRO PRODUKSJON AS, a company organized under the laws of the Kingdom of Norway (�Norsk Hydro�, and together with its permitted assignees, �Selling Shareholder�), and ASCENT SOLAR TECHNOLOGIES, INC., a corporation . . .
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Securities Purchase Agreement
Securities Purchase Agreement (164K)
Doc #2762641: Click preview link for longer preview.
SECURITIES PURCHASE AGREEMENT
Dated as of March 13, 2007
between
Norsk Hydro Produksjon AS
and
Ascent Solar Technologies, Inc.
TABLE OF CONTENTS
Page
ARTICLE I
DEFINITIONS
SECTION 1.01. Definitions
2
ARTICLE II
PURCHASE AND SALE OF TRANCHE 1 SHARES
. . .
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Stockholders Agreement
Stockholders Agreement (79K)
Doc #2761749: Click preview link for longer preview.
STOCKHOLDERS AGREEMENT
dated as of
January 6, 2006
among
MCLEODUSA INCORPORATED and THE HOLDERS OF COMMON STOCK LISTED ON SCHEDULE I
TABLE OF CONTENTS
PAGE
Article 1
DEFINITIONS
Section 1.01. Definitions
1
Section 1.02. Other Definitional and Interpretative Provisions
5
Article 2
RESTRICTIONS ON TRANSFER
Section 2.01. General Restrictions On Transfer
5
Section 2.02. Permitted Transfers
6
Section 2.03. No . . .
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BofA Securities
As referenced in this Stockholders Agreement:
BANC OF AMERICA SECURITIES LLC – Title: Authorized Signatory
STOCKHOLDER:
NAME OF INSTITUTION:
Banc of America Strategic Solutions, Inc.,
as a Stockholder
By:
/s/ Joshua Podietz
Name: Joshua Podietz
Title: Vice President
STOCKHOLDER:
NAME OF INSTITUTION:
BANC OF AMERICA SECURITIES LLC ,
as a Stockholder
By:
/s/ Jonathan M. Barnes
Name: Jonathan M. Barnes
Title: Associate
STOCKHOLDER:
NAME OF INSTITUTION:
/s/ Bayerische Hypo-und Vereinsbank AG, New York Branch
as a _____________
Banc of America Securities LLC – Inc.
Jason Cipriani
Banc of America Strategic Solutions, Inc.
214 N. Tyron St., Floor 17
Charlotte, NC 28255
52-1710675
1,341,604
NAME, ADDRESS AND TIN
NUMBER OF SHARES
Banc of America Securities LLC
Jon Barnes
Banc of America Securities LLC
214 N. Tryon St.
NC1-027-14-1
Charlotte, NC 28255
56-2058405
44,295
Calder & Co.
Bank of Nova Scotia
_____________
Banc of America Securities LLC – Solutions, Inc.
214 N. Tyron St., Floor 17
Charlotte, NC 28255
52-1710675
1,341,604
NAME, ADDRESS AND TIN
NUMBER OF SHARES
Banc of America Securities LLC
Jon Barnes
Banc of America Securities LLC
214 N. Tryon St.
NC1-027-14-1
Charlotte, NC 28255
56-2058405
44,295
Calder & Co.
Bank of Nova Scotia
Attn: Stephen Levi
1 Liberty Place, Floor _____________
dt 1706380
;
Nova Scotia
As referenced in this Stockholders Agreement:
Bank of Nova Scotia
– Banc of America Securities LLC
Jon Barnes
Banc of America Securities LLC
214 N. Tryon St.
NC1-027-14-1
Charlotte, NC 28255
56-2058405
44,295
Calder & Co.
Bank of Nova Scotia
Attn: Stephen Levi
1 Liberty Place, Floor 23
New York, NY 10006
98-6000210
643,235
Bayerische Hypo-und Vereinsbank AG, New York Branch
HVB Group
Attn: Sal Espisito
_____________
Bank of Nova Scotia
– Ares III CLO Ltd.
Ares IV CLO Ltd.
Ares V CLO Ltd
Ares Leveraged Investment Fund II, L.P.
Bank of America Strategic Solutions, Inc.
Bank of America, N.A.
Bank of Nova Scotia
Bayerische Hypo-und Vereinsbank AG - New York
Bear Stearns and Co. Inc.
Centurion CDO II, Ltd.
Citigroup Financial Products Inc. fka SB Hld Co
Commonwealth of Massachusetts Pension Reserves _____________
dt 1700646
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JPMorgan Chase
As referenced in this Stockholders Agreement:
JPMorgan Chase Bank, – Leveraged Company Stock Fund
Goldman Sachs Credit Partners L.P.
Jefferies & Company Inc.
Jefferies Employees Opportunity Fund LLC
Jefferies Partners Opportunity Fund LLC
Jefferies Partners Opportunity Fund II LLC
JPMorgan Chase Bank, N.A.
Kennett Capital Inc.
KS Capital Partners, LP
KS International, Inc.
Madison Avenue CDO I Ltd.
Merrill Lynch Credit Products LLC
Millenium Partners LP
ML CLO XII Pilgrim _____________
dt 1731072
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LaSalle Bank
As referenced in this Stockholders Agreement:
LaSalle Bank N – Offshore Entity
145,007
Seneca CBO III, Limited
Rene Vielmas
Seneca CBO III, Limited
600 Travis St., Floor 4
Houston, TX 77002
Offshore Entity
145,007
SOL Loan Funding LLC
LaSalle Bank N .A., as Collateral Administrator
135 S. LaSalle St., Suite 1511
Chicago, IL 60603
Attn: CDO Trust Services-Mikas Kins
13-5266470
508,551
Strategic Value Master Fund, Ltd.
Mark _____________
dt 1729303
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Stockholders Agreement
Stockholders Agreement (62K)
Doc #2762642: Click preview link for longer preview.
STOCKHOLDERS? AGREEMENT
Dated as of March 13, 2007
between
Ascent Solar Technologies, Inc.
and
Norsk Hydro Produksjon AS
Table of Contents
Page
ARTICLE 1
DEFINITIONS
SECTION 1.01
Certain Definitions
2
. . .
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| Subscribers | 2007 |
Supply Agreement
Supply Agreement (70K)
Doc #2761762: This document is immediately available for purchase, but does not have a preview available for viewing.
2761762
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Voting Agreement
Voting Agreement (21K)
Doc #2762643: Click preview link for longer preview.
VOTING AGREEMENT
VOTING AGREEMENT, dated as of March 13, 2007 (this �Agreement�), among NORSK HYDRO PRODUKSJON AS, a company organized under the laws of the Kingdom of Norway (�Norsk Hydro�), DR. MOHAN S. MISRA (�Dr. Misra�), INICA, INC., a corporation organized under the laws of the State of Colorado (�Inica�), and ITN ENERGY SYSTEMS, INC., a corporation organized under the laws of the State of Colorado (�ITN� and, together with Dr. Misra and Inica, the �Stockholders�).
. . .
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