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$45	Preview Subscribers	2004	Distribution Agreement Distribution Agreement (88K) Doc #963194: Click preview link for longer preview. Exhibit 1 EXECUTION COPY THE BANK OF NEW YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57^th Street New York, New York 10019 Citigroup Global Markets Inc. 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 . . . 963194	BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: Banc of America Securities LLC – YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Citigroup Global Markets Inc. 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue _____________ Banc of America Securities LLC – One Wall Street New York, New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the “Company”), confirms its agreement with Banc of America Securities LLC , Citigroup Global Markets Inc., Credit Suisse First Boston LLC, Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS _____________ Banc of America Securities LLC – 21 If to the Company: The Bank of New York Company, Inc. One Wall Street New York, New York 10286 Attention: Secretary Facsimile: 212-635-1798 If to the Agents: Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Attention: Lily Chang Facsimile: 212-847-6442 Citigroup Global Markets Inc. 390 Greenwich Street - Fourth Floor New York, New York _____________ BANC OF AMERICA SECURITIES LLC – Agent and the Company in accordance with its terms. Very truly yours, THE BANK OF NEW YORK COMPANY, INC. By: Name: Title: Accepted as of the date set forth above: BANC OF AMERICA SECURITIES LLC By: Name: Title: CITIGROUP GLOBAL MARKETS INC. By: Name: Title: CREDIT SUISSE FIRST BOSTON LLC By: Name: Title: GOLDMAN, SACHS & CO. (Goldman, Sachs & Co.) 25 LEHMAN BROTHERS _____________ dt 1355890 ; BNY Bank of New York ( Money Center Banks ) As referenced in this Distribution Agreement: BANK OF NEW YORK – Form of Distribution Agreement, dated September 10, 2004. Exhibit 1 EXECUTION COPY THE BANK OF NEW YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc _____________ Bank of New York – New York, New York 10036 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 BNY Capital Markets, Inc. One Wall Street New York, New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the “Company”), confirms its agreement with Banc of America Securities LLC, Citigroup Global Markets Inc., Credit Suisse First Boston LLC, Goldman, Sachs & _____________ Bank of New York – as of the times referred to in Section 7(b) hereof (in each case, the “Representation Date”) as follows: (i) Due Incorporation. Each of the Company and The Bank of New York (the “Bank”) has been duly organized and is validly existing as a corporation or banking corporation, as the case may be, and is an existing corporation or _____________ Bank of New York – by hand, by mail or by telex, telecopier or telegram, and any such notice shall be effective when received at the address specified below. 21 If to the Company: The Bank of New York Company, Inc. One Wall Street New York, New York 10286 Attention: Secretary Facsimile: 212-635-1798 If to the Agents: Banc of America Securities LLC 9 West 57th Street New _____________ BANK OF NEW YORK – fourteen counterparts hereof, whereupon this instrument along with all counterparts will become a binding agreement between the Agent and the Company in accordance with its terms. Very truly yours, THE BANK OF NEW YORK COMPANY, INC. By: Name: Title: Accepted as of the date set forth above: BANC OF AMERICA SECURITIES LLC By: Name: Title: CITIGROUP GLOBAL MARKETS INC. By: Name: Title: CREDIT SUISSE _____________ dt 1585422 ; BNY Capital BNY Capital Markets, Inc. ( Financial ) As referenced in this Distribution Agreement: BNY Capital Markets, Inc – 4 World Financial Center New York, New York 10080 Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 BNY Capital Markets, Inc . One Wall Street New York, New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the “Company”), confirms its agreement _____________ BNY Capital Markets, Inc – Markets Inc., Credit Suisse First Boston LLC, Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and BNY Capital Markets, Inc . (the “Agents”) with respect to the issue and sale by the Company from time to time of its Senior Medium-Term Notes Series F (the “Senior _____________ BNY Capital Markets, Inc – Offered Products Telephone: 212-761-1890 Facsimile: 212-761-0780 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 Attention: Syndicate Desk Telephone: (203) 719-1088 Facsimile: (203) 719-0495 BNY Capital Markets, Inc . 103 Eisenhower Parkway Roseland, New Jersey 07068 Attention: Robert Gorham Facsimile: 973-226-7618 and BNY Capital Markets, Inc. One Wall Street, 18th Floor New York, New York 10286 _____________ BNY Capital Markets, Inc – Attention: Syndicate Desk Telephone: (203) 719-1088 Facsimile: (203) 719-0495 BNY Capital Markets, Inc. 103 Eisenhower Parkway Roseland, New Jersey 07068 Attention: Robert Gorham Facsimile: 973-226-7618 and BNY Capital Markets, Inc . One Wall Street, 18th Floor New York, New York 10286 Attention: Bennett Leichman Facsimile: 212-635-8525 and BNY Capital Markets, Inc. One Wall Street, 18th Floor New York, _____________ BNY Capital Markets, Inc – Attention: Robert Gorham Facsimile: 973-226-7618 and BNY Capital Markets, Inc. One Wall Street, 18th Floor New York, New York 10286 Attention: Bennett Leichman Facsimile: 212-635-8525 and BNY Capital Markets, Inc . One Wall Street, 18th Floor New York, New York 10286 Attention: Carmine Urciuoli Facsimile: 212-635-8525 With a copy to: Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 _____________ dt 1414257 ;	Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Distribution Agreement: Citigroup Global Markets Inc – Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Citigroup Global Markets Inc . 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Goldman, Sachs & Co. 85 Broad Street New _____________ Citigroup Global Markets Inc – New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the “Company”), confirms its agreement with Banc of America Securities LLC, Citigroup Global Markets Inc ., Credit Suisse First Boston LLC, Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and BNY _____________ Citigroup Global Markets Inc – Secretary Facsimile: 212-635-1798 If to the Agents: Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Attention: Lily Chang Facsimile: 212-847-6442 Citigroup Global Markets Inc . 390 Greenwich Street - Fourth Floor New York, New York 10013 Attention: Susan Levitt Facsimile: 212-783-2274 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York _____________ CITIGROUP GLOBAL MARKETS INC – terms. Very truly yours, THE BANK OF NEW YORK COMPANY, INC. By: Name: Title: Accepted as of the date set forth above: BANC OF AMERICA SECURITIES LLC By: Name: Title: CITIGROUP GLOBAL MARKETS INC . By: Name: Title: CREDIT SUISSE FIRST BOSTON LLC By: Name: Title: GOLDMAN, SACHS & CO. (Goldman, Sachs & Co.) 25 LEHMAN BROTHERS INC. By: Name: Title: MERRILL LYNCH, PIERCE, _____________ dt 1369633 ; CSFB LLC Credit Suisse First Boston LLC ( Financial ) As referenced in this Distribution Agreement: Credit Suisse First Boston LLC – AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Citigroup Global Markets Inc. 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 Lehman Brothers Inc. 745 Seventh Avenue New York, New _____________ Credit Suisse First Boston LLC – and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the “Company”), confirms its agreement with Banc of America Securities LLC, Citigroup Global Markets Inc., Credit Suisse First Boston LLC , Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and BNY Capital Markets, Inc. (the “ _____________ Credit Suisse First Boston LLC – York 10019 Attention: Lily Chang Facsimile: 212-847-6442 Citigroup Global Markets Inc. 390 Greenwich Street - Fourth Floor New York, New York 10013 Attention: Susan Levitt Facsimile: 212-783-2274 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Attention: Short Term Products Group Telephone: 212-325-7198 Facsimile: 212-743-5825 Goldman, Sachs & Co. 85 Broad Street New _____________ CREDIT SUISSE FIRST BOSTON LLC – NEW YORK COMPANY, INC. By: Name: Title: Accepted as of the date set forth above: BANC OF AMERICA SECURITIES LLC By: Name: Title: CITIGROUP GLOBAL MARKETS INC. By: Name: Title: CREDIT SUISSE FIRST BOSTON LLC By: Name: Title: GOLDMAN, SACHS & CO. (Goldman, Sachs & Co.) 25 LEHMAN BROTHERS INC. By: Name: Title: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: Name: Title: MORGAN _____________ dt 1351135 ; More...
$39	Preview Subscribers	2006	Distribution Agreement Distribution Agreement (175K) Doc #1041077: Click preview link for longer preview. Execution Version PRUDENTIAL FINANCIAL, INC. Medium-Term Notes, Series D Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57^th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, STEARNS & CO. . . . 1041077	BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: BANC OF AMERICA SECURITIES LLC – Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, STEARNS & CO. _____________ Banc of America Securities LLC – CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC , Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & _____________ Banc of America Securities LLC – Inc.: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC : Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade _____________ Banc of America Securities LLC – Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade Capital Markets If to Bear, _____________ BANC OF AMERICA SECURITIES LLC – F. Vaccaro Name: Richard F. Vaccaro Title: Vice President and Asst. Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Robert Bottamedi Name: Robert Bottamedi Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ Paul Friedman Name: Paul Friedman Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC. _____________ dt 1356092 ; Prudential Fin. Prudential Financial, Inc. ( Life Insurance ) As referenced in this Distribution Agreement: PRUDENTIAL FINANCIAL, INC – Distribution Agreement, dated as of March 16, 2006 EX-1.8 2 dex18.htm DISTRIBUTION AGREEMENT, DATED AS OF MARCH 16, 2006 Exhibit 1.8 Execution Version PRUDENTIAL FINANCIAL, INC . Medium-Term Notes, Series D Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, _____________ Prudential Financial, Inc – New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc ., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., _____________ Prudential Financial, Inc – delivered by hand, by mail or by telex, telecopier or telegram, and any such notice shall be effective when received at the address specified below. 26 If to the Company: Prudential Financial, Inc . Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. _____________ PRUDENTIAL FINANCIAL, INC – parties hereto. 30 If the foregoing is in accordance with our agreement, please indicate your agreement and acceptance hereof in the space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC . By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Vice President and Asst. Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Robert Bottamedi Name: Robert _____________ Prudential Financial, Inc – WACHOVIA CAPITAL MARKETS, LLC By: /s/ Amy Kabarznick Name: Amy Kabarznick Title: Managing Director 32 EXHIBIT A FORM OF CONFIRMATION LETTER To: [Insert name and address of new Agent] [Date] Prudential Financial, Inc . (the Company) Medium-Term Notes, Series D, Due One Year or More from Date of Issue Ladies and Gentlemen: We refer to the Distribution Agreement, dated March 16, 2006 ( _____________ dt 1504904 ; Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Distribution Agreement: CITIGROUP GLOBAL MARKETS INC – New York, New York 10080 BEAR, STEARNS & CO. INC. 383 Madison Avenue New York, New York 10179 MORGAN STANLEY & CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC . 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC. 60 Wall Street New York, New York 10005 _____________ Citigroup Global Markets Inc – and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc ., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital _____________ Citigroup Global Markets Inc – Co. Inc.: Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc .: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank _____________ Citigroup Global Markets Inc – amp; Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc.: Citigroup Global Markets Inc . 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank Securities Inc.: Deutsche Bank _____________ CITIGROUP GLOBAL MARKETS INC – BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ Paul Friedman Name: Paul Friedman Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC . By: /s/ Carrie A. Marlatt Name: Carrie A. Marlatt Title: Director DEUTSCHE BANK SECURITIES INC. By: /s/ Paul Puleo Name: Paul Puleo Title: Managing Director By: /s/ Mary Hardgrove _____________ dt 1369793 ;	Deutsche Bank Deutsche Bank Securities Inc. ( Financial ) As referenced in this Distribution Agreement: DEUTSCHE BANK SECURITIES INC – CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC. 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC . 60 Wall Street New York, New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, _____________ Deutsche Bank Securities Inc – Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc ., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital Markets, LLC (each, an _____________ Deutsche Bank Securities Inc – Global Markets Inc.: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank Securities Inc .: Deutsche Bank Securities Inc. 60 Wall Street, 2nd Floor New York, New York 10005 Telephone: (212) 250-6859 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Insurance Group If _____________ Deutsche Bank Securities Inc – Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank Securities Inc.: Deutsche Bank Securities Inc . 60 Wall Street, 2nd Floor New York, New York 10005 Telephone: (212) 250-6859 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Insurance Group If to Goldman, Sachs & _____________ DEUTSCHE BANK SECURITIES INC – STEARNS & CO. INC. By: /s/ Paul Friedman Name: Paul Friedman Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC. By: /s/ Carrie A. Marlatt Name: Carrie A. Marlatt Title: Director DEUTSCHE BANK SECURITIES INC . By: /s/ Paul Puleo Name: Paul Puleo Title: Managing Director By: /s/ Mary Hardgrove Name: Mary Hardgrove Title: Director 31 GOLDMAN, SACHS & CO. By: /s/ Goldman, Sachs & _____________ dt 1376497 ; J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Distribution Agreement: J.P. MORGAN SECURITIES INC – MARCH 16, 2006 Exhibit 1.8 Execution Version PRUDENTIAL FINANCIAL, INC. Medium-Term Notes, Series D Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC . 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New _____________ J.P. Morgan Securities Inc – Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc ., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & _____________ J.P. Morgan Securities Inc – Prudential Financial, Inc. Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc .: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to _____________ J.P. Morgan Securities Inc – Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc.: J.P. Morgan Securities Inc . 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: _____________ J.P. MORGAN SECURITIES INC – space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC. By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Vice President and Asst. Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC . By: /s/ Robert Bottamedi Name: Robert Bottamedi Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. _____________ dt 1493206 ; More...
$59	Preview Subscribers	2005	Distribution Agreement Distribution Agreement (159K) Doc #1041269: Click preview link for longer preview. PRUDENTIAL FINANCIAL, INC. $2,500,000,000 Medium-Term Notes, Series C Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57^th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, . . . 1041269	BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: BANC OF AMERICA SECURITIES LLC – Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, STEARNS & CO. _____________ Banc of America Securities LLC – CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC , Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & _____________ Banc of America Securities LLC – Inc.: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC : Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade _____________ Banc of America Securities LLC – Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade Capital Markets 23 If to _____________ BANC OF AMERICA SECURITIES LLC – Richard F. Vaccaro Name: Richard F. Vaccaro Title: Assistant Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Stephen L. Sheiner Name: Stephen L. Sheiner Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ T. Kelley Millet Name: T. Kelley Millet Title: Senior Managing Director CITIGROUP GLOBAL _____________ dt 1356098 ; Prudential Fin. Prudential Financial, Inc. ( Life Insurance ) As referenced in this Distribution Agreement: PRUDENTIAL FINANCIAL, INC – Distribution Agreement, dated March 30, 2005 EX-1.8 2 dex18.htm DISTRIBUTION AGREEMENT, DATED MARCH 30, 2005 Exhibit 1.8 PRUDENTIAL FINANCIAL, INC . $2,500,000,000 Medium-Term Notes, Series C Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC. 270 _____________ Prudential Financial, Inc – New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc ., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., _____________ Prudential Financial, Inc – either delivered by hand, by mail or by telex, telecopier or telegram, and any such notice shall be effective when received at the address specified below. If to the Company: Prudential Financial, Inc . Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. _____________ PRUDENTIAL FINANCIAL, INC – parties hereto. 26 If the foregoing is in accordance with our agreement, please indicate your agreement and acceptance hereof in the space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC . By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Assistant Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Stephen L. Sheiner Name: Stephen L. Sheiner _____________ Prudential Financial, Inc – WACHOVIA CAPITAL MARKETS, LLC By: /s/ Amy Kabatznick Name: Amy Kabatznick Title: Managing Director 28 EXHIBIT A FORM OF CONFIRMATION LETTER To: [Insert name and address of new Agent] [Date] Prudential Financial, Inc . (the Company) Medium-Term Notes, Series C, Due One Year or More from Date of Issue Ladies and Gentlemen: We refer to the Distribution Agreement, dated March 30, 2005 ( _____________ dt 1504911 ; Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Distribution Agreement: CITIGROUP GLOBAL MARKETS INC – New York, New York 10080 BEAR, STEARNS & CO. INC. 383 Madison Avenue New York, New York 10179 MORGAN STANLEY & CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC . 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC. 60 Wall Street New York, New York 10005 _____________ Citigroup Global Markets Inc – and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc ., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital _____________ Citigroup Global Markets Inc – Co. Inc.: Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc .: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities _____________ Citigroup Global Markets Inc – amp; Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc.: Citigroup Global Markets Inc . 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities Inc.: Deutsche Bank Securities _____________ CITIGROUP GLOBAL MARKETS INC – AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ T. Kelley Millet Name: T. Kelley Millet Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC . By: /s/ Peter Ahere Name: Peter Ahere Title: Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Erich Mauff By: /s/ Mary Hardgrove Name: Title: Erich Mauff Managing Director Name: _____________ dt 1369798 ;	Deutsche Bank Deutsche Bank Securities Inc. ( Financial ) As referenced in this Distribution Agreement: DEUTSCHE BANK SECURITIES INC – CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC. 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC . 60 Wall Street New York, New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, _____________ Deutsche Bank Securities Inc – Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc ., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital Markets, LLC (each, an _____________ Deutsche Bank Securities Inc – Citigroup Global Markets Inc.: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities Inc .: Deutsche Bank Securities Inc. 60 Wall Street, 36th Floor New York, New York 10005 Telephone: (212) 250-8005 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Corporates Group If _____________ Deutsche Bank Securities Inc – Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities Inc.: Deutsche Bank Securities Inc . 60 Wall Street, 36th Floor New York, New York 10005 Telephone: (212) 250-8005 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Corporates Group If to Goldman, Sachs & _____________ DEUTSCHE BANK SECURITIES INC – amp; CO. INC. By: /s/ T. Kelley Millet Name: T. Kelley Millet Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC. By: /s/ Peter Ahere Name: Peter Ahere Title: Managing Director DEUTSCHE BANK SECURITIES INC . By: /s/ Erich Mauff By: /s/ Mary Hardgrove Name: Title: Erich Mauff Managing Director Name: Title: Mary Hardgrove Vice President 27 GOLDMAN, SACHS & CO. By: /s/ Goldman, Sachs & _____________ dt 1376498 ; J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Distribution Agreement: J.P. MORGAN SECURITIES INC – 2005 Exhibit 1.8 PRUDENTIAL FINANCIAL, INC. $2,500,000,000 Medium-Term Notes, Series C Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC . 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New _____________ J.P. Morgan Securities Inc – Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc ., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & _____________ J.P. Morgan Securities Inc – Prudential Financial, Inc. Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc .: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to _____________ J.P. Morgan Securities Inc – Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc.: J.P. Morgan Securities Inc . 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: _____________ J.P. MORGAN SECURITIES INC – hereof in the space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC. By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Assistant Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC . By: /s/ Stephen L. Sheiner Name: Stephen L. Sheiner Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & _____________ dt 1493210 ; More...
$40	Preview Subscribers	2004	Distribution Agreement Distribution Agreement (93K) Doc #1109013: Click preview link for longer preview. DISTRIBUTION AGREEMENT BETWEEN THE AGENTS AND THE COMPANY Distribution Agreement between the agents and the Company Exhibit 1.1 HEALTH CARE PROPERTY INVESTORS, INC. (a Maryland Corporation) Medium-Term Notes, Series F Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT August 27, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated Banc of America Securities LLC Credit Suisse First Boston LLC Goldman, Sachs . . . 1109013	BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: Banc of America Securities LLC – INC. (a Maryland Corporation) Medium-Term Notes, Series F Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT August 27, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated Banc of America Securities LLC Credit Suisse First Boston LLC Goldman, Sachs & Co. Dear Sirs: Health Care Property Investors, Inc., a Maryland corporation (the “Company”), confirms its agreement with Merrill Lynch, _____________ Banc of America Securities LLC – LLC Goldman, Sachs & Co. Dear Sirs: Health Care Property Investors, Inc., a Maryland corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC , Credit Suisse First Boston LLC and Goldman, Sachs & Co. (each an “Agent” and, collectively, the “Agents”) with respect to the issue and sale by _____________ Banc of America Securities LLC – If to the Agents: Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center, 15th Floor New York, New York 10080 Attention: MTN Product Management Facsimile: (212) 449-2234 Banc of America Securities LLC 9 West 57th Street NY1-301-2M-01 New York, New York 10019 Attention: Transaction Management Facsimile: (212) 847-5184 Credit Suisse First Boston LLC 11 Madison Avenue New _____________ BANC OF AMERICA SECURITIES LLC – INVESTORS, INC. By: /s/ Edward J. Henning Title: Senior Vice President, General Counsel and Corporate Secretary Accepted: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: /s/ Authorized Signatory Name: Title: BANC OF AMERICA SECURITIES LLC By: /s/ Authorized Signatory Name: Title: CREDIT SUISSE FIRST BOSTON LLC By: /s/ Authorized Signatory Name: Title: /s/ Authorized Signatory (Goldman, Sachs & Co.) 29 _____________ dt 1356354 ; Health Care Health Care Property Investors Inc. ( Real Estate ) As referenced in this Distribution Agreement: HEALTH CARE PROPERTY INVESTORS, INC – Distribution Agreement between the agents and the Company Exhibit 1.1 HEALTH CARE PROPERTY INVESTORS, INC . (a Maryland Corporation) Medium-Term Notes, Series F Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT August 27, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated _____________ Health Care Property Investors, Inc – of Issue DISTRIBUTION AGREEMENT August 27, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated Banc of America Securities LLC Credit Suisse First Boston LLC Goldman, Sachs & Co. Dear Sirs: Health Care Property Investors, Inc ., a Maryland corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Credit Suisse First Boston LLC and _____________ Health Care Property Investors, Inc – either delivered by hand, by mail or by telex, telecopier or telegram, and any such notice shall be effective when received at the address specified below. If to the Company: Health Care Property Investors, Inc . 3760 Kilroy Airport Way, Suite 300 Long Beach, California 90806 Attention: Legal Department Facsimile: (562) 733-5200 With a copy to: R. Scott Shean, Esq. Latham & Watkins LLP _____________ HEALTH CARE PROPERTY INVESTORS, INC – Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Agents and the Company in accordance with its terms. Very truly yours, HEALTH CARE PROPERTY INVESTORS, INC . By: /s/ Edward J. Henning Title: Senior Vice President, General Counsel and Corporate Secretary Accepted: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: /s/ Authorized Signatory Name: Title: BANC _____________ dt 1383520 ;	BNY Bank of New York ( Money Center Banks ) As referenced in this Distribution Agreement: Bank of New York, – 147;Indenture”, which term as used herein includes any instrument establishing the form and terms of the Notes) dated as of September 1, 1993 between the Company and The Bank of New York, as trustee (the “Trustee”). As of the date hereof, the Company has authorized the issuance and sale of up to $200,000,000 aggregate initial offering price _____________ dt 1586342 ; CSFB LLC Credit Suisse First Boston LLC ( Financial ) As referenced in this Distribution Agreement: Credit Suisse First Boston LLC – Term Notes, Series F Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT August 27, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated Banc of America Securities LLC Credit Suisse First Boston LLC Goldman, Sachs & Co. Dear Sirs: Health Care Property Investors, Inc., a Maryland corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, _____________ Credit Suisse First Boston LLC – Dear Sirs: Health Care Property Investors, Inc., a Maryland corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Credit Suisse First Boston LLC and Goldman, Sachs & Co. (each an “Agent” and, collectively, the “Agents”) with respect to the issue and sale by the Company of its Medium- _____________ Credit Suisse First Boston LLC – Management Facsimile: (212) 449-2234 Banc of America Securities LLC 9 West 57th Street NY1-301-2M-01 New York, New York 10019 Attention: Transaction Management Facsimile: (212) 847-5184 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Attention: Short and Medium Term Finance Facsimile: (212) 743-5825 Goldman, Sachs & Co. 85 Broad Street New York, New York _____________ CREDIT SUISSE FIRST BOSTON LLC – General Counsel and Corporate Secretary Accepted: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: /s/ Authorized Signatory Name: Title: BANC OF AMERICA SECURITIES LLC By: /s/ Authorized Signatory Name: Title: CREDIT SUISSE FIRST BOSTON LLC By: /s/ Authorized Signatory Name: Title: /s/ Authorized Signatory (Goldman, Sachs & Co.) 29 _____________ dt 1351262
$46	Preview Subscribers	2004	Distribution Agreement Distribution Agreement (88K) Doc #1780711: Click preview link for longer preview. THE BANK OF NEW YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57^th Street New York, New York 10019 Citigroup Global Markets Inc. 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Goldman, Sachs & Co. 85 Broad Street New York, New York . . . 1780711	BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: Banc of America Securities LLC – YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Citigroup Global Markets Inc. 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue _____________ Banc of America Securities LLC – Markets, Inc. One Wall Street New York, New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the Company), confirms its agreement with Banc of America Securities LLC , Citigroup Global Markets Inc., Credit Suisse First Boston LLC, Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS _____________ Banc of America Securities LLC – 21 If to the Company: The Bank of New York Company, Inc. One Wall Street New York, New York 10286 Attention: Secretary Facsimile: 212-635-1798 If to the Agents: Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Attention: Lily Chang Facsimile: 212-847-6442 Citigroup Global Markets Inc. 390 Greenwich Street - Fourth Floor New York, New York _____________ BANC OF AMERICA SECURITIES LLC – Agent and the Company in accordance with its terms. Very truly yours, THE BANK OF NEW YORK COMPANY, INC. By: Name: Title: Accepted as of the date set forth above: BANC OF AMERICA SECURITIES LLC By: Name: Title: CITIGROUP GLOBAL MARKETS INC. By: Name: Title: CREDIT SUISSE FIRST BOSTON LLC By: Name: Title: GOLDMAN, SACHS & CO. (Goldman, Sachs & Co.) 25 LEHMAN BROTHERS _____________ dt 1358564 ; BNY Capital VIII BNY Capital VIII ; BNY Bank of New York ( Money Center Banks ) As referenced in this Distribution Agreement: BANK OF NEW YORK – Form of Distribution Agreement, dated September 10, 2004. EX-1 2 dex1.htm FORM OF DISTRIBUTION AGREEMENT, DATED SEPTEMBER 10, 2004. Exhibit 1 EXECUTION COPY THE BANK OF NEW YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc _____________ Bank of New York – New York, New York 10036 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 BNY Capital Markets, Inc. One Wall Street New York, New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the Company), confirms its agreement with Banc of America Securities LLC, Citigroup Global Markets Inc., Credit Suisse First Boston LLC, Goldman, Sachs & Co., _____________ Bank of New York – Date), and as of the times referred to in Section 7(b) hereof (in each case, the Representation Date) as follows: (i) Due Incorporation. Each of the Company and The Bank of New York (the Bank) has been duly organized and is validly existing as a corporation or banking corporation, as the case may be, and is an existing corporation or banking corporation, _____________ Bank of New York – by hand, by mail or by telex, telecopier or telegram, and any such notice shall be effective when received at the address specified below. 21 If to the Company: The Bank of New York Company, Inc. One Wall Street New York, New York 10286 Attention: Secretary Facsimile: 212-635-1798 If to the Agents: Banc of America Securities LLC 9 West 57th Street New _____________ BANK OF NEW YORK – fourteen counterparts hereof, whereupon this instrument along with all counterparts will become a binding agreement between the Agent and the Company in accordance with its terms. Very truly yours, THE BANK OF NEW YORK COMPANY, INC. By: Name: Title: Accepted as of the date set forth above: BANC OF AMERICA SECURITIES LLC By: Name: Title: CITIGROUP GLOBAL MARKETS INC. By: Name: Title: CREDIT SUISSE _____________ dt 1591425 ;	BNY Capital BNY Capital Markets, Inc. ( Financial ) As referenced in this Distribution Agreement: BNY Capital Markets, Inc – 4 World Financial Center New York, New York 10080 Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 BNY Capital Markets, Inc . One Wall Street New York, New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the Company), confirms its agreement with Banc _____________ BNY Capital Markets, Inc – Markets Inc., Credit Suisse First Boston LLC, Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and BNY Capital Markets, Inc . (the Agents) with respect to the issue and sale by the Company from time to time of its Senior Medium-Term Notes Series F (the Senior Notes) and its _____________ BNY Capital Markets, Inc – Offered Products Telephone: 212-761-1890 Facsimile: 212-761-0780 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 Attention: Syndicate Desk Telephone: (203) 719-1088 Facsimile: (203) 719-0495 BNY Capital Markets, Inc . 103 Eisenhower Parkway Roseland, New Jersey 07068 Attention: Robert Gorham Facsimile: 973-226-7618 and BNY Capital Markets, Inc. One Wall Street, 18th Floor New York, New York 10286 _____________ BNY Capital Markets, Inc – Attention: Syndicate Desk Telephone: (203) 719-1088 Facsimile: (203) 719-0495 BNY Capital Markets, Inc. 103 Eisenhower Parkway Roseland, New Jersey 07068 Attention: Robert Gorham Facsimile: 973-226-7618 and BNY Capital Markets, Inc . One Wall Street, 18th Floor New York, New York 10286 Attention: Bennett Leichman Facsimile: 212-635-8525 and BNY Capital Markets, Inc. One Wall Street, 18th Floor New York, _____________ BNY Capital Markets, Inc – Attention: Robert Gorham Facsimile: 973-226-7618 and BNY Capital Markets, Inc. One Wall Street, 18th Floor New York, New York 10286 Attention: Bennett Leichman Facsimile: 212-635-8525 and BNY Capital Markets, Inc . One Wall Street, 18th Floor New York, New York 10286 Attention: Carmine Urciuoli Facsimile: 212-635-8525 With a copy to: Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 _____________ dt 1414642 ; Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Distribution Agreement: Citigroup Global Markets Inc – Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Citigroup Global Markets Inc . 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Goldman, Sachs & Co. 85 Broad Street New _____________ Citigroup Global Markets Inc – New York, New York 10286 Ladies and Gentlemen: The Bank of New York Company, Inc., a New York corporation (the Company), confirms its agreement with Banc of America Securities LLC, Citigroup Global Markets Inc ., Credit Suisse First Boston LLC, Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and BNY _____________ Citigroup Global Markets Inc – Secretary Facsimile: 212-635-1798 If to the Agents: Banc of America Securities LLC 9 West 57th Street New York, New York 10019 Attention: Lily Chang Facsimile: 212-847-6442 Citigroup Global Markets Inc . 390 Greenwich Street - Fourth Floor New York, New York 10013 Attention: Susan Levitt Facsimile: 212-783-2274 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York _____________ CITIGROUP GLOBAL MARKETS INC – terms. Very truly yours, THE BANK OF NEW YORK COMPANY, INC. By: Name: Title: Accepted as of the date set forth above: BANC OF AMERICA SECURITIES LLC By: Name: Title: CITIGROUP GLOBAL MARKETS INC . By: Name: Title: CREDIT SUISSE FIRST BOSTON LLC By: Name: Title: GOLDMAN, SACHS & CO. (Goldman, Sachs & Co.) 25 LEHMAN BROTHERS INC. By: Name: Title: MERRILL LYNCH, PIERCE, _____________ dt 1371257 ; More...
$44	Preview Subscribers	2004	Distribution Agreement Distribution Agreement (88K) Doc #1784578: Click preview link for longer preview. THE BANK OF NEW YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57^th Street New York, New York 10019 Citigroup Global Markets Inc. 390 Greenwich Street New York, New York 10013 Credit Suisse First Boston LLC 11 Madison Avenue New York, New York 10010 Goldman, Sachs & Co. 85 Broad Street New York, New York . . . 1784578	BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: Banc of America Securities LLC – YORK COMPANY, INC Senior Medium-Term Notes Series F Senior Subordinated Medium-Term Notes Series G Due Nine Months or More from Date of Issue DISTRIBUTION AGREEMENT September 10, 2004 Banc of America Securities LLC 9 West 57th Street New