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Auction Agent Agreement
Auction Agent Agreement (54K)
Doc #2427067: Click preview link for longer preview.
AUCTION AGENT AGREEMENT
Among
SLM STUDENT LOAN TRUST 2006-7
as Issuer
DEUTSCHE BANK TRUST COMPANY AMERICAS
as Indenture Trustee
And
THE BANK OF NEW YORK
as Auction Agent
Dated as of August 10, 2006
Relating to
SLM STUDENT LOAN TRUST 2006-7
STUDENT LOAN-BACKED NOTES
CONSISTING OF
AUCTION RATE CLASS A-6B AND AUCTION RATE CLASS A-6C NOTES
TABLE OF CONTENTS
Page
1.
Definitions and Rules of Construction.
. . .
2427067
|
 BofA Securities
As referenced in this Auction Agent Agreement:
Banc of America Securities LLC – and a Broker-Dealer substantially in the forms of (i) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Banc of America Securities LLC , as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc., as
_____________
Banc of America Securities LLC – c/o Sallie Mae, Inc.
11060 Sallie Mae Drive
Reston, Virginia 20193
Attention: Mark L. Heleen
Telephone: (703) 984-5677
Facsimile: (703) 984-6586
If to the Broker-Dealers, addressed:
Banc of America Securities LLC
214 North Tryon Street, 14th Floor
Charlotte, North Carolina 28255
Attention: Short Term Auction Desk
Telephone: 704/386-8508
Facsimile: 704/388-0393
Citigroup Global Markets, Inc.
390 Greenwich
_____________
Banc of America Securities LLC – but solely as Eligible Lender Trustee
By:
/S/ JOHN J. CASHIN
Name:
John J. Cashin
Title:
Vice President
2
EXHIBIT A
TO AUCTION AGENT AGREEMENT
List of Initial Broker-Dealers
Banc of America Securities LLC
Citigroup Global Markets, Inc.
Goldman, Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
3
EXHIBIT B
TO AUCTION AGENT AGREEMENT
NOTICE OF CHANGE IN AUCTION DATE
SLM
_____________
dt 1572579
;
BNY
As referenced in this Auction Agent Agreement:
BANK OF NEW YORK – dex996.htm EXHIBIT 99.6
Exhibit 99.6
AUCTION AGENT AGREEMENT
Among
SLM STUDENT LOAN TRUST 2006-7
as Issuer
DEUTSCHE BANK TRUST COMPANY AMERICAS
as Indenture Trustee
And
THE BANK OF NEW YORK
as Auction Agent
Dated as of August 10, 2006
Relating to
SLM STUDENT LOAN TRUST 2006-7
STUDENT LOAN-BACKED NOTES
CONSISTING OF
AUCTION RATE CLASS A-6B AND
_____________
BANK OF NEW YORK, – the Indenture, dated as of August 1, 2006, by and among the Issuer, Chase Bank USA, National Association, as eligible lender trustee, and the Indenture Trustee (the Indenture), and THE BANK OF NEW YORK, a New York banking corporation (together with its successors and assigns, the Auction Agent), acting as Auction Agent pursuant to the provisions of the Indenture.
The Issuer proposes to
_____________
Bank of New York, – shall mean each agreement between the Auction Agent and a Broker-Dealer substantially in the forms of (i) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Banc of America Securities LLC, as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York,
_____________
Bank of New York, – The Bank of New York, as Auction Agent, and Banc of America Securities LLC, as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc., as Broker-Dealer, (iii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as
_____________
Bank of New York, – between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc., as Broker-Dealer, (iii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Goldman, Sachs & Co., as Broker-Dealer and (iv) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York,
_____________
dt 1692398
;
|
Citigroup Global
As referenced in this Auction Agent Agreement:
Citigroup Global Markets, Inc – and Banc of America Securities LLC, as Broker-Dealer, (ii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Citigroup Global Markets, Inc ., as Broker-Dealer, (iii) the Broker-Dealer Agreement, dated as of August 10, 2006, between The Bank of New York, as Auction Agent, and Goldman, Sachs & Co., as
_____________
Citigroup Global Markets, Inc – Dealers, addressed:
Banc of America Securities LLC
214 North Tryon Street, 14th Floor
Charlotte, North Carolina 28255
Attention: Short Term Auction Desk
Telephone: 704/386-8508
Facsimile: 704/388-0393
Citigroup Global Markets, Inc .
390 Greenwich Street 6th Floor
New York, New York 10013
Attention: Mark Weadick
Telephone: (212) 816-4911
Facsimile: (212) 816-0913
Goldman, Sachs & Co.
85 Broad Street, 27th
_____________
Citigroup Global Markets, Inc – Trustee
By:
/S/ JOHN J. CASHIN
Name:
John J. Cashin
Title:
Vice President
2
EXHIBIT A
TO AUCTION AGENT AGREEMENT
List of Initial Broker-Dealers
Banc of America Securities LLC
Citigroup Global Markets, Inc .
Goldman, Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
3
EXHIBIT B
TO AUCTION AGENT AGREEMENT
NOTICE OF CHANGE IN AUCTION DATE
SLM STUDENT LOAN TRUST 2006-
_____________
dt 1575144
;
DB Trust
As referenced in this Auction Agent Agreement:
DEUTSCHE BANK TRUST CO – EXHIBIT 99.6
EX-99.6 14 dex996.htm EXHIBIT 99.6
Exhibit 99.6
AUCTION AGENT AGREEMENT
Among
SLM STUDENT LOAN TRUST 2006-7
as Issuer
DEUTSCHE BANK TRUST CO MPANY AMERICAS
as Indenture Trustee
And
THE BANK OF NEW YORK
as Auction Agent
Dated as of August 10, 2006
Relating to
SLM STUDENT LOAN TRUST 2006-7
STUDENT LOAN-
_____________
DEUTSCHE BANK TRUST CO – trust (the Issuer), CHASE BANK USA, NATIONAL ASSOCIATION, a Delaware banking corporation, not in its individual capacity but solely as trustee on behalf of the Issuer (the Eligible Lender Trustee), DEUTSCHE BANK TRUST CO MPANY AMERICAS, a New York banking corporation, not in its individual capacity but solely in its capacity as Indenture Trustee (Indenture Trustee) under the Indenture, dated as of August 1,
_____________
Deutsche Bank Trust Co – including facsimile or similar writing) and shall be given to such party addressed to it at its address, or facsimile number set forth below:
If to the Indenture Trustee, addressed:
Deutsche Bank Trust Co mpany Americas
60 Wall Street, 26th Floor MS NYC60-2606
New York, New York 10005
Attention: Trust & Securities Services/Structured Finance Services
Telephone: (212) 250-8454
Facsimile: (212) 553-
_____________
DEUTSCHE BANK TRUST CO – IN WITNESS WHEREOF, the parties hereto have caused this agreement to be duly executed and delivered by their proper and duly authorized officers as of the date first above written.
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
As Indenture Trustee
By:
/S/ MICHELE H.Y. VOON
Name:
Michele H.Y. Voon
Title:
Assistant Vice President
By:
/S/ NEFERTITI N. VERNON
Name:
Nefertiti N. Vernon
Title:
_____________
dt 1580755
|
| Preview
Subscribers | 2003 |
Broker-Dealer Agreement
Broker-Dealer Agreement (47K)
Doc #366699: Click preview link for longer preview.
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
. . .
366699
|
BofA Securities
As referenced in this Broker-Dealer Agreement:
BANC OF AMERICA SECURITIES LLC – FILENAME}y88696a4exv10w95.txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.95
================================================================================
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC ,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
Taxable Student Loan Asset-Backed Notes
$100,000,000 Senior Class 2000A-12 Auction Rate Notes
$100,000,000
_____________
BANC OF AMERICA SECURITIES
LLC – to authority granted to it in the Auction
Agency Agreement dated as of June 1, 2000, among NELNET-2, the Trustee and the
Auction Agent (the "Auction Agency Agreement"), and BANC OF AMERICA SECURITIES
LLC (together with its successors and assigns hereinafter referred to as "BD").
NELNET-2 will issue (a) $100,000,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class
_____________
Banc of America Securities LLC – in writing (including facsimile or similar writing)
and shall be given to such party, addressed to it, at its address or facsimile
number set forth below:
If to BD, addressed: Banc of America Securities LLC
NC1-005-12-03
Interstate Tower
121 West Trade Street
Charlotte, North Carolina 28255
Attention: Mary Lou Haraburd
Telephone: (704) 386-7777
Telecopy: (704) 386-0249
If to the
_____________
BANC OF AMERICA SECURITIES LLC – authorized
officers as of the date first above written.
BANKERS TRUST COMPANY, as Auction Agent
By /s/ Melissa M. Reynolds
____________________________________
Name Melissa M. Reynolds
_________________________________
Title Vice President
_________________________________
BANC OF AMERICA SECURITIES LLC , as
Broker-Dealer
By /s/ Christopher G. Cronk
____________________________________
Name Christopher G. Cronk
_________________________________
Title Vice President
_________________________________
NELNET STUDENT LOAN CORPORATION-2, as
Issuer
By /s/ Ronald W.
_____________
BANC OF AMERICA SECURITIES LLC – Existing Holder; or
_____ the Participant for such Existing Holder.
We hereby notify you that such Existing Holder has transferred
$_________* Auction Rate Notes to ___________.
[NAME OF EXISTING HOLDER]
BANC OF AMERICA SECURITIES LLC
[NAME OF PARTICIPANT]
By ___________________________________
Name _________________________________
Title_________________________________
-----------------------
*Auction Rate Notes may only be transferred in units of $50,000.
{PAGE}
EXHIBIT C
NOTICE OF A FAILURE TO DELIVER
(
_____________
dt 1002765
;
| |
| Preview
Subscribers | 2003 |
Broker-Dealer Agreement
Broker-Dealer Agreement (47K)
Doc #366700: Click preview link for longer preview.
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
. . .
366700
|
BofA Securities
As referenced in this Broker-Dealer Agreement:
BANC OF AMERICA SECURITIES LLC – FILENAME}y88696a4exv10w96.txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.96
================================================================================
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC ,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
Taxable Student Loan Asset-Backed Notes
$50,000,000 Senior Class 2000A-2 Auction Rate Notes
Dated as of
_____________
BANC OF AMERICA SECURITIES
LLC – to authority granted to it in the Auction
Agency Agreement dated as of June 1, 2000, among NELNET-2, the Trustee and the
Auction Agent (the "Auction Agency Agreement"), and BANC OF AMERICA SECURITIES
LLC (together with its successors and assigns hereinafter referred to as "BD").
NELNET-2 has previously issued $50,000,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class
_____________
Banc of America Securities LLC – in writing (including facsimile or similar writing)
and shall be given to such party, addressed to it, at its address or facsimile
number set forth below:
If to BD, addressed: Banc of America Securities LLC
NC1-005-12-03
Interstate Tower
121 West Trade Street
Charlotte, North Carolina 28255
Attention: Mary Lou Haraburd
Telephone: (704) 386-7777
Telecopy: (704) 386-0249
If to the
_____________
BANC OF AMERICA SECURITIES LLC – by their proper and duly authorized
officers as of the date first above written.
BANKERS TRUST COMPANY, as Auction Agent
By /s/ Melissa Reynolds
----------------------------------------
Name Melissa Reynolds
-------------------------------------
Title Vice President
-------------------------------------
BANC OF AMERICA SECURITIES LLC , as
Broker-Dealer
By /s/ Christopher G. Cronk
----------------------------------------
Name Christopher G. Cronk
-------------------------------------
Title Principal
-------------------------------------
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
By /s/ Ronald W. Page
----------------------------------------
Ronald W. Page,
_____________
BANC OF AMERICA SECURITIES LLC – such Existing Holder; or
_____the Participant for such Existing Holder.
We hereby notify you that such Existing Holder has transferred
$_________* Auction Rate Notes to ___________________.
[NAME OF EXISTING HOLDER]
BANC OF AMERICA SECURITIES LLC
[NAME OF PARTICIPANT]
By ________________________________________
Name ______________________________________
Title _____________________________________
-------------------
* Auction Rate Notes may only be transferred in units of $50,000.
{PAGE}
EXHIBIT C
NOTICE OF A FAILURE TO
_____________
dt 1002766
;
| |
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Subscribers | 2003 |
Broker-Dealer Agreement
Broker-Dealer Agreement (46K)
Doc #366702: Click preview link for longer preview.
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
. . .
366702
|
BofA Securities
As referenced in this Broker-Dealer Agreement:
BANC OF AMERICA SECURITIES LLC – FILENAME}y88696a4exv10w98.txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.98
================================================================================
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC ,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
Taxable Student Loan Asset-Backed Notes
$100,000,000 Senior Class 2001A-5 Auction Rate Notes
Dated as of
_____________
BANC OF AMERICA SECURITIES LLC – to authority
granted to it in the Auction Agency Agreement dated as of September 1, 2001,
among NELNET-2, the Trustee and the Auction Agent (the "Auction Agency
Agreement"), and BANC OF AMERICA SECURITIES LLC (together with its successors
and assigns hereinafter referred to as "BD").
NELNET-2 will issue (a) $100,000,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class
_____________
Banc of America Securities LLC – in writing (including facsimile or similar writing)
and shall be given to such party, addressed to it, at its address or facsimile
number set forth below:
If to BD, addressed: Banc of America Securities LLC
NC1-005-12-03
Interstate Tower
121 West Trade Street
Charlotte, North Carolina 28255
Attention: Mary Lou Haraburd
Telephone: (704) 386-7777
Telecopy: (704) 386-0249
If to the
_____________
BANC OF AMERICA SECURITIES LLC – and duly authorized
officers as of the date first above written.
BANKERS TRUST COMPANY, as Auction Agent
By /s/ Robert Sandt Jr.
_____________________________________
Name Robert Sandt Jr.
__________________________________
Title __________________________________
BANC OF AMERICA SECURITIES LLC , as
Broker-Dealer
By /s/ Christopher G. Cronk
_____________________________________
Name Christopher G. Cronk
__________________________________
Title Principal
__________________________________
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
By /s/ Ronald W. Page
_____________
BANC OF AMERICA SECURITIES LLC – such Existing Holder; or
_____the Participant for such Existing Holder.
We hereby notify you that such Existing Holder has transferred
$_________* Auction Rate Notes to __________________.
[NAME OF EXISTING HOLDER]
BANC OF AMERICA SECURITIES LLC
[NAME OF PARTICIPANT]
By ________________________________________
Name ______________________________________
Title _____________________________________
-------------------
* Auction Rate Notes may only be transferred in units of $50,000.
{PAGE}
EXHIBIT C
NOTICE OF A FAILURE TO
_____________
dt 1002767
;
| |
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Subscribers | 2003 |
Broker-Dealer Agreement
Broker-Dealer Agreement (47K)
Doc #366707: Click preview link for longer preview.
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
. . .
366707
|
BofA Securities
As referenced in this Broker-Dealer Agreement:
BANC OF AMERICA SECURITIES LLC – FILENAME}y88696a4exv10w103.txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.103
================================================================================
BROKER-DEALER AGREEMENT
among
BANKERS TRUST COMPANY,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
and
BANC OF AMERICA SECURITIES LLC ,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-2
Taxable Student Loan Asset-Backed Notes
$70,500,000 Senior Class 2002A-1 Auction Rate Notes
$70,500,000
_____________
BANC OF AMERICA SECURITIES LLC – to authority
granted to it in the Auction Agency Agreement dated as of March 1, 2002, among
NELNET-2, the Trustee and the Auction Agent (the "Auction Agency Agreement"),
and BANC OF AMERICA SECURITIES LLC (together with its successors and assigns
hereinafter referred to as "BD").
NELNET-2 will issue (a) $70,500,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class
_____________
Banc of America Securities LLC – in writing (including facsimile or similar writing)
and shall be given to such party, addressed to it, at its address or facsimile
number set forth below:
If to BD, addressed: Banc of America Securities LLC
NC1-005-12-03
Interstate Tower
121 West Trade Street
Charlotte, North Carolina 28255
Attention: Mary Lou Haraburd
Telephone: (704) 386-7777
Telecopy: (704) 386-0249
If to the
_____________
BANC OF AMERICA SECURITIES LLC – their proper and duly authorized
officers as of the date first above written.
BANKERS TRUST COMPANY, as Auction Agent
By /s/ Jody Sanchez
---------------------------------------------
Name Jody Sanchez
-------------------------------------------
Title A.V. President
------------------------------------------
BANC OF AMERICA SECURITIES LLC , as
Broker-Dealer
By /s/ Christopher G. Cronk
---------------------------------------------
Christopher G. Cronk, Principal
NELNET STUDENT LOAN CORPORATION-2,
as Issuer
By /s/ Jeffrey R. Noordhoek
---------------------------------------------
Jeffrey R. Noordhoek, Secretary and
_____________
BANC OF AMERICA SECURITIES LLC – Existing Holder; or
_____ the Participant for such Existing Holder.
We hereby notify you that such Existing Holder has transferred
$_________* Auction Rate Notes to _________.
[NAME OF EXISTING HOLDER]
BANC OF AMERICA SECURITIES LLC
[NAME OF PARTICIPANT]
By ___________________________________
Name _________________________________
Title ________________________________
-------------------
*Auction Rate Notes may only be transferred in units of $50,000.
{PAGE}
EXHIBIT C
NOTICE OF A FAILURE TO
_____________
dt 1002768
;
| |
| Preview
Subscribers | 2003 |
Broker-Dealer Agreement
Broker-Dealer Agreement (50K)
Doc #366712: Click preview link for longer preview.
BROKER-DEALER AGREEMENT
among
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student Loan Asset-Backed Notes
$48,300,000 Senior Auction Rate Class 1996A-1 Auction Rate Securities(sm)
(ARS(sm))
$73,700,000 Senior Auction Rate Class 1996A-3 Auction Rate Securities(sm)
(ARS(sm))
$54,300,000 Senior Auction Rate Class 1996A-4 Auction Rate Securities(sm)
(ARS(sm))
Dated as of October 15, 2002
================================================================================
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
{S} {C}
ARTICLE I
DEFINITIONS AND RULES OF CONSTRUCTION
Section 1.01. Terms Defined by Reference to the Indenture................................................ 1
Section 1.02. Terms Defined Herein....................................................................... 1
Section 1.03. Rules of Construction...................................................................... 2
ARTICLE II
THE AUCTION
Section 2.01. Purpose: Incorporation by Reference of Auction Procedures and Settlement Procedures........ 2
Section 2.02. Preparation for Each Auction............................................................... 3
Section 2.03. Auction Schedule: Method of Submission of Orders........................................... 4
Section 2.04. Notices.................................................................................... 5
Section 2.05. Service Charge to Be Paid to BD............................................................ 5
Section 2.06. Settlement................................................................................. 6
ARTICLE III
THE AUCTION AGENT
Section 3.01. Duties and Responsibilities................................................................ 6
Section 3.02. Rights of the Auction Agent................................................................ 7
ARTICLE IV
MISCELLANEOUS
Section 4.01. Termination................................................................................ 7
Section 4.02. Participant in Depository.................................................................. 7
Section 4.03. Communications............................................................................. 8
Section 4.04. Entire Agreement........................................................................... 8
Section 4.05. Benefits................................................................................... 8
Section 4.06. Amendment: Waiver.......................................................................... 8
Section 4.07. Successors and Assigns..................................................................... 9
Section 4.08. Severability............................................................................... 9
Section 4.09. Execution in Counterparts.................................................................. 9
Section 4.10. Governing Law.............................................................................. 9
{/TABLE}
EXHIBIT A SETTLEMENT PROCEDURES
EXHIBIT B-1 ORDER FORM
{PAGE}
EXHIBIT B-2 TRANSFER FORM
EXHIBIT C NOTICE OF A FAILURE TO DELIVER
ii
{PAGE}
THIS BROKER-DEALER AGREEMENT dated as of October 15, 2002 among NELNET
STUDENT LOAN CORPORATION-1 (formerly known as Union Financial Services-1, Inc.)
("NELNET-1"), DEUTSCHE BANK TRUST COMPANY AMERICAS (formerly known as Bankers
Trust Company) (together with its successors and assigns, the "Auction Agent"),
not in its individual capacity but solely as agent of Zions First National Bank,
as successor trustee (the "Trustee") under the Second Amended and Restated
Indenture of Trust dated as of November 1, 1996 (the "Indenture"), by and
between NELNET-1 and the Trustee pursuant to authority granted to it in the
Amended and Restated Auction Agency Agreement dated as of November 1, 1996,
among NELNET-1, the Trustee and the Auction Agent (the "Auction Agency
Agreement"), and BANC OF AMERICA SECURITIES LLC (together with its successors
and assigns hereinafter referred to as "BD").
NELNET-1 has issued $48,300,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class 1996A-1, as Auction Rate Securities(sm),
$73,700,000 of its Taxable Student Loan Asset-Backed Notes, Senior Class
1996A-3, as Auction Rate Securities(sm) and $54,300,000 of its Taxable Student
Loan Asset-Backed Notes, Senior Class 1996A-4, as Auction Rate Securities(sm)
(collectively, the "ARS(sm)").
The Indenture provides that the interest rate on the ARS for each
Interest Period after the Initial Period shall, except under certain conditions,
equal the Auction Rate which the Auction Agent advises as the result of
implementation of the Auction Procedures. Pursuant to Section 2.9 of the Auction
Agency Agreement, the Auction Agent has entered into this Agreement.
The Auction Procedures require the participation of one or more
Broker-Dealers.
NOW, THEREFORE, in consideration of the mutual covenants contained
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, NELNET-1, the Auction Agent, as agent of the
Trustee, and BD agree as follows:
ARTICLE I
DEFINITIONS AND RULES OF CONSTRUCTION
SECTION 1.01. TERMS DEFINED BY REFERENCE TO THE INDENTURE. Capitalized
terms not defined herein shall have the respective meanings specified in or
pursuant to the Indenture and the Auction Agency Agreement.
SECTION 1.02. TERMS DEFINED HEREIN. As used herein and in the
Settlement Procedures (as defined below), the following terms shall have the
following meanings, unless the context otherwise requires:
"Auction" shall have the meaning specified in Section 2.01 hereof.
"Auction Agency Agreement" shall mean the Amended and Restated Auction
Agency Agreement dated as of June 15, 1996, among NELNET-1, the Trustee and the
Auction Agent relating to the ARS.
{PAGE}
"Auction Procedures" shall mean the Auction Procedures that are set
forth in Appendix A to the Indenture.
"Authorized Officer" shall mean each Managing Director, Vice President,
Assistant Vice President, Secretary, Assistant Secretary and Assistant Treasurer
of the Auction Agent assigned to its Corporate Trust and Agency Group and every
other officer or employee of the Auction Agent designated as an Authorized
Officer for purposes of this Agreement.
"BD Officer" shall mean each officer or employee of BD designated as a
"BD Officer" for purposes of this Agreement.
"Broker-Dealer Agreement" shall mean this Broker-Dealer Agreement and
any substantially similar agreement between the Auction Agent and a
Broker-Dealer.
"Holder" shall mean the beneficial owner of any ARS.
"Settlement Procedures" shall mean the Settlement Procedures attached
hereto as Exhibit A.
SECTION 1.03. RULES OF CONSTRUCTION. Unless the context or use
366712
|
BofA Securities
As referenced in this Broker-Dealer Agreement:
BANC OF AMERICA SECURITIES LLC – txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.108
================================================================================
BROKER-DEALER AGREEMENT
among
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC ,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student Loan Asset-Backed Notes
$48,300,000 Senior Auction Rate Class 1996A-1 Auction Rate Securities(sm)
(
_____________
BANC OF AMERICA SECURITIES LLC – to it in the
Amended and Restated Auction Agency Agreement dated as of November 1, 1996,
among NELNET-1, the Trustee and the Auction Agent (the "Auction Agency
Agreement"), and BANC OF AMERICA SECURITIES LLC (together with its successors
and assigns hereinafter referred to as "BD").
NELNET-1 has issued $48,300,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class 1996A-
_____________
Banc of America Securities LLC – in writing (including facsimile or similar writing)
and shall be given to such party, addressed to it, at its address or facsimile
number set forth below:
If to BD, addressed: Banc of America Securities LLC
NC1-005-12-03
121 West Trade Street, 12th Floor
Charlotte, North Carolina 28255
Attention: Short Term Underwriting
and Trading
Telephone: 704-386-4520
Telecopy: 704-386-1193
If
_____________
BANC OF AMERICA SECURITIES LLC – duly authorized
officers as of the date first above written.
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent
By /s/ Linda Reale
___________________________________
Name Linda Reale
_________________________________
Title VP
________________________________
BANC OF AMERICA SECURITIES LLC
Broker-Dealer
By /s/ Christopher G. Cronk
___________________________________
Christopher G. Cronk, Principal
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
By /s/ Terry J. Heimes
___________________________________
Terry J. Heimes, Vice
_____________
dt 1354999
;
DB Trust
As referenced in this Broker-Dealer Agreement:
DEUTSCHE BANK TRUST CO – {DOCUMENT}
{TYPE}EX-10.108
{SEQUENCE}17
{FILENAME}y88696a4exv10w108.txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.108
================================================================================
BROKER-DEALER AGREEMENT
among
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student
_____________
DEUTSCHE BANK TRUST CO – TO DELIVER
ii
{PAGE}
THIS BROKER-DEALER AGREEMENT dated as of October 15, 2002 among NELNET
STUDENT LOAN CORPORATION-1 (formerly known as Union Financial Services-1, Inc.)
("NELNET-1"), DEUTSCHE BANK TRUST CO MPANY AMERICAS (formerly known as Bankers
Trust Company) (together with its successors and assigns, the "Auction Agent"),
not in its individual capacity but solely as agent of Zions First National
_____________
Deutsche Bank Trust Co – 121 West Trade Street, 12th Floor
Charlotte, North Carolina 28255
Attention: Short Term Underwriting
and Trading
Telephone: 704-386-4520
Telecopy: 704-386-1193
If to the Auction Agent, addressed: Deutsche Bank Trust Co mpany
Americas
100 Plaza One, 6th Floor
Jersey City, New Jersey 07311
Attention: Corporate Trust &
Agency Services
Telephone: 201-593-6878
Telecopy: 201-593-6447
or such other address or
_____________
DEUTSCHE BANK TRUST CO – WHEREOF, the parties hereto have caused this Broker-Dealer
Agreement to be duly executed and delivered by their proper and duly authorized
officers as of the date first above written.
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
as Auction Agent
By /s/ Linda Reale
___________________________________
Name Linda Reale
_________________________________
Title VP
________________________________
BANC OF AMERICA SECURITIES LLC
Broker-Dealer
By /s/ Christopher G. Cronk
___________________________________
_____________
dt 1390640
;
| |
| Preview
Subscribers | 2003 |
Broker-Dealer Agreement
Broker-Dealer Agreement (48K)
Doc #366713: Click preview link for longer preview.
BROKER-DEALER AGREEMENT
among
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student Loan Asset-Backed Notes
$75,500,000 Senior Class 1996A-6 Auction Rate Securities(sm) (ARS(sm))
Dated as of October 15, 2002
================================================================================
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
{S} {C}
ARTICLE I
DEFINITIONS AND RULES OF CONSTRUCTION
Section 1.01. Terms Defined by Reference to the Indenture ......................................... 1
Section 1.02. Terms Defined Herein ................................................................ 1
Section 1.03. Rules of Construction ............................................................... 2
ARTICLE II
THE AUCTION
Section 2.01. Purpose: Incorporation by Reference of Auction Procedures and Settlement Procedures.. 2
Section 2.02. Preparation for Each Auction ........................................................ 3
Section 2.03. Auction Schedule: Method of Submission of Orders .................................... 3
Section 2.04. Notices ............................................................................. 5
Section 2.05. Service Charge to Be Paid to BD ..................................................... 5
Section 2.06. Settlement .......................................................................... 6
ARTICLE III
THE AUCTION AGENT
Section 3.01. Duties and Responsibilities ......................................................... 6
Section 3.02. Rights of the Auction Agent ......................................................... 7
ARTICLE IV
MISCELLANEOUS
Section 4.01. Termination ......................................................................... 7
Section 4.02. Participant in Depository ........................................................... 7
Section 4.03. Communications ...................................................................... 8
Section 4.04. Entire Agreement .................................................................... 8
Section 4.05. Benefits ............................................................................ 8
Section 4.06. Amendment: Waiver ................................................................... 8
Section 4.07. Successors and Assigns .............................................................. 9
Section 4.08. Severability ........................................................................ 9
Section 4.09. Execution in Counterparts ........................................................... 9
Section 4.10. Governing Law ....................................................................... 9
{/TABLE}
EXHIBIT A SETTLEMENT PROCEDURES
EXHIBIT B-1 ORDER FORM
{PAGE}
EXHIBIT B-2 TRANSFER FORM
EXHIBIT C NOTICE OF A FAILURE TO DELIVER
ii
{PAGE}
THIS BROKER-DEALER AGREEMENT dated as of October 15, 2002 among NELNET
STUDENT LOAN CORPORATION-1 (formerly known as Union Financial Services-1, Inc.)
("NELNET-1"), DEUTSCHE BANK TRUST COMPANY AMERICAS (formerly known as Bankers
Trust Company) (together with its successors and assigns, the "Auction Agent")
not in its individual capacity but solely as agent of Zions First National Bank,
as successor trustee (the "Trustee") under the Second Amended and Restated
Indenture of Trust dated as of November 1, 1996 (the "Indenture") and the Series
1996C Supplemental Indenture of Trust, dated as of November 1, 1996 (the
"Supplemental Indenture"), each by and between NELNET-1 and the Trustee pursuant
to authority granted to it in the Auction Agency Agreement dated as of November
1, 1996, among NELNET-1, the Trustee and the Auction Agent (the "Auction Agency
Agreement"), and BANC OF AMERICA SECURITIES LLC (together with its successors
and assigns hereinafter referred to as "BD").
NELNET-1 has issued $75,500,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class 1996A-6, maturing on July 1, 2014, as Auction
Rate Securities(sm) (the "ARS(sm)").
The Supplemental Indenture provides that the interest rate on the ARS
for each Interest Period after the Initial Period shall, except under certain
conditions, equal the Auction Rate which the Auction Agent advises as the result
of implementation of the Auction Procedures. Pursuant to Section 2.9 of the
Auction Agency Agreement, the Auction Agent has entered into this Agreement.
The Auction Procedures require the participation of one or more
Broker-Dealers.
NOW, THEREFORE, in consideration of the mutual covenants contained
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, NELNET-1, the Auction Agent, as agent of the
Trustee, and BD agree as follows:
ARTICLE I
DEFINITIONS AND RULES OF CONSTRUCTION
SECTION 1.01. TERMS DEFINED BY REFERENCE TO THE INDENTURE. Capitalized
terms not defined herein shall have the respective meanings specified in or
pursuant to the Indenture and the Auction Agency Agreement.
SECTION 1.02. TERMS DEFINED HEREIN. As used herein and in the
Settlement Procedures (as defined below), the following terms shall have the
following meanings, unless the context otherwise requires:
"Auction" shall have the meaning specified in Section 2.01 hereof.
"Auction Agency Agreement" shall mean the Auction Agency Agreement
dated as of November 1, 1996, among NELNET-1, the Trustee and the Auction Agent
relating to the ARS.
"Auction Procedures" shall mean the Auction Procedures that are set
forth in Appendix B to the Supplemental Indenture.
{PAGE}
"Authorized Officer" shall mean each Managing Director, Vice President,
Assistant Vice President, Secretary, Assistant Secretary and Assistant Treasurer
of the Auction Agent assigned to its Corporate Trust and Agency Group and every
other officer or employee of the Auction Agent designated as an Authorized
Officer for purposes of this Agreement.
"BD Officer" shall mean each officer or employee of BD designated as a
"BD Officer" for purposes of this Agreement.
"Broker-Dealer Agreement" shall mean this Broker-Dealer Agreement and
any substantially similar agreement between the Auction Agent and a
Broker-Dealer.
"Holder" shall mean the beneficial owner of any ARS.
"Settlement Procedures" shall mean the Settlement Procedures attached
hereto as Exhibit A.
SECTION 1.03. RULES OF CONSTRUCTION. Unless the context or use
indicates another or different meaning or intent, the following rules shall
apply to the construction of this Agreement:
(a) Words importing the singular number shall include the
plural number and vice versa.
(b) The captions and headings herein are solely for
366713
|
BofA Securities
As referenced in this Broker-Dealer Agreement:
BANC OF AMERICA SECURITIES LLC – txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.109
================================================================================
BROKER-DEALER AGREEMENT
among
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC ,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student Loan Asset-Backed Notes
$75,500,000 Senior Class 1996A-6 Auction Rate Securities(sm) (ARS(sm))
_____________
BANC OF AMERICA SECURITIES LLC – to authority granted to it in the Auction Agency Agreement dated as of November
1, 1996, among NELNET-1, the Trustee and the Auction Agent (the "Auction Agency
Agreement"), and BANC OF AMERICA SECURITIES LLC (together with its successors
and assigns hereinafter referred to as "BD").
NELNET-1 has issued $75,500,000 of its Taxable Student Loan
Asset-Backed Notes, Senior Class 1996A-
_____________
Banc of America Securities LLC – in writing (including facsimile or similar writing)
and shall be given to such party, addressed to it, at its address or facsimile
number set forth below:
If to BD, addressed: Banc of America Securities LLC
NC1-005-12-03
121 West Trade Street, 12th Floor
Charlotte, North Carolina 28255
Attention: Short Term Underwriting and
Trading
Telephone: 704-386-4520
Telecopy: 704-386-1193
If
_____________
BANC OF AMERICA SECURITIES LLC – authorized
officers as of the date first above written.
DEUTSCHE BANK TRUST COMPANY
AMERICAS, as Auction Agent
By /s/ Linda Reale
_________________________________________
Name Linda Reale
_______________________________________
Title Vice President
______________________________________
BANC OF AMERICA SECURITIES LLC , as
Broker-Dealer
By /s/ Christopher G. Cronk
_________________________________________
Christopher G. Cronk, Principal
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
By /s/ Terry J. Heimes
_________________________________________
Terry J. Heimes,
_____________
dt 1355000
;
DB Trust
As referenced in this Broker-Dealer Agreement:
DEUTSCHE BANK TRUST CO – {DOCUMENT}
{TYPE}EX-10.109
{SEQUENCE}18
{FILENAME}y88696a4exv10w109.txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.109
================================================================================
BROKER-DEALER AGREEMENT
among
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student
_____________
DEUTSCHE BANK TRUST CO – TO DELIVER
ii
{PAGE}
THIS BROKER-DEALER AGREEMENT dated as of October 15, 2002 among NELNET
STUDENT LOAN CORPORATION-1 (formerly known as Union Financial Services-1, Inc.)
("NELNET-1"), DEUTSCHE BANK TRUST CO MPANY AMERICAS (formerly known as Bankers
Trust Company) (together with its successors and assigns, the "Auction Agent")
not in its individual capacity but solely as agent of Zions First National
_____________
Deutsche Bank Trust Co – 121 West Trade Street, 12th Floor
Charlotte, North Carolina 28255
Attention: Short Term Underwriting and
Trading
Telephone: 704-386-4520
Telecopy: 704-386-1193
If to the Auction Agent, addressed: Deutsche Bank Trust Co mpany Americas
100 Plaza One, 6th Floor
Jersey City, New Jersey 07311
Attention: Corporate Trust & Agency
Services
Telephone: 201-593-6878
Telecopy: 201-593-6447
or such other address or
_____________
DEUTSCHE BANK TRUST CO – WHEREOF, the parties hereto have caused this Broker-Dealer
Agreement to be duly executed and delivered by their proper and duly authorized
officers as of the date first above written.
DEUTSCHE BANK TRUST CO MPANY
AMERICAS, as Auction Agent
By /s/ Linda Reale
_________________________________________
Name Linda Reale
_______________________________________
Title Vice President
______________________________________
BANC OF AMERICA SECURITIES LLC, as
Broker-Dealer
By /s/ Christopher G.
_____________
dt 1390641
;
| |
| Preview
Subscribers | 2003 |
Broker-Dealer Agreement
Broker-Dealer Agreement (50K)
Doc #366714: Click preview link for longer preview.
BROKER-DEALER AGREEMENT
by and among
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student Loan Asset-Backed Notes
$70,000,000 Subordinate Class 1998B-5 Auction Rate Securities(sm) (ARS(sm))
Dated as of October 15, 2002
================================================================================
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
{S} {C}
ARTICLE I
DEFINITIONS AND RULES OF CONSTRUCTION
Section 1.01. Terms Defined by Reference to the Indenture................................................ 1
Section 1.02. Terms Defined Herein....................................................................... 1
Section 1.03. Rules of Construction...................................................................... 2
ARTICLE II
THE AUCTION
Section 2.01. Purpose: Incorporation by Reference of Auction Procedures and Settlement Procedures........ 2
Section 2.02. Preparation for Each Auction............................................................... 3
Section 2.03. Auction Schedule: Method of Submission of Orders........................................... 4
Section 2.04. Notices.................................................................................... 5
Section 2.05. Service Charge to Be Paid to BD............................................................ 5
Section 2.06. Settlement................................................................................. 6
ARTICLE III
THE AUCTION AGENT
Section 3.01. Duties and Responsibilities................................................................ 6
Section 3.02. Rights of the Auction Agent................................................................ 7
ARTICLE IV
MISCELLANEOUS
Section 4.01. Termination................................................................................ 7
Section 4.02. Participant in Depository.................................................................. 7
Section 4.03. Communications............................................................................. 8
Section 4.04. Entire Agreement........................................................................... 8
Section 4.05. Benefits................................................................................... 8
Section 4.06. Amendment: Waiver.......................................................................... 8
Section 4.07. Successors and Assigns..................................................................... 9
Section 4.08. Severability............................................................................... 9
Section 4.09. Execution in Counterparts.................................................................. 9
Section 4.10. Governing Law.............................................................................. 9
{/TABLE}
EXHIBIT A SETTLEMENT PROCEDURES
EXHIBIT B-1 ORDER FORM
{PAGE}
EXHIBIT B-2 TRANSFER FORM
EXHIBIT C NOTICE OF A FAILURE TO DELIVER
ii
{PAGE}
BROKER-DEALER AGREEMENT
THIS BROKER-DEALER AGREEMENT dated as of October 15, 2002 by and among
NELNET STUDENT LOAN CORPORATION-1 (formerly known as Union Financial Services-1,
Inc.) ("Nelnet"), DEUTSCHE BANK TRUST COMPANY AMERICAS (together with its
successors and assigns, the "Auction Agent"), not in its individual capacity but
solely as agent of Zions First National Bank, as successor trustee (the
"Trustee") under a Second Amended and Restated Indenture of Trust dated as of
November 1, 1996, as amended (the "Amended Indenture") and the Series 1998
Supplemental Indenture of Trust dated as of December 15, 1998 (the "1998
Supplemental Indenture," and together with the Amended Indenture, the
"Indenture"), each by and between Nelnet and the Trustee pursuant to authority
granted to it in the Auction Agency Agreement dated as of December 15, 1998,
among Nelnet, the Trustee and the Auction Agent (the "Auction Agency
Agreement"), and BANC OF AMERICA SECURITIES LLC (together with its successors
and assigns hereinafter referred to as "BD").
WHEREAS, Nelnet has previously issued $70,000,000 of its Taxable
Student Loan Asset-Backed Notes, Subordinate Class 1998B-5, maturing December 1,
2032, as Auction Rate Securities(sm) (the "ARS(sm)"); and
WHEREAS, the Indenture provides that the interest rate on the ARS for
each Interest Period after the Initial Period shall, except under certain
conditions, equal the Auction Rate which the Auction Agent advises as the result
of implementation of the Auction Procedures. Pursuant to Section 2.09 of the
Auction Agency Agreement, the Auction Agent has entered into this Agreement; and
WHEREAS, the Auction Procedures require the participation of one or
more Broker-Dealers;
NOW, THEREFORE, in consideration of the mutual covenants contained
herein and other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, Nelnet, the Auction Agent, as agent of the
Trustee, and BD agree as follows:
ARTICLE I
DEFINITIONS AND RULES OF CONSTRUCTION
SECTION 1.01. TERMS DEFINED BY REFERENCE TO THE INDENTURE. Capitalized
terms not defined herein shall have the respective meanings specified in or
pursuant to the Indenture and the Auction Agency Agreement.
SECTION 1.02. TERMS DEFINED HEREIN. As used herein and in the
Settlement Procedures (as defined below), the following terms shall have the
following meanings, unless the context otherwise requires:
"Auction" has the meaning specified in Section 2.01 hereof.
{PAGE}
"Auction Agency Agreement" means the Auction Agency Agreement dated as
of December 15, 1998, among Nelnet, the Trustee and the Auction Agent relating
to the ARS.
"Auction Procedures" means the Auction Procedures that are set forth in
Appendix A to the 1998 Supplemental Indenture.
"Authorized Officer" means each Managing Director, Vice President,
Assistant Vice President, Secretary, Assistant Secretary and Assistant Treasurer
of the Auction Agent assigned to its Corporate Trust and Agency Group and every
other officer or employee of the Auction Agent designated as an Authorized
Officer for purposes of this Agreement.
"BD Officer" means each officer or employee of BD designated as a "BD
Officer" for purposes of this Agreement.
"Broker-Dealer Agreement" means this Broker-Dealer Agreement and any
substantially similar agreement between the Auction Agent and a Broker-Dealer.
"Holder" means the beneficial owner of any ARS.
"Settlement Procedures" means the Settlement Procedures attached hereto
as Exhibit A.
SECTION 1.03. RULES OF CONSTRUCTION. Unless the context or use
indicates another or different meaning or intent, the following rules shall
366714
|
BofA Securities
As referenced in this Broker-Dealer Agreement:
BANC OF AMERICA SECURITIES LLC – BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.110
================================================================================
BROKER-DEALER AGREEMENT
by and among
DEUTSCHE BANK TRUST COMPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC ,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student Loan Asset-Backed Notes
$70,000,000 Subordinate Class 1998B-5 Auction Rate Securities(sm) (ARS(sm))
_____________
BANC OF AMERICA SECURITIES LLC – pursuant to authority
granted to it in the Auction Agency Agreement dated as of December 15, 1998,
among Nelnet, the Trustee and the Auction Agent (the "Auction Agency
Agreement"), and BANC OF AMERICA SECURITIES LLC (together with its successors
and assigns hereinafter referred to as "BD").
WHEREAS, Nelnet has previously issued $70,000,000 of its Taxable
Student Loan Asset-Backed Notes, Subordinate Class
_____________
Banc of America Securities LLC – be in writing (including facsimile
or similar writing) and shall be given to such party, addressed to it, at its
address or facsimile number set forth below:
If to BD: Banc of America Securities LLC
NC1-005-12-03
121 West Trade Street, 12th Floor
Charlotte, North Carolina 28255
Telephone: 704-386-4520
Facsimile: 704-386-1193
Attention: Short Term Underwriting
and Trading
If
_____________
BANC OF AMERICA SECURITIES LLC – duly authorized
officers as of the date first above written.
DEUTSCHE BANK TRUST COMPANY
AMERICAS, as Auction Agent
By /s/ Linda Reale
___________________________________
Name Linda Reale
_________________________________
Title VP
________________________________
BANC OF AMERICA SECURITIES LLC , as
Broker-Dealer
By /s/ Christopher G. Cronk
___________________________________
Christopher G. Cronk, Principal
NELNET STUDENT LOAN
CORPORATION-1, as Issuer
By /s/ Terry J. Heimes
___________________________________
Terry J. Heimes,
_____________
dt 1355001
;
DB Trust
As referenced in this Broker-Dealer Agreement:
DEUTSCHE BANK TRUST CO – {DOCUMENT}
{TYPE}EX-10.110
{SEQUENCE}19
{FILENAME}y88696a4exv10w110.txt
{DESCRIPTION}BROKER DEALER AGREEMENT
{TEXT}
{PAGE}
EXHIBIT 10.110
================================================================================
BROKER-DEALER AGREEMENT
by and among
DEUTSCHE BANK TRUST CO MPANY AMERICAS,
as Auction Agent,
NELNET STUDENT LOAN CORPORATION-1,
as Issuer
and
BANC OF AMERICA SECURITIES LLC,
as Broker-Dealer
Relating to
NELNET Student Loan Corporation-1
Taxable Student
_____________
DEUTSCHE BANK TRUST CO – BROKER-DEALER AGREEMENT
THIS BROKER-DEALER AGREEMENT dated as of October 15, 2002 by and among
NELNET STUDENT LOAN CORPORATION-1 (formerly known as Union Financial Services-1,
Inc.) ("Nelnet"), DEUTSCHE BANK TRUST CO MPANY AMERICAS (together with its
successors and assigns, the "Auction Agent"), not in its individual capacity but
solely as agent of Zions First National Bank, as successor trustee (the
"Trustee")
_____________
Deutsche Bank Trust Co – 03
121 West Trade Street, 12th Floor
Charlotte, North Carolina 28255
Telephone: 704-386-4520
Facsimile: 704-386-1193
Attention: Short Term Underwriting
and Trading
If to the Auction Agent: Deutsche Bank Trust Co mpany Americas
100 Plaza One, 6th Floor
Jersey City, New Jersey 07311
Telephone: 201-593-6878
Facsimile: 201-593-5447
Attention: Corporate Trust & Agency
Services
or such other address or
_____________
DEUTSCHE BANK TRUST CO – WHEREOF, the parties hereto have caused this Broker-Dealer
Agreement to be duly executed and delivered by their proper and duly authorized
officers as of the date first above written.
DEUTSCHE BANK TRUST CO MPANY
|