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$57	Preview Subscribers	2001	Indenture Indenture (300K) Doc #390743: Click preview link for longer preview. STATION CASINOS, INC. -------------------- $500,000,000 8 3/8% SENIOR NOTES DUE 2008 -------------------- INDENTURE DATED AS OF FEBRUARY 13, 2001 -------------------- UNITED STATES TRUST COMPANY OF NEW YORK TRUSTEE {PAGE} TABLE OF CONTENTS {TABLE} {CAPTION} PAGE ---- {S} {C} ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE.............................................................1 Section 1.01. DEFINITIONS...........................................................................1 ----------- Section 1.02. OTHER DEFINITIONS....................................................................14 ----------------- Section 1.03. INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT....................................15 ------------------------------------------------- Section 1.04. RULES OF CONSTRUCTION................................................................15 --------------------- ARTICLE 2. THE NOTES .....................................................................................16 Section 2.01. FORM AND DATING......................................................................16 --------------- Section 2.02. EXECUTION AND AUTHENTICATION.........................................................18 ---------------------------- Section 2.03. REGISTRAR; PAYING AGENT; DEPOSITORY; NOTE CUSTODIAN..................................18 --------------------------------------------------- Section 2.04. PAYING AGENT TO HOLD MONEY IN TRUST..................................................19 ----------------------------------- Section 2.05. NOTEHOLDER LISTS.....................................................................20 ---------------- Section 2.06. TRANSFER AND EXCHANGE................................................................20 --------------------- Section 2.07. REPLACEMENT NOTES....................................................................28 ----------------- Section 2.08. OUTSTANDING NOTES....................................................................28 ----------------- Section 2.09. TREASURY NOTES.......................................................................29 -------------- Section 2.10. TEMPORARY NOTES......................................................................29 --------------- Section 2.11. CANCELLATION.........................................................................29 ------------ Section 2.12. DEFAULTED INTEREST...................................................................29 ------------------ Section 2.13. CUSIP NUMBER.........................................................................30 ------------ Section 2.14. EXCHANGE REGISTRATION................................................................30 --------------------- ARTICLE 3. REDEMPTION .....................................................................................30 Section 3.01. NOTICES TO TRUSTEE...................................................................30 ------------------ Section 3.02. SELECTION OF NOTES TO BE REDEEMED....................................................30 --------------------------------- Section 3.03. NOTICE OF REDEMPTION.................................................................31 -------------------- Section 3.04. EFFECT OF NOTICE OF REDEMPTION.......................................................31 ------------------------------ Section 3.05. DEPOSIT OF REDEMPTION PRICE..........................................................32 --------------------------- Section 3.06. NOTES REDEEMED IN PART...............................................................32 ---------------------- Section 3.07. MANDATORY DISPOSITION PURSUANT TO GAMING LAWS........................................32 --------------------------------------------- ARTICLE 4. COVENANTS .....................................................................................32 Section 4.01. PAYMENT OF NOTES.....................................................................32 ---------------- Section 4.02. SEC REPORTS, FINANCIAL REPORTS.......................................................33 ------------------------------ Section 4.03. COMPLIANCE CERTIFICATE...............................................................33 ---------------------- Section 4.04. STAY, EXTENSION AND USURY LAWS.......................................................34 ------------------------------ Section 4.05. RESTRICTED PAYMENTS AND RESTRICTED INVESTMENTS.......................................34 ---------------------------------------------- Section 4.06. LIMITATION ON INDEBTEDNESS...........................................................37 -------------------------- Section 4.07. LIMITATION ON CAPITAL STOCK OF RESTRICTED SUBSIDIARIES...............................38 ------------------------------------------------------ Section 4.08. CORPORATE EXISTENCE..................................................................38 ------------------- Section 4.09. TAXES................................................................................38 ----- {/TABLE} i {PAGE} {TABLE} {CAPTION} PAGE ---- {S} {C} Section 4.10. INVESTMENT COMPANY ACT...............................................................38 ---------------------- Section 4.11. LIMITATION ON TRANSACTIONS WITH AFFILIATES...........................................38 ------------------------------------------ Section 4.12. CHANGE OF CONTROL AND RATING DECLINE.................................................39 ------------------------------------ Section 4.13. LIMITATION ON DIVIDENDS AND OTHER PAYMENT RESTRICTIONS AFFECTING RESTRICTED ---------------------------------------------------------------------------- SUBSIDIARIES.........................................................................41 ------------ Section 4.14. LIMITATION ON LIENS..................................................................41 ------------------- Section 4.15. NO AMENDMENT TO SUBORDINATION PROVISIONS.............................................43 ---------------------------------------- ARTICLE 5. SUCCESSORS .....................................................................................44 Section 5.01. WHEN COMPANY MAY MERGE, ETC..........................................................44 --------------------------- Section 5.02. SUCCESSOR CORPORATION SUBSTITUTED....................................................44 --------------------------------- ARTICLE 6. DEFAULTS AND REMEDIES.................................................................................45 390743	Wasserstein Wasserstein Perella Securities, Inc. ( Financial ) As referenced in this Indenture: Wasserstein Perella Securities, Inc – Note. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc ., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not _____________ Wasserstein Perella Securities, Inc – Act. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc ., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not _____________ Wasserstein Perella Securities, Inc – States. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc ., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not _____________ Wasserstein Perella Securities, Inc – States. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc ., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not _____________ Wasserstein Perella Securities Inc – States. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities Inc ., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not _____________ dt 1548182 ; Bear, Stearns Bear, Stearns & Co. Inc. As referenced in this Indenture: Bear, Stearns & Co – the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co . Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in _____________ Bear, Stearns & Co – the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co . Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in _____________ Bear, Stearns & Co – the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co . Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in _____________ Bear, Stearns & Co – the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co . Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in _____________ Bear, Stearns & Co – the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities Inc., Bear, Stearns & Co . Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in _____________ dt 1361162 ; Station Casinos Station Casinos, Inc. ( Casinos & Gaming ) As referenced in this Indenture: STATION CASINOS, INC – {DOCUMENT} {TYPE}EX-4.6 {SEQUENCE}2 {FILENAME}a2042228zex-4_6.txt {DESCRIPTION}EXHIBIT 4.6 {TEXT} {PAGE} EXHIBIT 4.6 STATION CASINOS, INC . -------------------- $500,000,000 8 3/8% SENIOR NOTES DUE 2008 -------------------- INDENTURE DATED AS OF FEBRUARY 13, 2001 -------------------- UNITED STATES TRUST COMPANY OF NEW YORK TRUSTEE {PAGE} TABLE OF CONTENTS { _____________ STATION CASINOS, INC – 04 318(a).......................................................................... 11.01 {/TABLE} N.A. means not applicable. -------------------------- * This Cross-Reference Table is not part of the Indenture. {PAGE} INDENTURE dated as of February 13, 2001 among STATION CASINOS, INC ., a Nevada corporation (the "Company"), and UNITED STATES TRUST COMPANY OF NEW YORK, a New York banking corporation, as Trustee (the "Trustee"). Each party agrees as follows for the _____________ STATION CASINOS, INC – capital and surplus (including subordinated capital notes) of at least $50,000,000 as set forth in its most recent published annual report of condition. The Company's address is: STATION CASINOS, INC . 2411 West Sahara Avenue Las Vegas, Nevada 89102 The Trustee's address is: UNITED STATES TRUST COMPANY OF NEW YORK 114 West 47th Street New York, New York 10036- _____________ STATION CASINOS, INC – a part hereof, and shall in no way modify or restrict any of the terms or provisions hereof. [SIGNATURE PAGES FOLLOW] 62 {PAGE} SIGNATURES Dated: as of February 13, 2001 STATION CASINOS, INC . By: /s/ GLENN C. CHRISTENSON ------------------------ Name: Glenn C. Christenson Title: Executive Vice President and Chief Financial Officer Dated: as of February 13, 2001 UNITED STATES TRUST COMPANY OF NEW _____________ STATION CASINOS, INC – Name: Annette L. Kos Title: Assistant Vice President {PAGE} Exhibit A-1 (Face of Note) 8 3/8% [Series A] [Series B] Senior Notes due 2008 No. CUSIP No. 857689AL7 $----------- STATION CASINOS, INC . promises to pay to or registered assigns, the principal sum of Dollars on February 15, 2008 Interest Payment Dates: February 15 and August 15, commencing August 15, 2001 Record _____________ dt 1537895 ;	Wells Fargo Wells Fargo Brokerage Services, LLC As referenced in this Indenture: Wells Fargo Brokerage Services, – are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in the Indenture have the meanings _____________ Wells Fargo Brokerage Services, – are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in the Indenture have the meanings _____________ Wells Fargo Brokerage Services, – are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in the Indenture have the meanings _____________ Wells Fargo Brokerage Services, – are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in the Indenture have the meanings _____________ Wells Fargo Brokerage Services, – are made for your benefit and the benefit of the Company and Banc of America Securities LLC, Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes being transferred. Terms used in this certificate and not otherwise defined in the Indenture have the meanings _____________ dt 1546157 ; BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Indenture: Banc of America Securities LLC – to transfers of interest in the Regulation S Temporary Global Note. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC , Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes _____________ Banc of America Securities LLC – 144A Global Notes pursuant to the Indenture and the Securities Act. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC , Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes _____________ Banc of America Securities LLC – blue sky securities laws of any state of the United States. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC , Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes _____________ Banc of America Securities LLC – blue sky securities laws of any state of the United States. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC , Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities, Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes _____________ Banc of America Securities LLC – blue sky securities laws of any state of the United States. This certificate and the statements contained herein are made for your benefit and the benefit of the Company and Banc of America Securities LLC , Deutsche Bank Alex. Brown Inc., Wasserstein Perella Securities Inc., Bear, Stearns & Co. Inc., Wells Fargo Brokerage Services, LLC, and CIBC World Markets Corp., the initial purchasers of such Notes _____________ dt 1355141 ; More...
$83	Preview Subscribers	2000	Indenture Indenture (266K) Doc #391659: Click preview link for longer preview. MANDALAY RESORT GROUP, as Issuer and THE BANK OF NEW YORK, as Trustee -------------------- INDENTURE -------------------- Dated as of July 24, 2000 $500,000,000 10 1/4% Senior Subordinated Notes due 2007 ================================================================================ {PAGE} {TABLE} {CAPTION} CROSS-REFERENCE TABLE* TIA INDENTURE SECTION SECTION {S} {C} {C} 310 (a)(1)........................................................................ 7.10 (a)(2)........................................................................ 7.10 (a)(3)........................................................................ N.A. (a)(4)........................................................................ N.A. (a)(5)........................................................................ 7.10 (b)........................................................................... 7.08; 7.10; 12.02 (c)........................................................................... N.A. 311 (a)........................................................................... 7.11 (b)........................................................................... 7.11 (c)........................................................................... N.A. 312(a)........................................................................ 2.05 (b)........................................................................... 12.03 (c)........................................................................... 12.03 313 (a)........................................................................... 7.06 (b)........................................................................... 7.06 (c)........................................................................... 7.06; 12.02 (d)........................................................................... 7.06 314 (a)........................................................................... 4.07; 12.02 (b)........................................................................... N.A. (c)(1)........................................................................ 12.04 (c)(2)........................................................................ 12.04 (c)(3)........................................................................ N.A. (d)........................................................................... N.A. (e)........................................................................... 12.05 (f)........................................................................... N.A. 315 (a)........................................................................... 7.01(b) (b)........................................................................... 7.05; 12.02 (c)........................................................................... 7.01(a) (d)........................................................................... 7.01(c) (e)........................................................................... 6.11 316 (a)(last sentence)............................................................ 12.06 (a)(1)(A)..................................................................... 6.05 (a)(1)(B)..................................................................... 6.04 (a)(2)........................................................................ N.A. (b)........................................................................... 6.07 317 (a)(1)........................................................................ 6.08 (a)(2)........................................................................ 6.09 (b)........................................................................... 2.04 318 (a)........................................................................... 12.01 (b)........................................................................... N.A. (c)........................................................................... 10.01 {/TABLE} -------------------- N.A. means Not Applicable. *This Cross-Reference Table is not part of the Indenture. {PAGE} TABLE OF CONTENTS {TABLE} {CAPTION} PAGE ARTICLE ONE DEFINITIONS AND INCORPORATION BY REFERENCE {S} {C} {C} SECTION 1.01. Definitions........................................................................1 SECTION 1.02. Incorporation By Reference Of Trust Indenture Act..................................................................10 SECTION 1.03. Rules Of Construction.............................................................11 ARTICLE TWO THE SECURITIES SECTION 2.01. Forms Generally...................................................................11 SECTION 2.02. Execution And Authentication; Aggregate Principal Amount; Delivery...........................................12 SECTION 2.03. Registrar And Paying Agent........................................................13 SECTION 2.04. Paying Agent To Hold Money In Trust...............................................14 SECTION 2.05. Securityholder Lists..............................................................14 SECTION 2.06. Transfer And Exchange.............................................................14 SECTION 2.07. Replacement Securities............................................................15 SECTION 2.08. Outstanding Securities............................................................15 SECTION 2.09. Temporary Securities..............................................................16 SECTION 2.10. Cancellation......................................................................16 SECTION 2.11. Defaulted Interest................................................................16 SECTION 2.12. Mandatory Disposition Of Securities Pursuant To Gaming Laws........................................................16 SECTION 2.13. CUSIP Numbers.....................................................................17 SECTION 2.14. Restrictive Legends...............................................................18 SECTION 2.15. Book-Entry Provisions For Global Security.......................................................................19 SECTION 2.16. Special Transfer Provisions.......................................................21 ARTICLE THREE SUBORDINATION SECTION 3.01. Securities Subordinated To Senior Debt....................................................................24 SECTION 3.02. No Payment On Securities In Certain Circumstances..................................................................25 SECTION 3.03. Securities Subordinated To Prior Payment Of All Senior Debt On Dissolution, Liquidation Or Reorganization Of Company......................................................27 {/TABLE} -i- {PAGE} {TABLE} {S} {C} {C} SECTION 3.04. Securityholders To Be Subrogated To Rights Of Holders Of Senior Debt...........................................................................28 SECTION 3.05. Obligations Of The Company Unconditional..................................................................28 SECTION 3.06. Trustees And Paying Agent Entitled To Assume Payments Not Prohibited In Absence Of Notice..............................................................29 SECTION 3.07. Application By Trustee Of Monies Deposited With It..............................................................30 SECTION 3.08. Subordination Rights Not Impaired By Acts Or Omissions Of Company Or Holders Of Senior Debt.........................................................30 SECTION 3.09. Securityholders Authorize Trustee To Effectuate Subordination Of Securities.....................................................................31 SECTION 3.10. Right Of Trustee And Paying Agent To Hold Senior Debt; Preservation of Trustee's Rights...............................................................31 SECTION 3.11. Article Three Not To Prevent Events Of Default........................................................................32 SECTION 3.12. Trustee Not Fiduciary For Holders Of Senior Debt....................................................................32 ARTICLE FOUR COVENANTS SECTION 4.01. Payment Of Securities.............................................................32 SECTION 4.02. Corporate Existence...............................................................33 SECTION 4.03. Payment Of Taxes And Other Claims.................................................33 SECTION 4.04. Maintenance Of Properties.........................................................33 SECTION 4.05. Maintenance Of Office Or Agency...................................................34 SECTION 4.06. Compliance Certificate; Notice of Default...........................................................................34 SECTION 4.07. Reports...........................................................................35 SECTION 4.08. Waiver Of Stay, Extension Of Usury Laws.....................................................................36 SECTION 4.09. Limitation On Liens...............................................................36 SECTION 4.10. Limitation On Sale And Lease-Back Transactions......................................................................38 SECTION 4.11. Defeasance Of Certain Obligations.................................................39 SECTION 4.12. Limitation On Layering Debt.......................................................41 SECTION 4.13. Change of Control.................................................................41 ARTICLE FIVE SUCCESSOR CORPORATION {/TABLE} -ii- {PAGE} ARTICLE SIX DEFAULTS AND REMEDIES {TABLE} {S} {C} {C} SECTION 6.01. Events Of Default.................................................................45 SECTION 6.02. Acceleration......................................................................47 SECTION 6.03. Other Remedies....................................................................47 SECTION 6.04. Waiver Of Past Defaults...........................................................48 SECTION 6.05. Control By Majority...............................................................48 SECTION 6.06. Limitation On Suits...............................................................48 SECTION 6.07. Rights Of Holders To Receive Payment..............................................49 SECTION 6.08. Collection Suit By Trustee........................................................49 391659	Wasserstein Wasserstein Perella Securities, Inc. ( Financial ) As referenced in this Indenture: Wasserstein Perella Securities, Inc – Merrill Lynch, Pierce, Fenner and Smith Incorporated, Banc of America Securities LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Deutsche Bank Securities Inc., Commerzbank Capital Markets Corporation, Credit Suisse First Boston Corporation, Wasserstein Perella Securities, Inc ., FleetBoston Robertson Stephens Inc. and SG Cowen Securities Corporation. "Initial Securities" shall have the meaning provided in the Recitals. "Interest Rate Protection Obligations" means, with respect to any person, _____________ dt 1548183 ; Mandalay Resort Mandalay Resort Group As referenced in this Indenture: MANDALAY RESORT GROUP, – {DOCUMENT} {TYPE}EX-4.1 {SEQUENCE}2 {FILENAME}ex-4_1.txt {DESCRIPTION}EXHIBIT 4.1 {TEXT} {PAGE} EXHIBIT 4.1 ================================================================================ MANDALAY RESORT GROUP, as Issuer and THE BANK OF NEW YORK, as Trustee -------------------- INDENTURE -------------------- Dated as of July 24, 2000 $500,000,000 10 1/4% Senior Subordinated Notes due 2007 ================================================================================ {PAGE} { _____________ Mandalay Resort Group, – QIB Accredited Investors Exhibit D - Form of Certificate To Be Delivered in Connection with Transfers Pursuant To Regulation S {/TABLE} -v- {PAGE} INDENTURE, dated as of July 24, 2000, between Mandalay Resort Group, a Nevada corporation ("Company"), and The Bank of New York, a New York banking corporation, as Trustee ("Trustee"). RECITALS The Company has duly authorized the execution and delivery of _____________ Mandalay Resort Group – Any notice or communication shall be sufficiently given if in writing and delivered in person or mailed by first-class mail postage prepaid, addressed as follows: if to the Company: Mandalay Resort Group 3950 Las Vegas Boulevard South Las Vegas, Nevada 89119 Attention: General Counsel if to the Trustee: The Bank of New York 101 Barclay Street, Floor 21W New York, New _____________ Mandalay Resort Group – Nevada 89119 Attention: General Counsel if to the Trustee: The Bank of New York 101 Barclay Street, Floor 21W New York, New York 10286 Attention: Corporate Trust Trustee Administration Re: Mandalay Resort Group The Company or the Trustee by notice to the other may designate additional or different addresses for subsequent notices or communications. Any notice or communication mailed to a Securityholder _____________ MANDALAY RESORT GROUP – Company and the Trustee have caused their names to be signed hereto by their respective officers thereunto duly authorized, all as of the day and year first above written. SIGNATURES MANDALAY RESORT GROUP By: /s/ GLENN SCHAEFFER ---------------------------- Name: Glenn Schaeffer Title: President THE BANK OF NEW YORK, as Trustee By: /s/ VAN K. BROWN ---------------------------- Name: Van K. Brown Title: Assistant V.P. { _____________ dt 1383641 ; Mandalay Resort Mandalay Resort Group ( Casinos & Gaming ) As referenced in this Indenture: MANDALAY RESORT GROUP, – {DOCUMENT} {TYPE}EX-4.1 {SEQUENCE}2 {FILENAME}ex-4_1.txt {DESCRIPTION}EXHIBIT 4.1 {TEXT} {PAGE} EXHIBIT 4.1 ================================================================================ MANDALAY RESORT GROUP, as Issuer and THE BANK OF NEW YORK, as Trustee -------------------- INDENTURE -------------------- Dated as of July 24, 2000 $500,000,000 10 1/4% Senior Subordinated Notes due 2007 ================================================================================ {PAGE} { _____________ Mandalay Resort Group, – QIB Accredited Investors Exhibit D - Form of Certificate To Be Delivered in Connection with Transfers Pursuant To Regulation S {/TABLE} -v- {PAGE} INDENTURE, dated as of July 24, 2000, between Mandalay Resort Group, a Nevada corporation ("Company"), and The Bank of New York, a New York banking corporation, as Trustee ("Trustee"). RECITALS The Company has duly authorized the execution and delivery of _____________ Mandalay Resort Group – Any notice or communication shall be sufficiently given if in writing and delivered in person or mailed by first-class mail postage prepaid, addressed as follows: if to the Company: Mandalay Resort Group 3950 Las Vegas Boulevard South Las Vegas, Nevada 89119 Attention: General Counsel if to the Trustee: The Bank of New York 101 Barclay Street, Floor 21W New York, New _____________ Mandalay Resort Group – Nevada 89119 Attention: General Counsel if to the Trustee: The Bank of New York 101 Barclay Street, Floor 21W New York, New York 10286 Attention: Corporate Trust Trustee Administration Re: Mandalay Resort Group The Company or the Trustee by notice to the other may designate additional or different addresses for subsequent notices or communications. Any notice or communication mailed to a Securityholder _____________ MANDALAY RESORT GROUP – Company and the Trustee have caused their names to be signed hereto by their respective officers thereunto duly authorized, all as of the day and year first above written. SIGNATURES MANDALAY RESORT GROUP By: /s/ GLENN SCHAEFFER ---------------------------- Name: Glenn Schaeffer Title: President THE BANK OF NEW YORK, as Trustee By: /s/ VAN K. BROWN ---------------------------- Name: Van K. Brown Title: Assistant V.P. { _____________ dt 1383641 ;	BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Indenture: Banc of America Securities LLC – on the Registrar's books. "Indenture" means this Indenture as amended or supplemented from time to time. "Initial Purchasers" means Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Banc of America Securities LLC , Donaldson, Lufkin & Jenrette Securities Corporation, Deutsche Bank Securities Inc., Commerzbank Capital Markets Corporation, Credit Suisse First Boston Corporation, Wasserstein Perella Securities, Inc., FleetBoston Robertson Stephens Inc. and SG Cowen _____________ dt 1355146 ; BNY Bank of New York ( Money Center Banks ) As referenced in this Indenture: BANK OF NEW YORK, – {DOCUMENT} {TYPE}EX-4.1 {SEQUENCE}2 {FILENAME}ex-4_1.txt {DESCRIPTION}EXHIBIT 4.1 {TEXT} {PAGE} EXHIBIT 4.1 ================================================================================ MANDALAY RESORT GROUP, as Issuer and THE BANK OF NEW YORK, as Trustee -------------------- INDENTURE -------------------- Dated as of July 24, 2000 $500,000,000 10 1/4% Senior Subordinated Notes due 2007 ================================================================================ {PAGE} {TABLE} {CAPTION} CROSS-REFERENCE TABLE* TIA INDENTURE SECTION _____________ Bank of New York, – Be Delivered in Connection with Transfers Pursuant To Regulation S {/TABLE} -v- {PAGE} INDENTURE, dated as of July 24, 2000, between Mandalay Resort Group, a Nevada corporation ("Company"), and The Bank of New York, a New York banking corporation, as Trustee ("Trustee"). RECITALS The Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of its 10 _____________ BANK OF NEW YORK, – to the Trustee's certificate of authentication, an alternate certificate of authentication in the following form: This is one of the Securities referred to in the within mentioned Indenture. THE BANK OF NEW YORK, as Trustee By: ------------------------------------ As Authenticating Agent By: ------------------------------------ Authorized Signatory {PAGE} -61- ARTICLE EIGHT DISCHARGE OF INDENTURE SECTION 8.01. TERMINATION OF COMPANY'S OBLIGATIONS. The Company may terminate its _____________ Bank of New York – mail postage prepaid, addressed as follows: if to the Company: Mandalay Resort Group 3950 Las Vegas Boulevard South Las Vegas, Nevada 89119 Attention: General Counsel if to the Trustee: The Bank of New York 101 Barclay Street, Floor 21W New York, New York 10286 Attention: Corporate Trust Trustee Administration Re: Mandalay Resort Group The Company or the Trustee by notice to the other _____________ BANK OF NEW YORK, – their respective officers thereunto duly authorized, all as of the day and year first above written. SIGNATURES MANDALAY RESORT GROUP By: /s/ GLENN SCHAEFFER ---------------------------- Name: Glenn Schaeffer Title: President THE BANK OF NEW YORK, as Trustee By: /s/ VAN K. BROWN ---------------------------- Name: Van K. Brown Title: Assistant V.P. {PAGE} EXHIBIT A REGISTERED CUSIP NO. PRINCIPAL AMOUNT $ NO. MANDALAY RESORT GROUP 10 1/ _____________ dt 1583550 ; More...
$33	Preview Subscribers	2000	Universal Compression Announces Issuance of Shares to Cover Over-Allotments Universal Compression Announces Issuance of Shares to Cover Over-Allotments (2K) Doc #244568: Click preview link for longer preview. {DOCUMENT} {TYPE}EX-99.1 {SEQUENCE}2 {FILENAME}0002.txt {DESCRIPTION}PRESS RELEASE - DATED JUNE 8, 2000 {TEXT} {PAGE} 1 EXHIBIT 99.1 Contact: Richard W. FitzGerald Chief Financial Officer (713) 335-7000 FOR IMMEDIATE RELEASE UNIVERSAL COMPRESSION ANNOUNCES ISSUANCE OF SHARES TO COVER OVER-ALLOTMENTS Houston, June 8, 2000 -- Universal Compression Holdings, Inc. (NYSE: UCO) today announced the issuance of an additional 275,000 shares of common stock to cover over-allotments relating to its initial public offering of 7 million shares on May 30, 2000. The shares were sold at the initial offering price of $22.00 and constitute a partial distribution under the 1.05 million share over-allotment option granted to the underwriters. Proceeds to Universal Compression from the exercise of the over-allotment option totaled approximately $5.6 million, bringing total net proceeds from the initial public offering to approximately $148.5 million. The offering was managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in the United States and internationally. Information about this offering is available in the prospectus filed with the Securities and Exchange Commission. Copies of the prospectus may be obtained from Merrill Lynch & Co., One Houston Center, 1221 McKinney, Suite 2700, Houston, Texas 77010. Additional information upon which the New York Stock Exchange relied to approve the listing of the company is included in the listing application, which is available to the public upon request. This announcement shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state in which such an offer, solicitation or sale would be unlawful. Universal Compression Holdings, Inc., together with its operating subsidiary Universal Compression, Inc., is headquartered in Houston, Texas and is a leading natural gas compression services company, providing a full range of rental, sales, operations, maintenance and fabrication services, and products to the natural gas industry. {/TEXT} {/DOCUMENT} 244568	Wasserstein Wasserstein Perella Securities, Inc. ( Financial ) As referenced in this Universal Compression Announces Issuance of Shares to Cover Over-Allotments: Wasserstein Perella Securities, – 148.5 million. The offering was managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in the United States and internationally. Information about this offering is available in the prospectus filed _____________ dt 97952 ; Universal Universal Compression Holdings Inc. ( Rental & Leasing ) As referenced in this Universal Compression Announces Issuance of Shares to Cover Over-Allotments: Universal Compression Holdings, – RELEASE UNIVERSAL COMPRESSION ANNOUNCES ISSUANCE OF SHARES TO COVER OVER-ALLOTMENTS Houston, June 8, 2000 -- Universal Compression Holdings, Inc. (NYSE: UCO) today announced the issuance of an additional 275,000 shares of . . . Universal Compression Holdings, – securities in any state in which such an offer, solicitation or sale would be unlawful. Universal Compression Holdings, Inc., together with its operating subsidiary Universal Compression, Inc., is headquartered in Houston, Texas . . . dt 72064 ;	First Union First Union Securities, Inc. ( Financial ) As referenced in this Universal Compression Announces Issuance of Shares to Cover Over-Allotments: First Union Securities, – initial public offering to approximately $148.5 million. The offering was managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in the United States and internationally. Information about this offering is _____________ dt 101413 ; Merrill Lynch Merrill Lynch & Co., Inc. ( Investment Services ) As referenced in this Universal Compression Announces Issuance of Shares to Cover Over-Allotments: Merrill Lynch & Co – approximately $5.6 million, bringing total net proceeds from the initial public offering to approximately $148.5 million. The offering was managed by Merrill Lynch & Co ., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in _____________ Merrill Lynch & Co – about this offering is available in the prospectus filed with the Securities and Exchange Commission. Copies of the prospectus may be obtained from Merrill Lynch & Co ., One Houston Center, 1221 McKinney, Suite 2700, Houston, Texas 77010. Additional information upon which the New York Stock Exchange relied to approve _____________ dt 149453
$36	Preview Subscribers	2000	Universal Compression Announces Initial Public Offering of 7 Million Common Shares Universal Compression Announces Initial Public Offering of 7 Million Common Shares (3K) Doc #244569: Click preview link for longer preview. {DOCUMENT} {TYPE}EX-99.1 {SEQUENCE}2 {FILENAME}0002.txt {DESCRIPTION}PRESS RELEASE - DATED MAY 24, 2000 {TEXT} {PAGE} 1 EXHIBIT 99.1 Contact: Richard W. FitzGerald Chief Financial Officer (713) 335-7000 FOR IMMEDIATE RELEASE UNIVERSAL COMPRESSION ANNOUNCES INITIAL PUBLIC OFFERING OF 7 MILLION COMMON SHARES Houston, Texas -- May 24, 2000 -- Universal Compression Holdings, Inc. (NYSE: UCO) today announced the initial public offering of 7 million shares of common stock at $22.00 per share. All of the shares are being offered by the company. The company's common stock will be listed on the New York Stock Exchange under the symbol "UCO." The offering is being managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares are being offered concurrently in the United States and internationally. The company has granted the underwriters an option to purchase up to an additional 1.05 million shares of common stock to cover over-allotments, if any. Universal Compression anticipates receiving approximately $142.9 million in net proceeds from the offering. The company intends to use the net proceeds from the offering and a new operating lease facility that will close concurrently with the offering to repay all outstanding indebtedness under an existing credit facility and international debt arrangements, redeem the company's 11 3/8% senior discount notes and for general corporate purposes. Information about this offering is available in the prospectus filed with the Securities and Exchange Commission. Copies of the prospectus may be obtained from Merrill Lynch & Co., One Houston Center, 1221 McKinney, Suite 2700, Houston, Texas 77010. Additional information upon which the New York Stock Exchange relied to approve the listing of the company is included in the listing application, which is available to the public upon request. This announcement shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state in which such an offer, solicitation or sale would be unlawful. Certain statements and information included herein may constitute "forward-looking statements," which are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. The forward-looking statements are based on current expectations and may be significantly impacted by certain risks and uncertainties described herein and in Universal Compression Holdings, Inc.'s and Universal Compression, Inc.'s reports filed with the Securities and Exchange Commission. There can be no assurance that statements made in this press release relating to future events will be achieved. The Company undertakes no obligation to update or revise forward-looking statements to reflect {PAGE} 2 changed assumptions, the occurrence of unanticipated events, or changes to future operating results over time. Universal Compression Holdings, Inc., together with its operating subsidiary Universal Compression, Inc., is headquartered in Houston, Texas and is a leading natural gas compression services company, providing a full range of rental, sales, operations, maintenance and fabrication services and products to the natural gas industry. {/TEXT} {/DOCUMENT} 244569	Wasserstein Wasserstein Perella Securities, Inc. ( Financial ) As referenced in this Universal Compression Announces Initial Public Offering of 7 Million Common Shares: Wasserstein Perella Securities, – symbol "UCO." The offering is being managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares are being offered concurrently in the United States and internationally. The company has granted the underwriters an option to _____________ dt 97953 ; Universal Universal Compression Holdings Inc. ( Rental & Leasing ) As referenced in this Universal Compression Announces Initial Public Offering of 7 Million Common Shares: Universal Compression Holdings, – COMPRESSION ANNOUNCES INITIAL PUBLIC OFFERING OF 7 MILLION COMMON SHARES Houston, Texas -- May 24, 2000 -- Universal Compression Holdings, Inc. (NYSE: UCO) today announced the initial public offering of 7 million shares of . . . Universal Compression Holdings, – expectations and may be significantly impacted by certain risks and uncertainties described herein and in Universal Compression Holdings, Inc.'s and Universal Compression, Inc.'s reports filed with the Securities and Exchange . . . Universal Compression Holdings, – changed assumptions, the occurrence of unanticipated events, or changes to future operating results over time. Universal Compression Holdings, Inc., together with its operating subsidiary Universal Compression, Inc., is headquartered in Houston, Texas . . . dt 72065 ;	First Union First Union Securities, Inc. ( Financial ) As referenced in this Universal Compression Announces Initial Public Offering of 7 Million Common Shares: First Union Securities, – York Stock Exchange under the symbol "UCO." The offering is being managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares are being offered concurrently in the United States and internationally. The company has granted _____________ dt 101414 ; Merrill Lynch Merrill Lynch & Co., Inc. ( Investment Services ) As referenced in this Universal Compression Announces Initial Public Offering of 7 Million Common Shares: Merrill Lynch & Co – company's common stock will be listed on the New York Stock Exchange under the symbol "UCO." The offering is being managed by Merrill Lynch & Co ., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares are being offered concurrently _____________ Merrill Lynch & Co – about this offering is available in the prospectus filed with the Securities and Exchange Commission. Copies of the prospectus may be obtained from Merrill Lynch & Co ., One Houston Center, 1221 McKinney, Suite 2700, Houston, Texas 77010. Additional information upon which the New York Stock Exchange relied to approve _____________ dt 149454
$36	Preview Subscribers	2000	Universal Compression Announces Closing of Initial Public Offering Universal Compression Announces Closing of Initial Public Offering (2K) Doc #244570: Click preview link for longer preview. {DOCUMENT} {TYPE}EX-99.2 {SEQUENCE}3 {FILENAME}0003.txt {DESCRIPTION}PRESS RELEASE - DATED MAY 31, 2000 {TEXT} {PAGE} 1 EXHIBIT 99.2 Contact: Richard W. FitzGerald Chief Financial Officer (713) 335-7000 FOR IMMEDIATE RELEASE UNIVERSAL COMPRESSION ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING Houston, May 31, 2000 -- Universal Compression Holdings, Inc. (NYSE: UCO) today announced the closing of its initial public offering of 7 million shares of common stock at $22.00 per share. Universal Compression's common stock is listed on the New York Stock Exchange under the symbol "UCO." The offering was managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in the United States and internationally. The company has granted the underwriters an option to purchase up to an additional 1.05 million shares to cover over-allotments, if any. All shares were sold by the company. Universal Compression received approximately $142.9 million in net proceeds from the offering. A new operating lease facility and revolving credit facility also closed concurrently with the offering. Information about this offering is available in the prospectus filed with the Securities and Exchange Commission. Copies of the prospectus may be obtained from Merrill Lynch & Co., One Houston Center, 1221 McKinney, Suite 2700, Houston, Texas 77010. Additional information upon which the New York Stock Exchange relied to approve the listing of the company is included in the listing application, which is available to the public upon request. This announcement shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any state in which such an offer, solicitation or sale would be unlawful. Universal Compression Holdings, Inc., together with its operating subsidiary Universal Compression, Inc., is headquartered in Houston, Texas and is a leading natural gas compression services company, providing a full range of rental, sales, operations, maintenance and fabrication services, and products to the natural gas industry. {/TEXT} {/DOCUMENT} 244570	Wasserstein Wasserstein Perella Securities, Inc. ( Financial ) As referenced in this Universal Compression Announces Closing of Initial Public Offering: Wasserstein Perella Securities, – the symbol "UCO." The offering was managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in the United States and internationally. The company has granted the underwriters an option to purchase _____________ dt 97954 ; Universal Universal Compression Holdings Inc. ( Rental & Leasing ) As referenced in this Universal Compression Announces Closing of Initial Public Offering: Universal Compression Holdings, – FOR IMMEDIATE RELEASE UNIVERSAL COMPRESSION ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING Houston, May 31, 2000 -- Universal Compression Holdings, Inc. (NYSE: UCO) today announced the closing of its initial public offering of 7 . . . Universal Compression Holdings, – securities in any state in which such an offer, solicitation or sale would be unlawful. Universal Compression Holdings, Inc., together with its operating subsidiary Universal Compression, Inc., is headquartered in Houston, Texas . . . dt 72066 ;	First Union First Union Securities, Inc. ( Financial ) As referenced in this Universal Compression Announces Closing of Initial Public Offering: First Union Securities, – New York Stock Exchange under the symbol "UCO." The offering was managed by Merrill Lynch & Co., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in the United States and internationally. The company has granted the _____________ dt 101415 ; Merrill Lynch Merrill Lynch & Co., Inc. ( Investment Services ) As referenced in this Universal Compression Announces Closing of Initial Public Offering: Merrill Lynch & Co – share. Universal Compression's common stock is listed on the New York Stock Exchange under the symbol "UCO." The offering was managed by Merrill Lynch & Co ., Salomon Smith Barney, Deutsche Banc Alex. Brown, First Union Securities, Inc. and Wasserstein Perella Securities, Inc. The shares were offered concurrently in _____________ Merrill Lynch & Co – about this offering is available in the prospectus filed with the Securities and Exchange Commission. Copies of the prospectus may be obtained from Merrill Lynch & Co ., One Houston Center, 1221 McKinney, Suite 2700, Houston, Texas 77010. Additional information upon which the New York Stock Exchange relied to approve _____________ dt 149455
$34	Preview Subscribers	2001	Pricing Agreement Pricing Agreement (8K) Doc #1032946: Click preview link for longer preview. PRICING AGREEMENT February 21, 2001 UBS Warburg LLC As Representative of the several Underwriters named in Schedule I hereto, 677 Washington Blvd. Stamford, CT 06901 Ladies and Gentlemen: Newfield Exploration Company, a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 21, 2001 (the "Underwriting Agreement"), to issue and sell to the Underwriters named in . . . 1032946	Wasserstein Wasserstein Perella Securities, Inc. ( Financial ) As referenced in this Pricing Agreement: Wasserstein Perella Securities, Inc – 3 SCHEDULE I <TABLE> <CAPTION> PRINCIPAL AMOUNT OF DESIGNATED SECURITIES TO BE PURCHASED ------------------- UNDERWRITER ----------- <S> <C> UBS Warburg LLC $157,500,000 Wasserstein Perella Securities, Inc . 17,500,000 ------------ Total $175,000,000 ============ </TABLE> I-1 <PAGE> 4 SCHEDULE II TITLE OF DESIGNATED SECURITIES: 7 5/8% Senior Notes due 2011 _____________ dt 1548190 ; UBS Warburg UBS Warburg LLC As referenced in this Pricing Agreement: UBS Warburg LLC – lt;FILENAME>h84560ex1-2.txt <DESCRIPTION>PRICING AGREEMENT - DATED 2/21/2001 <TEXT> <PAGE> 1 EXHIBIT 1.2 PRICING AGREEMENT February 21, 2001 UBS Warburg LLC As Representative of the several Underwriters named in Schedule I hereto, 677 Washington Blvd. Stamford, CT 06901 Ladies and Gentlemen: Newfield Exploration Company, a Delaware corporation (the "Company"), proposes, _____________ UBS Warburg LLC – of the signers thereof. Very truly yours, Newfield Exploration Company By: /s/ Terry W. Rathert ------------------------------------------- Terry W. Rathert Vice President and Chief Financial Officer Accepted as of the date hereof: UBS Warburg LLC By: /s/ Salvatore Gianetti III -------------------------------- Salvatore Gianetti III Managing Director By: /s/ Edward Massaro -------------------------------- Edward Massaro Managing Director On behalf of each of the Underwriters 2 <PAGE> _____________ UBS Warburg LLC – the Underwriters 2 <PAGE> 3 SCHEDULE I <TABLE> <CAPTION> PRINCIPAL AMOUNT OF DESIGNATED SECURITIES TO BE PURCHASED ------------------- UNDERWRITER ----------- <S> <C> UBS Warburg LLC $157,500,000 Wasserstein Perella Securities, Inc. 17,500,000 ------------ Total $175,000,000 ============ </TABLE> I-1 <PAGE> 4 SCHEDULE II TITLE OF DESIGNATED SECURITIES: _____________ UBS Warburg LLC – No sinking fund provisions CLOSING LOCATION FOR DELIVERY OF DESIGNATED SECURITIES: Offices of Baker Botts L.L.P., 3000 One Shell Plaza, Houston, Texas 77002 NAME AND ADDRESS OF REPRESENTATIVES: UBS Warburg LLC Address for notices: UBS Warburg LLC 677 Washington Blvd. Stamford, CT 06901 Attention: Ed Massaro, Managing Director High Yield Capital Markets Facsimile: 203.719.5753 with a copy to: _____________ UBS Warburg LLC – FOR DELIVERY OF DESIGNATED SECURITIES: Offices of Baker Botts L.L.P., 3000 One Shell Plaza, Houston, Texas 77002 NAME AND ADDRESS OF REPRESENTATIVES: UBS Warburg LLC Address for notices: UBS Warburg LLC 677 Washington Blvd. Stamford, CT 06901 Attention: Ed Massaro, Managing Director High Yield Capital Markets Facsimile: 203.719.5753 with a copy to: UBS Warburg LLC 677 Washington Blvd. _____________ dt 1538532 ; First Union First Union National Bank ( Financial ) As referenced in this Pricing Agreement: First Union National Bank, – OF PURCHASE PRICE: Federal (same day) funds TIME OF DELIVERY: 10 a.m. (New York City time), February 28, 2001 INDENTURE: Indenture dated February 28, 2001, between the Company and First Union National Bank, as Trustee MATURITY: March 1, 2011 INTEREST RATE: 7 5/8% II-1 <PAGE> 5 INTEREST PAYMENT DATES: March 1 and September 1 of each year commencing _____________ dt 1464647 ;	UBS Warburg