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$39	Preview Subscribers	2004	Distribution Agreement Distribution Agreement (159K) Doc #897494: Click preview link for longer preview. Northwest Natural Gas Company $160,000,000 Medium-Term Notes, Series B Distribution Agreement September 28, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center 15^th Floor New York, New York 10080 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, NY 10017 Piper Jaffray & Co. 111 SW Fifth Avenue, Suite 1900 Portland, Oregon 97204 Ladies . . . 897494	J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Distribution Agreement: J.P. Morgan Securities Inc – September 28, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center 15th Floor New York, New York 10080 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 J.P. Morgan Securities Inc . 270 Park Avenue, 9th Floor New York, NY 10017 Piper Jaffray & Co. 111 SW Fifth Avenue, Suite 1900 Portland, Oregon 97204 Ladies and Gentlemen: Northwest Natural Gas Company, _____________ J.P. Morgan Securities Inc – the Company of the right to sell Securities directly on its own behalf, the Company hereby (i) appoints each of Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, J.P. Morgan Securities Inc . and Piper Jaffray & Co. as an agent of the Company for the purpose of soliciting and receiving offers to purchase Securities from the Company and (ii) reserves the _____________ J.P. Morgan Securities Inc – by facsimile transmission or registered mail to 677 Washington Blvd., Stamford, Connecticut 06901, Facsimile Transmission No. 203-719-7139, Attn: Kimberly Blue, Managing 19 Director, Debt Capital Markets, if to J.P. Morgan Securities Inc ., shall be sufficient in all respects when delivered or sent by facsimile transmission or registered mail to 270 Park Avenue, 9th Floor, New York, New York 10017, Facsimile Transmission _____________ J.P. MORGAN SECURITIES INC – LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: /s/ DIANE KENNA Title: Authorized Signatory UBS SECURITIES LLC By: /s/ KIMBERLY BLUE Title: Managing Director By: /s/ RYAN DONOVAN Title: Associate Director J.P. MORGAN SECURITIES INC . By: /s/ MARIA SRAMEK Title: Vice President PIPER JAFFRAY & CO. By: /s/ ROBERT A. KRUEGER Title: Authorized Signatory 21 ANNEX I Northwest Natural Gas Company Administrative Procedure This _____________ J.P. Morgan Securities Inc – Agreement, dated September 28, 2004 (the Distribution Agreement), amongst Northwest Natural Gas Company (the Company), on the one hand, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, J.P. Morgan Securities Inc ., Piper Jaffray & Co. and each other person which shall become a party thereto (each, an Agent and, together, the Agents), on the other. Defined terms used herein and _____________ dt 1492809 ; DB Trust Deutsche Bank Trust Company Americas ( Financial ) As referenced in this Distribution Agreement: Deutsche Bank Trust Co – Notes, and, together with the Secured Notes, the Securities). The Secured Notes will be issued under the Companys Mortgage and Deed of Trust, dated as of July 1, 1946, to Deutsche Bank Trust Co mpany Americas (formerly known as Bankers Trust Company) (the Mortgage Trustee or the Trustee) and R.G. Page (Stanley Burg, successor), as trustees, as supplemented (such Mortgage and Deed of _____________ Deutsche Bank Trust Co – the Mortgage or the Indenture). The Unsecured Notes will be issued under an indenture, dated as of June 1, 1991 (the Note Indenture or the Indenture), between the Company and Deutsche Bank Trust Co mpany Americas, as trustee (the Indenture Trustee or the Trustee). The Securities shall have the maturities, interest rates, if any, redemption provisions and other terms set forth in the Prospectus _____________ Deutsche Bank Trust Co – Mortgage Bonds, designated Secured Medium-Term Notes, Series B (the Secured Notes) to be issued under the Companys Mortgage and Deed of Trust, dated as of July 1, 1946, to Deutsche Bank Trust Co mpany Americas (formerly known as Bankers Trust Company) (the Corporate Trustee) and R.G. Page (Stanley Burg, successor), as trustees, as supplemented by twenty supplemental indentures (such Mortgage and Deed _____________ Deutsche Bank Trust Co – Mortgage), and (ii) the Companys Unsecured Medium-Term Notes, Series B (the Unsecured Notes), to be issued under the Companys Indenture, dated as of June 1, 1991 (the Indenture), to Deutsche Bank Trust Co mpany Americas, as trustee (the Indenture Trustee) (the Secured Notes and the Unsecured Notes being hereinafter collectively referred to as the Notes), and the appointment of each of you as _____________ Deutsche Bank Trust Co – Mortgage Bonds, designated Secured Medium-Term Notes, Series B (the Secured Notes), to be issued under the Companys Mortgage and Deed of Trust, dated as of July 1, 1946, to Deutsche Bank Trust Co mpany Americas (formerly known as Bankers Trust Company) (the Corporate Trustee) and R.G. Page (Stanley Burg, successor), as trustees, as supplemented by twenty supplemental indentures (such Mortgage and Deed _____________ dt 1390774 ; UBS Securities UBS Securities LLC ( Financial ) As referenced in this Distribution Agreement: UBS Securities LLC – 000,000 Medium-Term Notes, Series B Distribution Agreement September 28, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center 15th Floor New York, New York 10080 UBS Securities LLC 677 Washington Blvd. Stamford, Connecticut 06901 J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, NY 10017 Piper Jaffray & Co. 111 SW Fifth Avenue, Suite _____________ UBS Securities LLC – the reservation by the Company of the right to sell Securities directly on its own behalf, the Company hereby (i) appoints each of Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC , J.P. Morgan Securities Inc. and Piper Jaffray & Co. as an agent of the Company for the purpose of soliciting and receiving offers to purchase Securities from the _____________ UBS Securities LLC – mail to 4 World Financial Center, 15th Floor, New York, New York 10080, Attn: MTN Product Management, Facsimile Transmission No. 212-449-2234, Telephone No. 212-449-7476, if to UBS Securities LLC , shall be sufficient in all respects when delivered or sent by facsimile transmission or registered mail to 677 Washington Blvd., Stamford, Connecticut 06901, Facsimile Transmission No. 203-719-7139, _____________ UBS SECURITIES LLC – COMPANY By: /s/ BETH A. UGORETZ Title: Senior Vice President Accepted as of the date hereof: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED By: /s/ DIANE KENNA Title: Authorized Signatory UBS SECURITIES LLC By: /s/ KIMBERLY BLUE Title: Managing Director By: /s/ RYAN DONOVAN Title: Associate Director J.P. MORGAN SECURITIES INC. By: /s/ MARIA SRAMEK Title: Vice President PIPER JAFFRAY & _____________ UBS Securities LLC – in the Distribution Agreement, dated September 28, 2004 (the Distribution Agreement), amongst Northwest Natural Gas Company (the Company), on the one hand, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC , J.P. Morgan Securities Inc., Piper Jaffray & Co. and each other person which shall become a party thereto (each, an Agent and, together, the Agents), on the other. _____________ dt 1420179 ;	Simpson Thacher Simpson Thacher & Bartlett ( Legal ) As referenced in this Distribution Agreement: Simpson Thacher – Commencement Date), the Agents shall be furnished at the offices of Thelen Reid & Priest LLP, 875 Third Avenue, New York, New York, with the following: (a) An opinion of Simpson Thacher & Bartlett LLP, counsel to the Agents, dated the Commencement Date, with respect to such matters as such Agents may reasonably request, which opinion may rely, as to all _____________ Simpson Thacher – Prospectus as amended and supplemented relating to such Securities); (h) That, reasonably in advance of (i) each date as of which an Agent reasonably requests an opinion or opinions of Simpson Thacher & Bartlett LLP, counsel to the Agents, or other counsel to the Agents reasonably satisfactory to the Company, or (ii) each time that the Company sells Securities to such _____________ Simpson Thacher – ii) each time that the Company sells Securities to such Agent as principal pursuant to a Terms Agreement or other agreement and such Agent requests an opinion or opinions by Simpson Thacher & Bartlett LLP, counsel to the Agents, or other counsel to the Agents reasonably satisfactory to the Company, the Company shall furnish to such counsel such papers and information _____________ Simpson Thacher – New York, counsel for the Company. You, the Trustees and, as to matters governed by the laws of the State of Oregon, Thelen Reid & Priest LLP and your counsel, Simpson Thacher & Bartlett LLP, may rely upon this opinion in connection with the issuance and sale of the Notes. Neither you nor any of them may rely upon this opinion _____________ Simpson Thacher – blue sky laws of any jurisdiction. You, the Trustees, Beth A. Ugoretz, Esq., General Counsel of the Company, Thelen Reid & Priest LLP, counsel to the Company, and your counsel, Simpson Thacher & Bartlett LLP, as to matters governed by the laws of the State of Washington, may rely upon this opinion in connection with the issuance and sale of the _____________ dt 1529393 ; Stoel Rives Stoel Rives ( Legal ) As referenced in this Distribution Agreement: Stoel Rives – of Beth A. Ugoretz, Esq., General Counsel for the Company, referred to in Section 4(b) hereof and, as to all matters governed by Washington law, upon the opinion of Stoel Rives LLP referred to in Section 4(d) hereof; (b) An opinion of Beth A. Ugoretz, Esq., dated the Commencement Date, in form and substance reasonably satisfactory to such Agents, to _____________ Stoel Rives – Act, upon the opinion of Thelen Reid & Priest LLP referred to in Section 4(c) hereof and, as to certain matters governed by Washington law, upon the opinion of Stoel Rives LLP referred to in Section 4(d) hereof; (c) An opinion of Thelen Reid & Priest LLP, dated the Commencement Date, in form and substance reasonably satisfactory to such Agents, _____________ Stoel Rives – Oregon law, upon the opinion of Beth A. Ugoretz, Esq., referred to in Section 4(b) hereof and, as to all matters governed by Washington law, upon the opinion of Stoel Rives LLP referred to in Section 4(d) hereof; (d) An opinion of Stoel Rives LLP, dated the Commencement Date, in form and substance reasonably satisfactory to such Agents, to the _____________ Stoel Rives – 4(b) hereof and, as to all matters governed by Washington law, upon the opinion of Stoel Rives LLP referred to in Section 4(d) hereof; (d) An opinion of Stoel Rives LLP, dated the Commencement Date, in form and substance reasonably satisfactory to such Agents, to the effect set forth in Annex V. (e) A letter from PricewaterhouseCoopers LLP, the Companys _____________ Stoel Rives – referred to in Section 4(c) hereof, but modified to relate to the Registration Statement and the Prospectus as so amended and supplemented to such date; (iii) a letter of Stoel Rives LLP, Portland, Oregon, special Washington counsel for the Company, or other special Washington counsel for the Company reasonably satisfactory to such Agent, dated the date of such amendment, supplement, incorporation _____________ dt 1558839 ; Thelen Reid Thelen Reid & Priest LLP ( Legal ) As referenced in this Distribution Agreement: Thelen Reid – or on which any Terms Agreement shall be executed (such time and date being referred to herein as the Commencement Date), the Agents shall be furnished at the offices of Thelen Reid & Priest LLP, 875 Third Avenue, New York, New York, with the following: (a) An opinion of Simpson Thacher & Bartlett LLP, counsel to the Agents, dated the Commencement _____________ Thelen Reid – in Annex III, which opinion may rely, as to all matters governed by New York law, the Act, the Exchange Act and the Trust Indenture Act, upon the opinion of Thelen Reid & Priest LLP referred to in Section 4(c) hereof and, as to certain matters governed by Washington law, upon the opinion of Stoel Rives LLP referred to in _____________ Thelen Reid – 4(c) hereof and, as to certain matters governed by Washington law, upon the opinion of Stoel Rives LLP referred to in Section 4(d) hereof; (c) An opinion of Thelen Reid & Priest LLP, dated the Commencement Date, in form and substance reasonably satisfactory to such Agents, to the effect set forth in Annex IV, which opinion may rely, as _____________ Thelen Reid – referred to in Section 4(b) hereof, but modified to relate to the Registration Statement and the Prospectus as so amended and supplemented to such date; (ii) a letter of Thelen Reid & Priest LLP, New York, New York, counsel for the Company, or other counsel for the Company reasonably satisfactory to such Agent, dated the date of such amendment, supplement, _____________ Thelen Reid – the State of New York, the 1933 Act, the Securities Exchange Act of 1934 and the Trust Indenture Act, upon the opinion of even date herewith addressed to you by Thelen Reid & Priest LLP, New York, New York, counsel for the Company. You, the Trustees and, as to matters governed by the laws of the State of Oregon, Thelen Reid & _____________ dt 1373681
$39	Preview Subscribers	2006	Distribution Agreement Distribution Agreement (175K) Doc #1041077: Click preview link for longer preview. Execution Version PRUDENTIAL FINANCIAL, INC. Medium-Term Notes, Series D Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57^th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, STEARNS & CO. . . . 1041077	J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Distribution Agreement: J.P. MORGAN SECURITIES INC – MARCH 16, 2006 Exhibit 1.8 Execution Version PRUDENTIAL FINANCIAL, INC. Medium-Term Notes, Series D Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC . 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New _____________ J.P. Morgan Securities Inc – Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc ., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & _____________ J.P. Morgan Securities Inc – Prudential Financial, Inc. Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc .: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to _____________ J.P. Morgan Securities Inc – Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc.: J.P. Morgan Securities Inc . 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: _____________ J.P. MORGAN SECURITIES INC – space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC. By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Vice President and Asst. Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC . By: /s/ Robert Bottamedi Name: Robert Bottamedi Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. _____________ dt 1493206 ; Prudential Fin. Prudential Financial, Inc. ( Life Insurance ) As referenced in this Distribution Agreement: PRUDENTIAL FINANCIAL, INC – Distribution Agreement, dated as of March 16, 2006 EX-1.8 2 dex18.htm DISTRIBUTION AGREEMENT, DATED AS OF MARCH 16, 2006 Exhibit 1.8 Execution Version PRUDENTIAL FINANCIAL, INC . Medium-Term Notes, Series D Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, _____________ Prudential Financial, Inc – New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc ., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., _____________ Prudential Financial, Inc – delivered by hand, by mail or by telex, telecopier or telegram, and any such notice shall be effective when received at the address specified below. 26 If to the Company: Prudential Financial, Inc . Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. _____________ PRUDENTIAL FINANCIAL, INC – parties hereto. 30 If the foregoing is in accordance with our agreement, please indicate your agreement and acceptance hereof in the space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC . By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Vice President and Asst. Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Robert Bottamedi Name: Robert _____________ Prudential Financial, Inc – WACHOVIA CAPITAL MARKETS, LLC By: /s/ Amy Kabarznick Name: Amy Kabarznick Title: Managing Director 32 EXHIBIT A FORM OF CONFIRMATION LETTER To: [Insert name and address of new Agent] [Date] Prudential Financial, Inc . (the Company) Medium-Term Notes, Series D, Due One Year or More from Date of Issue Ladies and Gentlemen: We refer to the Distribution Agreement, dated March 16, 2006 ( _____________ dt 1504904 ; BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: BANC OF AMERICA SECURITIES LLC – Issue DISTRIBUTION AGREEMENT March 16, 2006 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, STEARNS & CO. _____________ Banc of America Securities LLC – CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC , Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & _____________ Banc of America Securities LLC – Inc.: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC : Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade _____________ Banc of America Securities LLC – Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade Capital Markets If to Bear, _____________ BANC OF AMERICA SECURITIES LLC – F. Vaccaro Name: Richard F. Vaccaro Title: Vice President and Asst. Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Robert Bottamedi Name: Robert Bottamedi Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ Paul Friedman Name: Paul Friedman Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC. _____________ dt 1356092 ;	Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Distribution Agreement: CITIGROUP GLOBAL MARKETS INC – New York, New York 10080 BEAR, STEARNS & CO. INC. 383 Madison Avenue New York, New York 10179 MORGAN STANLEY & CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC . 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC. 60 Wall Street New York, New York 10005 _____________ Citigroup Global Markets Inc – and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc ., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital _____________ Citigroup Global Markets Inc – Co. Inc.: Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc .: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank _____________ Citigroup Global Markets Inc – amp; Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc.: Citigroup Global Markets Inc . 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank Securities Inc.: Deutsche Bank _____________ CITIGROUP GLOBAL MARKETS INC – BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ Paul Friedman Name: Paul Friedman Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC . By: /s/ Carrie A. Marlatt Name: Carrie A. Marlatt Title: Director DEUTSCHE BANK SECURITIES INC. By: /s/ Paul Puleo Name: Paul Puleo Title: Managing Director By: /s/ Mary Hardgrove _____________ dt 1369793 ; Deutsche Bank Deutsche Bank Securities Inc. ( Financial ) As referenced in this Distribution Agreement: DEUTSCHE BANK SECURITIES INC – CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC. 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC . 60 Wall Street New York, New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, _____________ Deutsche Bank Securities Inc – Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc ., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital Markets, LLC (each, an _____________ Deutsche Bank Securities Inc – Global Markets Inc.: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank Securities Inc .: Deutsche Bank Securities Inc. 60 Wall Street, 2nd Floor New York, New York 10005 Telephone: (212) 250-6859 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Insurance Group If _____________ Deutsche Bank Securities Inc – Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes 27 If to Deutsche Bank Securities Inc.: Deutsche Bank Securities Inc . 60 Wall Street, 2nd Floor New York, New York 10005 Telephone: (212) 250-6859 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Insurance Group If to Goldman, Sachs & _____________ DEUTSCHE BANK SECURITIES INC – STEARNS & CO. INC. By: /s/ Paul Friedman Name: Paul Friedman Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC. By: /s/ Carrie A. Marlatt Name: Carrie A. Marlatt Title: Director DEUTSCHE BANK SECURITIES INC . By: /s/ Paul Puleo Name: Paul Puleo Title: Managing Director By: /s/ Mary Hardgrove Name: Mary Hardgrove Title: Director 31 GOLDMAN, SACHS & CO. By: /s/ Goldman, Sachs & _____________ dt 1376497 ; More...
$59	Preview Subscribers	2005	Distribution Agreement Distribution Agreement (159K) Doc #1041269: Click preview link for longer preview. PRUDENTIAL FINANCIAL, INC. $2,500,000,000 Medium-Term Notes, Series C Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57^th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, . . . 1041269	J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Distribution Agreement: J.P. MORGAN SECURITIES INC – 2005 Exhibit 1.8 PRUDENTIAL FINANCIAL, INC. $2,500,000,000 Medium-Term Notes, Series C Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC . 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New _____________ J.P. Morgan Securities Inc – Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc ., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & _____________ J.P. Morgan Securities Inc – Prudential Financial, Inc. Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc .: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to _____________ J.P. Morgan Securities Inc – Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. Morgan Securities Inc.: J.P. Morgan Securities Inc . 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: _____________ J.P. MORGAN SECURITIES INC – hereof in the space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC. By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Assistant Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC . By: /s/ Stephen L. Sheiner Name: Stephen L. Sheiner Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & _____________ dt 1493210 ; Prudential Fin. Prudential Financial, Inc. ( Life Insurance ) As referenced in this Distribution Agreement: PRUDENTIAL FINANCIAL, INC – Distribution Agreement, dated March 30, 2005 EX-1.8 2 dex18.htm DISTRIBUTION AGREEMENT, DATED MARCH 30, 2005 Exhibit 1.8 PRUDENTIAL FINANCIAL, INC . $2,500,000,000 Medium-Term Notes, Series C Due One Year or More from Date of Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC. 270 _____________ Prudential Financial, Inc – New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc ., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., _____________ Prudential Financial, Inc – either delivered by hand, by mail or by telex, telecopier or telegram, and any such notice shall be effective when received at the address specified below. If to the Company: Prudential Financial, Inc . Two Gateway Center 100 Mulberry Street, 5th Floor Newark, New Jersey 07102-5096 Telephone: (800) 628-3863 Telecopier: (973) 802-6096 Attention: Debt Management Group If to J.P. _____________ PRUDENTIAL FINANCIAL, INC – parties hereto. 26 If the foregoing is in accordance with our agreement, please indicate your agreement and acceptance hereof in the space provided for that purpose below. Very truly yours, PRUDENTIAL FINANCIAL, INC . By: /s/ Richard F. Vaccaro Name: Richard F. Vaccaro Title: Assistant Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Stephen L. Sheiner Name: Stephen L. Sheiner _____________ Prudential Financial, Inc – WACHOVIA CAPITAL MARKETS, LLC By: /s/ Amy Kabatznick Name: Amy Kabatznick Title: Managing Director 28 EXHIBIT A FORM OF CONFIRMATION LETTER To: [Insert name and address of new Agent] [Date] Prudential Financial, Inc . (the Company) Medium-Term Notes, Series C, Due One Year or More from Date of Issue Ladies and Gentlemen: We refer to the Distribution Agreement, dated March 30, 2005 ( _____________ dt 1504911 ; BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Distribution Agreement: BANC OF AMERICA SECURITIES LLC – Issue DISTRIBUTION AGREEMENT March 30, 2005 J.P. MORGAN SECURITIES INC. 270 Park Avenue New York, New York 10017 LEHMAN BROTHERS INC. 745 Seventh Avenue New York, New York 10019 BANC OF AMERICA SECURITIES LLC 40 West 57th Street New York, New York 10019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 4 World Financial Center New York, New York 10080 BEAR, STEARNS & CO. _____________ Banc of America Securities LLC – CO. 85 Broad Street New York, New York 10004 Ladies and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC , Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & _____________ Banc of America Securities LLC – Inc.: J.P. Morgan Securities Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC : Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade _____________ Banc of America Securities LLC – Inc. 270 Park Avenue, 9th Floor New York, New York 10017 Telephone: (212) 834-5710 Telecopier: (212) 834-6702 Attention: Transaction Execution Group If to Banc of America Securities LLC: Banc of America Securities LLC NY1-301-2M-01 40 West 57th Street New York, New York 10019 Telephone: (646) 131-8798 Telecopier: (646) 313-4803 Attention: High Grade Capital Markets 23 If to _____________ BANC OF AMERICA SECURITIES LLC – Richard F. Vaccaro Name: Richard F. Vaccaro Title: Assistant Treasurer Agreed and Accepted: J.P. MORGAN SECURITIES INC. By: /s/ Stephen L. Sheiner Name: Stephen L. Sheiner Title: Vice President BANC OF AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ T. Kelley Millet Name: T. Kelley Millet Title: Senior Managing Director CITIGROUP GLOBAL _____________ dt 1356098 ;	Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Distribution Agreement: CITIGROUP GLOBAL MARKETS INC – New York, New York 10080 BEAR, STEARNS & CO. INC. 383 Madison Avenue New York, New York 10179 MORGAN STANLEY & CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC . 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC. 60 Wall Street New York, New York 10005 _____________ Citigroup Global Markets Inc – and Gentlemen: Prudential Financial, Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc ., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital _____________ Citigroup Global Markets Inc – Co. Inc.: Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc .: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities _____________ Citigroup Global Markets Inc – amp; Co. Inc. 383 Madison Avenue New York, New York 10179 Telephone: (212) 272-5373 Telecopier: (212) 272-6227 Attention: High Grade Capital Markets If to Citigroup Global Markets Inc.: Citigroup Global Markets Inc . 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities Inc.: Deutsche Bank Securities _____________ CITIGROUP GLOBAL MARKETS INC – AMERICA SECURITIES LLC By: /s/ Lily Chang Name: Lily Chang Title: Principal BEAR, STEARNS & CO. INC. By: /s/ T. Kelley Millet Name: T. Kelley Millet Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC . By: /s/ Peter Ahere Name: Peter Ahere Title: Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Erich Mauff By: /s/ Mary Hardgrove Name: Title: Erich Mauff Managing Director Name: _____________ dt 1369798 ; Deutsche Bank Deutsche Bank Securities Inc. ( Financial ) As referenced in this Distribution Agreement: DEUTSCHE BANK SECURITIES INC – CO. INCORPORATED 1585 Broadway New York, New York 10036 CITIGROUP GLOBAL MARKETS INC. 388 Greenwich Street New York, New York 10013 UBS SECURITIES LLC 677 Washington Boulevard Stamford, Connecticut 06901 DEUTSCHE BANK SECURITIES INC . 60 Wall Street New York, New York 10005 WACHOVIA CAPITAL MARKETS, LLC 301 South College Street Charlotte, North Carolina 28288 GOLDMAN, SACHS & CO. 85 Broad Street New York, _____________ Deutsche Bank Securities Inc – Inc., a New Jersey corporation (the Company), confirms its agreement with J.P. Morgan Securities Inc., Banc of America Securities LLC, Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., Deutsche Bank Securities Inc ., Goldman, Sachs & Co., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, UBS Securities LLC and Wachovia Capital Markets, LLC (each, an _____________ Deutsche Bank Securities Inc – Citigroup Global Markets Inc.: Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities Inc .: Deutsche Bank Securities Inc. 60 Wall Street, 36th Floor New York, New York 10005 Telephone: (212) 250-8005 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Corporates Group If _____________ Deutsche Bank Securities Inc – Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Telephone: (212) 723-6104 Telecopier: (212) 723-8670 Attention: Medium-Term Notes If to Deutsche Bank Securities Inc.: Deutsche Bank Securities Inc . 60 Wall Street, 36th Floor New York, New York 10005 Telephone: (212) 250-8005 Telecopier: (212) 797-2202 Attention: Debt Capital Markets Corporates Group If to Goldman, Sachs & _____________ DEUTSCHE BANK SECURITIES INC – amp; CO. INC. By: /s/ T. Kelley Millet Name: T. Kelley Millet Title: Senior Managing Director CITIGROUP GLOBAL MARKETS INC. By: /s/ Peter Ahere Name: Peter Ahere Title: Managing Director DEUTSCHE BANK SECURITIES INC . By: /s/ Erich Mauff By: /s/ Mary Hardgrove Name: Title: Erich Mauff Managing Director Name: Title: Mary Hardgrove Vice President 27 GOLDMAN, SACHS & CO. By: /s/ Goldman, Sachs & _____________ dt 1376498 ; More...
$65	Preview Subscribers	2005	Distribution Agreement Distribution Agreement (154K) Doc #1062165: Click preview link for longer preview. Distribution Agreement Exhibit 1.1 LEGGETT & PLATT, INCORPORATED $500,000,000 MEDIUM-TERM NOTES DISTRIBUTION AGREEMENT May 6, 2005 Barclays Capital Inc. 200 Park Avenue New York, NY 10166 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 J.P. Morgan Securities Inc. 270 Park Avenue New York, New York 10017 Wachovia Capital Markets, LLC One Wachovia Center 301 South College Street Charlotte, NC 28288-0602 Ladies and Gentlemen: LEGGETT & PLATT, INCORPORATED, a Missouri corporation (the . . . 1062165	J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Distribution Agreement: J.P. Morgan Securities Inc – MEDIUM-TERM NOTES DISTRIBUTION AGREEMENT May 6, 2005 Barclays Capital Inc. 200 Park Avenue New York, NY 10166 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 J.P. Morgan Securities Inc . 270 Park Avenue New York, New York 10017 Wachovia Capital Markets, LLC One Wachovia Center 301 South College Street Charlotte, NC 28288-0602 Ladies and Gentlemen: LEGGETT & PLATT, _____________ J.P. MORGAN SECURITIES INC – New York, New York, as of the date hereof: BARCLAYS CAPITAL INC. By: /s/ Pamela Kendall Name: Pamela Kendall Title: Director /s/ Goldman, Sachs & Co. (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC . By: /s/ Stephen L. Shiner Name: Stephen L. Sheiner Title: Vice President WACHOVIA CAPITAL MARKETS, LLC By: /s/ Amy Kabatznick Name: Amy Kabatznick Title: Managing Director 27 SCHEDULE A _____________ J.P. Morgan Securities Inc – are to be offered on a continuous basis by Leggett & Platt, Incorporated, a Missouri corporation (the “Company”), to or through Barclays Capital Inc., Goldman, Sachs & Co., J.P. Morgan Securities Inc . and Wachovia Capital Markets, LLC and any other agent or agents appointed by the Company from time to time (each, an “Agent” and, collectively, the “Agents&# _____________ J.P. Morgan Securities, Inc – Sachs & Co.: Goldman, Sachs & Co. 85 Broad Street, 17th Floor New York, New York 10004 Attn: Aarti Kumar Telephone: (212) 357-4692 Telecopy: (212) 412-9809 If to J.P. Morgan Securities, Inc .: J.P. Morgan Securities, Inc. 270 Park Avenue New York, New York 10017 Attn: Medium Term Note Desk Telephone: (212) 834-4421 Telecopy: (212) 834-6081 If to Wachovia _____________ J.P. Morgan Securities, Inc – amp; Co. 85 Broad Street, 17th Floor New York, New York 10004 Attn: Aarti Kumar Telephone: (212) 357-4692 Telecopy: (212) 412-9809 If to J.P. Morgan Securities, Inc.: J.P. Morgan Securities, Inc . 270 Park Avenue New York, New York 10017 Attn: Medium Term Note Desk Telephone: (212) 834-4421 Telecopy: (212) 834-6081 If to Wachovia Capital Markets, LLC: Wachovia Capital _____________ dt 1493282 ; BNY Bank of New York ( Money Center Banks ) As referenced in this Distribution Agreement: Bank of New York – as possible thereafter, JPMorgan Chase will pay by separate wire transfer (using Fedwire message entry instructions in a form previously specified by DTC) to an account at the Federal Reserve Bank of New York previously specified by DTC, in funds available for immediate use by DTC, each payment of interest, principal and premium, if any, due on a Book-Entry Note on such date. _____________ dt 1586025 ; Barclays Capital Barclays Capital Inc. ( Financial ) As referenced in this Distribution Agreement: Barclays Capital Inc – Distribution Agreement Exhibit 1.1 LEGGETT & PLATT, INCORPORATED $500,000,000 MEDIUM-TERM NOTES DISTRIBUTION AGREEMENT May 6, 2005 Barclays Capital Inc . 200 Park Avenue New York, NY 10166 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 J.P. Morgan Securities Inc. 270 Park Avenue New York, _____________ Barclays Capital Inc – specifically provided herein or in the Administrative Procedures, all statements, requests, notices and advices hereunder shall be in writing, or by telephone if promptly confirmed in writing, and if to Barclays Capital Inc ., 200 Park Avenue, New York, NY 10166, Facsimile Transmission No. (212) 412-7305 Attention: MTN Trading, and if to Goldman, Sachs & Co., 85 Broad Street, New York, New _____________ BARCLAYS CAPITAL INC – amp; PLATT, INCORPORATED By: /s/ Matthew C. Flanigan Name: Matthew C. Flanigan Title: Chief Financial Officer and Vice President Accepted in New York, New York, as of the date hereof: BARCLAYS CAPITAL INC . By: /s/ Pamela Kendall Name: Pamela Kendall Title: Director /s/ Goldman, Sachs & Co. (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. By: /s/ Stephen L. Shiner Name: _____________ Barclays Capital Inc – Date of Issue (the “Notes”) are to be offered on a continuous basis by Leggett & Platt, Incorporated, a Missouri corporation (the “Company”), to or through Barclays Capital Inc ., Goldman, Sachs & Co., J.P. Morgan Securities Inc. and Wachovia Capital Markets, LLC and any other agent or agents appointed by the Company from time to time (each, _____________ Barclays Capital, Inc – next following the trade date) to the Agent that made or presented the offer to purchase the applicable Note (the “Presenting Agent”) at the following address: If to Barclays Capital, Inc .: Barclays Capital, Inc. 200 Park Avenue New York, New York 10166 Attn: MTN Trading Telephone: (212) 412-6980 Telecopy: (212) 412-7305 and an additional copy to: Barclays Capital, _____________ dt 1544709 ;	JPMorgan Chase JPMorgan Chase Bank ( Financial ) As referenced in this Distribution Agreement: JPMorgan Chase Bank, – the Agents to purchase Securities as principal. The Securities will be issued under a senior indenture, dated as of May 6, 2005 (the “Indenture”), between the Company and JPMorgan Chase Bank, N.A., as Trustee (the “Trustee”). The Securities shall have the maturity ranges, interest rates, if any, redemption provisions and other terms set forth in the Prospectus _____________ JPMorgan Chase Bank, – an Indenture, dated as of May 6, 2005, as amended, supplemented or modified from time to time relating to the Notes (collectively, the “Indenture”), between the Company and JPMorgan Chase Bank, N.A. (“JPMorgan Chase”), as trustee (the “Trustee”). The Company has filed a Registration Statement (as defined in the Agreement) with the Securities and Exchange _____________ dt 1406196 ; Wachovia Capital Wachovia Capital Markets, LLC ( Financial ) As referenced in this Distribution Agreement: Wachovia Capital Markets, LLC – Avenue New York, NY 10166 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 J.P. Morgan Securities Inc. 270 Park Avenue New York, New York 10017 Wachovia Capital Markets, LLC One Wachovia Center 301 South College Street Charlotte, NC 28288-0602 Ladies and Gentlemen: LEGGETT & PLATT, INCORPORATED, a Missouri corporation (the “Company” proposes to issue and _____________ Wachovia Capital Markets, LLC – Term Note Department, and if to JPMorgan Securities Inc., 270 Park Avenue, New York, New York 10017, Facsimile Transmission No. (212) 834-6702, Attention: Transaction Execution Group, and if to Wachovia Capital Markets, LLC , 301 South College Street, Charlotte, NC 28288-0602, Facsimile Transmission No. (704) 383-0661; and if to the Company shall be sufficient in all respects when delivered or sent _____________ WACHOVIA CAPITAL MARKETS, LLC – Pamela Kendall Title: Director /s/ Goldman, Sachs & Co. (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. By: /s/ Stephen L. Shiner Name: Stephen L. Sheiner Title: Vice President WACHOVIA CAPITAL MARKETS, LLC By: /s/ Amy Kabatznick Name: Amy Kabatznick Title: Managing Director 27 SCHEDULE A As compensation for the services of the Agents hereunder, the Company shall pay the applicable Agent, _____________ Wachovia Capital Markets, LLC – continuous basis by Leggett & Platt, Incorporated, a Missouri corporation (the “Company”), to or through Barclays Capital Inc., Goldman, Sachs & Co., J.P. Morgan Securities Inc. and Wachovia Capital Markets, LLC and any other agent or agents appointed by the Company from time to time (each, an “Agent” and, collectively, the “Agents”), pursuant to a Distribution _____________ Wachovia Capital Markets, LLC – Securities, Inc.: J.P. Morgan Securities, Inc. 270 Park Avenue New York, New York 10017 Attn: Medium Term Note Desk Telephone: (212) 834-4421 Telecopy: (212) 834-6081 If to Wachovia Capital Markets, LLC : Wachovia Capital Markets, LLC One Wachovia Center 301 South College Street Charlotte, North Carolina 28288-0602 Attn: Debt Capital Markets Telephone: (704) 715-8011 Telecopy: (704) 383-0661 A- _____________ dt 1485623 ; Cravath Cravath, Swaine & Moore LLP ( Legal ) As referenced in this Distribution Agreement: Cravath, Swaine – law. 3. The documents required to be delivered pursuant to Section 6 hereof on the Commencement Date (as defined below) shall be delivered to the Agents at the offices of Cravath, Swaine & Moore LLP, New York, New York, at 11:00 a.m., New York City time, on the date of this Agreement, which date and time of such delivery _____________ Cravath, Swaine – and each time the Company sells Securities to such Agent as principal pursuant to a Terms Agreement and such Terms Agreement specifies the delivery of an opinion or opinions by Cravath, Swaine & Moore LLP, counsel to the Agents, as a condition to the purchase of Securities pursuant to such Terms Agreement, the Company shall furnish to such counsel such papers _____________ Cravath, Swaine – threatened by the Commission; and (iii) all requests for additional information on the part of the Commission shall have been complied with to the reasonable satisfaction of such Agent; (b) Cravath, Swaine & Moore LLP, counsel to the Agents, shall have furnished to such Agent (i) such opinion or opinions, dated the Commencement Date, in form reasonably acceptable to such Agent, _____________ Cravath, Swaine – South College Street Charlotte, North Carolina 28288-0602 Attn: Debt Capital Markets Telephone: (704) 715-8011 Telecopy: (704) 383-0661 A-II-8 with a copy in each case to: Cravath, Swaine & Moore LLP Worldwide Plaza 825 Eighth Avenue New York, New York 10019 Attention: Douglas Johnson, Esq. Telecopy: (212) 474-3700 Settlement: The receipt of immediately available funds by _____________ Cravath, Swaine – Wachovia Center, 301 South College Street, Charlotte, NC 28288-0602 . For record keeping purposes, one copy of each such amendment or supplement shall also be delivered, mailed or telecopied to Cravath, Swaine & Moore LLP, Worldwide Plaza, 825 Eighth Avenue, New York, New York 10019, Attention: Douglas Johnson, Esq., Telecopy: (212) 474-3700. In the event that at the time the _____________ dt 1346117
$50	Preview Subscribers	2005	Distribution Agreement Distribution Agreement (137K) Doc #1218059: Click preview link for longer preview. WACHOVIA CORPORATION US $9,100,000,000 Senior Global Medium-Term Notes, Series G Subordinated Global Medium-Term Notes, Series H Due 9 Months or More from Date of Issue DISTRIBUTION AGREEMENT May [ï¿½], 2005 WACHOVIA CAPITAL MARKETS, LLC One Wachovia Center Charlotte, North Carolina 28288-0600 AND EACH OF THE AGENTS LISTED ON SCHEDULE I HERETO Ladies & Gentlemen: Wachovia Corporation, a North Carolina corporation (the ï¿½Companyï¿½), confirms its agreement with Wachovia Capital Markets, LLC, a Delaware corporation, . . . 1218059	J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Distribution Agreement: J.P. MORGAN SECURITIES INC – INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written GUZMAN & COMPANY By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written J.P. MORGAN SECURITIES INC . By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first above written KEEFE, BRUYETTE & WOODS, INC. By: Name: Title: CONFIRMED AND ACCEPTED, as of the date first _____________ J.P. Morgan Securities Inc – mccabej@gcm.com Guzman & Company 30 Montgomery Street, Suite 940 Jersey City, NJ 07302 Attention: William D. Robertson Tel: 201-433-3500 Fax: 201-433-3290 bill@guzman.com J.P. Morgan Securities Inc . 270 Park Avenue, 8th Floor New York, New York 10017 Attention: Peter Brown, Vice President Tel: 212-834-3949 Fax: 212-834-6170 peter.robert.brown@jpmorgan.com Keefe, _____________ dt 1493630 ; Citibank Citibank, NA As referenced in this Distribution Agreement: Citibank, N.A. – the Senior Indenture or the Subordinated Indenture, as the case may be) will act as registrar and domestic paying agent for the Notes through its office in Charlotte, North Carolina. Citibank, N.A. , acting through its London office (or such other agent appointed in accordance with the Senior Indenture or the Subordinated Indenture, as the case may be), will act as London _____________ dt 1479464 ; ISDA International Swaps & Derivatives Association, Inc. ( Associations ) As referenced in this Distribution Agreement: ISDA – from to Actual/360 for the period from to Actual/Actual (ISMA) for the period from to Other (specify convention and applicable period): FLOATING RATE NOTES 15. Interest Rate Determination: ISDA Rate Reference Rate Determination 16. Calculation Agent, if not Wachovia Bank, National Association: 17. Maximum Interest Rate: % per annum 18. Minimum Interest Rate: % per annum 19. Day Count Convention: _____________ ISDA – Other (specify convention and applicable period): 20. Business Day Convention: Floating Rate Convention Following Business Day Convention Modified Following Business Day Convention Preceding Business Day Convention A-2 Other (specify): ISDA RATE 21. Margin: [+/-] % per annum 22. Floating Rate Option: 23. Designated Maturity: 24. Reset Date: REFERENCE RATE DETERMINATION 25. Initial Interest Rate: 26. Index Maturity: 27. Interest Rate Basis _____________ dt 1603724 ;	BNY Bank of New York ( Money Center Banks ) As referenced in this Distribution Agreement: Bank of New York – the Company and J.P. Morgan Trust Company, National Association (formerly known as Bank One Trust Company, N.A.), as successor to Harris Trust and Savings Bank (that succeeded The Bank of New York (formerly known as Irving Trust Company)), as Trustee (the Subordinated Trustee), as amended and supplemented by the Supplemental Indentures dated as of August 1, 1990, November 15, 1992, February _____________ dt 1586722 ; Barclays Bank Barclays Bank plc ( Financial )