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$53	Preview Subscribers	2003	Distribution Agreement Distribution Agreement (112K) Doc #930886: Click preview link for longer preview. DISTRIBUTION AGREEMENT Distribution Agreement EXHIBIT 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the “Company”), confirms its agreement with Banc One Capital Markets, Inc., as agent (“you” or the “Agent”) with respect to the issuance and sale from time to time by the Company, in the manner and subject to the terms . . . 930886	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Distribution Agreement: Banc One Capital Markets, Inc – Distribution Agreement EXHIBIT 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc . 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the “Company”), confirms _____________ Banc One Capital Markets, Inc – One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the “Company”), confirms its agreement with Banc One Capital Markets, Inc ., as agent (“you” or the “Agent”) with respect to the issuance and sale from time to time by the Company, in the manner and subject _____________ Banc One Capital Markets, Inc – All notices hereunder shall be in writing and delivered by hand, overnight courier, mail or facsimile, and if to the Agent, shall be sufficient in all respects if delivered to Banc One Capital Markets, Inc ., Chicago, with separate copies to the attention of Sudheer Tegulapalle and Chris Maher, Facsimile No. (312) 732-3331, and if to the Company, shall be sufficient in all respects _____________ Banc One Capital Markets, Inc – personal jurisdiction, service and venue in any court in which any Claim arising out of or in any way relating to this Agreement is brought by any third party against Banc One Capital Markets, Inc . or any indemnified party. Each of Banc One Capital Markets, Inc. and the Company, on its behalf and, to the extent permitted by applicable law, on behalf of its _____________ Banc One Capital Markets, Inc – Claim arising out of or in any way relating to this Agreement is brought by any third party against Banc One Capital Markets, Inc. or any indemnified party. Each of Banc One Capital Markets, Inc . and the Company, on its behalf and, to the extent permitted by applicable law, on behalf of its stockholders and affiliates, waives all right to trial by jury in _____________ dt 1394913 ; Puget Energy Puget Energy, Inc. ( Electric Utilities ) As referenced in this Distribution Agreement: Puget Energy, Inc. – 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc. , a Washington corporation (the “Company”), confirms its agreement with Banc One Capital Markets, Inc., as agent (“you” or the “Agent”) with respect to _____________ PUGET ENERGY, INC. – so indicate in the space provided below for the purpose, whereupon this letter and your acceptance shall constitute a binding agreement between the Company and the Agent. Very truly yours PUGET ENERGY, INC. By: /s/ Donald E. Gaines Name: Donald E. Gaines Title: Vice President Finance & Treasurer Accepted and agreed to as of the date first above written: BANC ONE CAPITAL _____________ Puget Energy, Inc. – BANC ONE CAPITAL MARKETS, INC. By: /s/ J.D. Cronin Name: J.D. Cronin Title: Managing Director Exhibit A [BOCM Letterhead] , 200 Donald E. Gaines Vice President Finance & Treasurer Puget Energy, Inc. P.O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (&# _____________ Puget Energy, Inc. – 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (“BOCM”) with Puget Energy, Inc. , a Washington corporation (the “Company”) relating to the issuance of up to shares of the Company’s common stock, par value $0.01 per share pursuant _____________ PUGET ENERGY, INC. – by providing your Acceptance in the manner contemplated by the Agreement. Very truly yours, BANC ONE CAPITAL MARKETS, INC. By: Name: Title: ACCEPTED as of the date first above written PUGET ENERGY, INC. By: Name: Title: [Note: The Company’s Acceptance may also be evidenced by a separate written acceptance referencing this Notice and delivered in accordance with the Agreement] Exhibit _____________ dt 1334762 ;	Puget Energy Puget Energy, Inc. ( Electric Utilities ) As referenced in this Distribution Agreement: Puget Energy, Inc. – 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc. , a Washington corporation (the “Company”), confirms its agreement with Banc One Capital Markets, Inc., as agent (“you” or the “Agent”) with respect to _____________ PUGET ENERGY, INC. – so indicate in the space provided below for the purpose, whereupon this letter and your acceptance shall constitute a binding agreement between the Company and the Agent. Very truly yours PUGET ENERGY, INC. By: /s/ Donald E. Gaines Name: Donald E. Gaines Title: Vice President Finance & Treasurer Accepted and agreed to as of the date first above written: BANC ONE CAPITAL _____________ Puget Energy, Inc. – BANC ONE CAPITAL MARKETS, INC. By: /s/ J.D. Cronin Name: J.D. Cronin Title: Managing Director Exhibit A [BOCM Letterhead] , 200 Donald E. Gaines Vice President Finance & Treasurer Puget Energy, Inc. P.O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (&# _____________ Puget Energy, Inc. – 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (“BOCM”) with Puget Energy, Inc. , a Washington corporation (the “Company”) relating to the issuance of up to shares of the Company’s common stock, par value $0.01 per share pursuant _____________ PUGET ENERGY, INC. – by providing your Acceptance in the manner contemplated by the Agreement. Very truly yours, BANC ONE CAPITAL MARKETS, INC. By: Name: Title: ACCEPTED as of the date first above written PUGET ENERGY, INC. By: Name: Title: [Note: The Company’s Acceptance may also be evidenced by a separate written acceptance referencing this Notice and delivered in accordance with the Agreement] Exhibit _____________ dt 1334797 ; Bank One Bank One Corp. ( Money Center Banks ) As referenced in this Distribution Agreement: Bank One Corp – substantial portion of the Company’s and the Agent’s respective businesses and/or assets. 18. Miscellaneous. Banc One Capital Markets, Inc., an indirect, wholly owned subsidiary of Bank One Corp oration, is not a bank and is separate from any affiliated bank, including any U.S. branch or agency of Bank One Corporation. Because Banc One Capital Markets, Inc. is _____________ Bank One Corp – Markets, Inc., an indirect, wholly owned subsidiary of Bank One Corporation, is not a bank and is separate from any affiliated bank, including any U.S. branch or agency of Bank One Corp oration. Because Banc One Capital Markets, Inc. is a separately incorporated entity, it is solely responsible for its own contractual obligations and commitments, including obligations with respect to sales and _____________ Bank One Corp – offered or recommended by Banc One Capital Markets, Inc. are not deposits, are not insured by the Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency of Bank One Corp oration, and are not otherwise an obligation or responsibility of a branch or agency of Bank One Corporation. A lending affiliate of Banc One Capital Markets, Inc. may have lending _____________ Bank One Corp – Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency of Bank One Corporation, and are not otherwise an obligation or responsibility of a branch or agency of Bank One Corp oration. A lending affiliate of Banc One Capital Markets, Inc. may have lending relationships with issuers of securities underwritten or privately placed by Banc One Capital Markets, Inc. To the _____________ dt 1333096
$50	Preview Subscribers	2003	Distribution Agreement Distribution Agreement (112K) Doc #1377156: Click preview link for longer preview. DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the ï¿½Companyï¿½), confirms its agreement with Banc One Capital Markets, Inc., as agent (ï¿½youï¿½ or the ï¿½Agentï¿½) with respect to the issuance and sale from time to time by the Company, in the manner and subject to the terms and conditions described below, up to an aggregate of 3,500,000 shares (the ï¿½Maximum Number of . . . 1377156	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Distribution Agreement: Banc One Capital Markets, Inc – Distribution Agreement EX-1.6 4 dex16.htm DISTRIBUTION AGREEMENT EXHIBIT 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc . 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the Company), confirms its agreement _____________ Banc One Capital Markets, Inc – 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the Company), confirms its agreement with Banc One Capital Markets, Inc ., as agent (you or the Agent) with respect to the issuance and sale from time to time by the Company, in the manner and subject to the terms and _____________ Banc One Capital Markets, Inc – All notices hereunder shall be in writing and delivered by hand, overnight courier, mail or facsimile, and if to the Agent, shall be sufficient in all respects if delivered to Banc One Capital Markets, Inc ., Chicago, with separate copies to the attention of Sudheer Tegulapalle and Chris Maher, Facsimile No. (312) 732-3331, and if to the Company, shall be sufficient in all respects _____________ Banc One Capital Markets, Inc – personal jurisdiction, service and venue in any court in which any Claim arising out of or in any way relating to this Agreement is brought by any third party against Banc One Capital Markets, Inc . or any indemnified party. Each of Banc One Capital Markets, Inc. and the Company, on its behalf and, to the extent permitted by applicable law, on behalf of its _____________ Banc One Capital Markets, Inc – Claim arising out of or in any way relating to this Agreement is brought by any third party against Banc One Capital Markets, Inc. or any indemnified party. Each of Banc One Capital Markets, Inc . and the Company, on its behalf and, to the extent permitted by applicable law, on behalf of its stockholders and affiliates, waives all right to trial by jury in _____________ dt 1395112 ; Puget Energy Puget Energy, Inc. ( Electric Utilities ) As referenced in this Distribution Agreement: Puget Energy, Inc. – 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc. , a Washington corporation (the Company), confirms its agreement with Banc One Capital Markets, Inc., as agent (you or the Agent) with respect to the issuance and sale from time _____________ PUGET ENERGY, INC. – so indicate in the space provided below for the purpose, whereupon this letter and your acceptance shall constitute a binding agreement between the Company and the Agent. Very truly yours PUGET ENERGY, INC. By: /s/ Donald E. Gaines Name: Donald E. Gaines Title: Vice President Finance & Treasurer Accepted and agreed to as of the date first above written: BANC ONE CAPITAL _____________ Puget Energy, Inc. – BANC ONE CAPITAL MARKETS, INC. By: /s/ J.D. Cronin Name: J.D. Cronin Title: Managing Director Exhibit A [BOCM Letterhead] , 200 Donald E. Gaines Vice President Finance & Treasurer Puget Energy, Inc. P.O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. ( _____________ Puget Energy, Inc. – O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (BOCM) with Puget Energy, Inc. , a Washington corporation (the Company) relating to the issuance of up to shares of the Companys common stock, par value $0.01 per share pursuant to the Distribution Agreement _____________ PUGET ENERGY, INC. – by providing your Acceptance in the manner contemplated by the Agreement. Very truly yours, BANC ONE CAPITAL MARKETS, INC. By: Name: Title: ACCEPTED as of the date first above written PUGET ENERGY, INC. By: Name: Title: [Note: The Companys Acceptance may also be evidenced by a separate written acceptance referencing this Notice and delivered in accordance with the Agreement] Exhibit B Officers _____________ dt 1334775 ; Puget Energy Puget Energy, Inc. ( Electric Utilities ) As referenced in this Distribution Agreement: Puget Energy, Inc. – 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc. , a Washington corporation (the Company), confirms its agreement with Banc One Capital Markets, Inc., as agent (you or the Agent) with respect to the issuance and sale from time _____________ PUGET ENERGY, INC. – so indicate in the space provided below for the purpose, whereupon this letter and your acceptance shall constitute a binding agreement between the Company and the Agent. Very truly yours PUGET ENERGY, INC. By: /s/ Donald E. Gaines Name: Donald E. Gaines Title: Vice President Finance & Treasurer Accepted and agreed to as of the date first above written: BANC ONE CAPITAL _____________ Puget Energy, Inc. – BANC ONE CAPITAL MARKETS, INC. By: /s/ J.D. Cronin Name: J.D. Cronin Title: Managing Director Exhibit A [BOCM Letterhead] , 200 Donald E. Gaines Vice President Finance & Treasurer Puget Energy, Inc. P.O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. ( _____________ Puget Energy, Inc. – O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (BOCM) with Puget Energy, Inc. , a Washington corporation (the Company) relating to the issuance of up to shares of the Companys common stock, par value $0.01 per share pursuant to the Distribution Agreement _____________ PUGET ENERGY, INC. – by providing your Acceptance in the manner contemplated by the Agreement. Very truly yours, BANC ONE CAPITAL MARKETS, INC. By: Name: Title: ACCEPTED as of the date first above written PUGET ENERGY, INC. By: Name: Title: [Note: The Companys Acceptance may also be evidenced by a separate written acceptance referencing this Notice and delivered in accordance with the Agreement] Exhibit B Officers _____________ dt 1334808 ;	Puget Sound Energy Puget Sound Energy Inc ; Bank One Bank One Corp. ( Money Center Banks ) As referenced in this Distribution Agreement: Bank One Corp – or assign of any substantial portion of the Companys and the Agents respective businesses and/or assets. 18. Miscellaneous. Banc One Capital Markets, Inc., an indirect, wholly owned subsidiary of Bank One Corp oration, is not a bank and is separate from any affiliated bank, including any U.S. branch or agency of Bank One Corporation. Because Banc One Capital Markets, Inc. is _____________ Bank One Corp – Markets, Inc., an indirect, wholly owned subsidiary of Bank One Corporation, is not a bank and is separate from any affiliated bank, including any U.S. branch or agency of Bank One Corp oration. Because Banc One Capital Markets, Inc. is a separately incorporated entity, it is solely responsible for its own contractual obligations and commitments, including obligations with respect to sales and _____________ Bank One Corp – offered or recommended by Banc One Capital Markets, Inc. are not deposits, are not insured by the Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency of Bank One Corp oration, and are not otherwise an obligation or responsibility of a branch or agency of Bank One Corporation. A lending affiliate of Banc One Capital Markets, Inc. may have lending _____________ Bank One Corp – Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency of Bank One Corporation, and are not otherwise an obligation or responsibility of a branch or agency of Bank One Corp oration. A lending affiliate of Banc One Capital Markets, Inc. may have lending relationships with issuers of securities underwritten or privately placed by Banc One Capital Markets, Inc. To the _____________ dt 1333129
$51	Preview Subscribers	2003	Distribution Agreement Distribution Agreement (112K) Doc #2162823: Click preview link for longer preview. DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the ï¿½Companyï¿½), confirms its agreement with Banc One Capital Markets, Inc., as agent (ï¿½youï¿½ or the ï¿½Agentï¿½) with respect to the issuance and sale from time to time by the Company, in the manner and subject to the terms and conditions described below, up to an aggregate of 3,500,000 shares (the ï¿½Maximum Number of . . . 2162823	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Distribution Agreement: Banc One Capital Markets, Inc – Distribution Agreement EX-1.6 4 dex16.htm DISTRIBUTION AGREEMENT EXHIBIT 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc . 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the Company), confirms its agreement _____________ Banc One Capital Markets, Inc – 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc., a Washington corporation (the Company), confirms its agreement with Banc One Capital Markets, Inc ., as agent (you or the Agent) with respect to the issuance and sale from time to time by the Company, in the manner and subject to the terms and _____________ Banc One Capital Markets, Inc – All notices hereunder shall be in writing and delivered by hand, overnight courier, mail or facsimile, and if to the Agent, shall be sufficient in all respects if delivered to Banc One Capital Markets, Inc ., Chicago, with separate copies to the attention of Sudheer Tegulapalle and Chris Maher, Facsimile No. (312) 732-3331, and if to the Company, shall be sufficient in all respects _____________ Banc One Capital Markets, Inc – personal jurisdiction, service and venue in any court in which any Claim arising out of or in any way relating to this Agreement is brought by any third party against Banc One Capital Markets, Inc . or any indemnified party. Each of Banc One Capital Markets, Inc. and the Company, on its behalf and, to the extent permitted by applicable law, on behalf of its _____________ Banc One Capital Markets, Inc – Claim arising out of or in any way relating to this Agreement is brought by any third party against Banc One Capital Markets, Inc. or any indemnified party. Each of Banc One Capital Markets, Inc . and the Company, on its behalf and, to the extent permitted by applicable law, on behalf of its stockholders and affiliates, waives all right to trial by jury in _____________ dt 1581663 ; Puget Energy Puget Energy, Inc. ( Electric Utilities ) As referenced in this Distribution Agreement: Puget Energy, Inc. – 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc. , a Washington corporation (the Company), confirms its agreement with Banc One Capital Markets, Inc., as agent (you or the Agent) with respect to the issuance and sale from time _____________ PUGET ENERGY, INC. – so indicate in the space provided below for the purpose, whereupon this letter and your acceptance shall constitute a binding agreement between the Company and the Agent. Very truly yours PUGET ENERGY, INC. By: /s/ Donald E. Gaines Name: Donald E. Gaines Title: Vice President Finance & Treasurer Accepted and agreed to as of the date first above written: BANC ONE CAPITAL _____________ Puget Energy, Inc. – BANC ONE CAPITAL MARKETS, INC. By: /s/ J.D. Cronin Name: J.D. Cronin Title: Managing Director Exhibit A [BOCM Letterhead] , 200 Donald E. Gaines Vice President Finance & Treasurer Puget Energy, Inc. P.O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. ( _____________ Puget Energy, Inc. – O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (BOCM) with Puget Energy, Inc. , a Washington corporation (the Company) relating to the issuance of up to shares of the Companys common stock, par value $0.01 per share pursuant to the Distribution Agreement _____________ PUGET ENERGY, INC. – by providing your Acceptance in the manner contemplated by the Agreement. Very truly yours, BANC ONE CAPITAL MARKETS, INC. By: Name: Title: ACCEPTED as of the date first above written PUGET ENERGY, INC. By: Name: Title: [Note: The Companys Acceptance may also be evidenced by a separate written acceptance referencing this Notice and delivered in accordance with the Agreement] Exhibit B Officers _____________ dt 1563547 ; Puget Energy Puget Energy, Inc. ( Electric Utilities ) As referenced in this Distribution Agreement: Puget Energy, Inc. – 1.6 DISTRIBUTION AGREEMENT July 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza 21st Floor, Suite 1L1-0491 Chicago, IL 60670 Attention: Sudheer Tegulapalle Ladies and Gentlemen: Puget Energy, Inc. , a Washington corporation (the Company), confirms its agreement with Banc One Capital Markets, Inc., as agent (you or the Agent) with respect to the issuance and sale from time _____________ PUGET ENERGY, INC. – so indicate in the space provided below for the purpose, whereupon this letter and your acceptance shall constitute a binding agreement between the Company and the Agent. Very truly yours PUGET ENERGY, INC. By: /s/ Donald E. Gaines Name: Donald E. Gaines Title: Vice President Finance & Treasurer Accepted and agreed to as of the date first above written: BANC ONE CAPITAL _____________ Puget Energy, Inc. – BANC ONE CAPITAL MARKETS, INC. By: /s/ J.D. Cronin Name: J.D. Cronin Title: Managing Director Exhibit A [BOCM Letterhead] , 200 Donald E. Gaines Vice President Finance & Treasurer Puget Energy, Inc. P.O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. ( _____________ Puget Energy, Inc. – O. Box 97034 Bellevue, WA 98009-9734 VIA FACSIMILE TRANSACTION NOTICE Dear Don: This Notice sets forth the terms of the agreement of Banc One Capital Markets, Inc. (BOCM) with Puget Energy, Inc. , a Washington corporation (the Company) relating to the issuance of up to shares of the Companys common stock, par value $0.01 per share pursuant to the Distribution Agreement _____________ PUGET ENERGY, INC. – by providing your Acceptance in the manner contemplated by the Agreement. Very truly yours, BANC ONE CAPITAL MARKETS, INC. By: Name: Title: ACCEPTED as of the date first above written PUGET ENERGY, INC. By: Name: Title: [Note: The Companys Acceptance may also be evidenced by a separate written acceptance referencing this Notice and delivered in accordance with the Agreement] Exhibit B Officers _____________ dt 1563551 ;	Puget Sound Energy Capital Trust III Puget Sound Energy Capital Trust III ; Bank One Bank One Corp. ( Money Center Banks ) As referenced in this Distribution Agreement: Bank One Corp – or assign of any substantial portion of the Companys and the Agents respective businesses and/or assets. 18. Miscellaneous. Banc One Capital Markets, Inc., an indirect, wholly owned subsidiary of Bank One Corp oration, is not a bank and is separate from any affiliated bank, including any U.S. branch or agency of Bank One Corporation. Because Banc One Capital Markets, Inc. is _____________ Bank One Corp – Markets, Inc., an indirect, wholly owned subsidiary of Bank One Corporation, is not a bank and is separate from any affiliated bank, including any U.S. branch or agency of Bank One Corp oration. Because Banc One Capital Markets, Inc. is a separately incorporated entity, it is solely responsible for its own contractual obligations and commitments, including obligations with respect to sales and _____________ Bank One Corp – offered or recommended by Banc One Capital Markets, Inc. are not deposits, are not insured by the Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency of Bank One Corp oration, and are not otherwise an obligation or responsibility of a branch or agency of Bank One Corporation. A lending affiliate of Banc One Capital Markets, Inc. may have lending _____________ Bank One Corp – Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency of Bank One Corporation, and are not otherwise an obligation or responsibility of a branch or agency of Bank One Corp oration. A lending affiliate of Banc One Capital Markets, Inc. may have lending relationships with issuers of securities underwritten or privately placed by Banc One Capital Markets, Inc. To the _____________ dt 1563367
$41	Preview Subscribers	2006	Distribution Agreement Distribution Agreement (107K) Doc #2592544: Click preview link for longer preview. MIDAMERICAN ENERGY COMPANY Medium-Term Notes Due Not Less Than 9 Months from Date of Issue DISTRIBUTION AGREEMENT October 3, 2006 Credit Suisse Securities (USA) LLC 11 Madison Avenue New York, NY 10010 J.P. Morgan Securities Inc. 270 Park Avenue New York, NY 10017 LaSalle Financial Services, Inc. 55 East 52^nd Street 6^th Floor New York, NY 10055 BNP Paribas Securities Corp. 787 Seventh Avenue New York, NY 10019 Dear Sirs: MidAmerican Energy Company, an Iowa corporation (the ï¿½Companyï¿½), confirms its agreement with Credit . . . 2592544	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Distribution Agreement: Banc One Capital Markets, Inc – all prior oral and written agreements and understandings among the parties hereto, including, without limitation, the Distribution Agreement, dated February 5, 2002, among the Company, Credit Suisse First Boston Corporation, Banc One Capital Markets, Inc ., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp. and UBS Warburg LLC, the Distribution Agreement, dated January 9, 2003, among the Company, Lehman Brothers Inc., Banc One Capital Markets, _____________ Banc One Capital Markets, Inc – Banc One Capital Markets, Inc., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp. and UBS Warburg LLC, the Distribution Agreement, dated January 9, 2003, among the Company, Lehman Brothers Inc., Banc One Capital Markets, Inc ., ABN AMRO Incorporated, BNP Paribas Securities Corp., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp., Credit Suisse First Boston Corporation and U.S. Bancorp Piper Jaffrey Inc., the Distribution _____________ dt 1655240 ; Midamerican Funding Midamerican Funding LLC ; UBS Warburg UBS Warburg LLC As referenced in this Distribution Agreement: UBS Warburg LLC – limitation, the Distribution Agreement, dated February 5, 2002, among the Company, Credit Suisse First Boston Corporation, Banc One Capital Markets, Inc., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp. and UBS Warburg LLC , the Distribution Agreement, dated January 9, 2003, among the Company, Lehman Brothers Inc., Banc One Capital Markets, Inc., ABN AMRO Incorporated, BNP Paribas Securities Corp., BNY Capital Markets, Inc., _____________ dt 1628214 ;	Wedbush Morgan Wedbush Morgan Securities, Inc. As referenced in this Distribution Agreement: Wedbush Morgan Securities – Bookrunners: Credit Suisse Securities (USA) LLC J.P. Morgan Securities Inc. Passive Bookrunners: BNP Paribas Securities Corp. LaSalle Financial Services, Inc. Co-Managers: Calyon Securities (USA) Citigroup Global Markets Inc. Wedbush Morgan Securities Inc. Wells Fargo Securities, LLC EXHIBIT B-1 ************************ The issuer has filed a registration statement (including a prospectus) with the SEC to which this communication relates. Before you invest, you _____________ dt 1634250 ; BNY Bank of New York ( Money Center Banks ) As referenced in this Distribution Agreement: Bank of New York – Medium-Term Notes described herein (the Notes). The Notes are to be issued pursuant to an indenture, dated as of October 1, 2006 (the Indenture), between the Company and The Bank of New York Trust Company, N.A., as trustee (the Trustee). As of the date hereof, the Company has authorized the issuance and sale of up to $350,000,000 aggregate principal amount _____________ Bank of New York – ___]% Series due 20[__] (the "Notes"). The Notes are to be issued pursuant to the Indenture, dated as of October 1, 2006 (the "Base Indenture"), between MEC and The Bank of New York Trust Company, N.A., as trustee (the Trustee), and the First Supplemental Indenture to be entered into between MEC and the Trustee (together with Base Indenture, the Indenture). This Terms _____________ Bank of New York – reset the spread multiplier. MEC does have the option to reset the spread multiplier. Reset Date(s): Reset Formula: Maximum Interest Rate: None Minimum Interest Rate: None Calculation Agent: The Bank of New York Trust Company, N.A. Other: Original Issue Discount Notes Yield-to-Maturity: Amortizing Notes. An amortization schedule is attached to this Schedule and is incorporated in this Schedule by reference. _____________ Bank of New York – of its principal amount) on the third Business Day preceding such redemption date, as set forth in the daily statistical release (or any successor release) published by the Federal Reserve Bank of New York and designated Composite 3:30 p.m. Quotations for U.S. Government Securities, or (ii) if such release (or any successor release) is not published or does not contain such _____________ dt 1694413 ; More...
$49	Preview Subscribers	2006	Distribution Agreement Distribution Agreement (107K) Doc #2592547: Click preview link for longer preview. MIDAMERICAN ENERGY COMPANY Medium-Term Notes Due Not Less Than 9 Months from Date of Issue DISTRIBUTION AGREEMENT October 3, 2006 Credit Suisse Securities (USA) LLC 11 Madison Avenue New York, NY 10010 J.P. Morgan Securities Inc. 270 Park Avenue New York, NY 10017 LaSalle Financial Services, Inc. 55 East 52^nd Street 6^th Floor New York, NY 10055 BNP Paribas Securities Corp. 787 Seventh Avenue New York, NY 10019 Dear Sirs: MidAmerican Energy Company, an Iowa corporation (the ï¿½Companyï¿½), confirms its agreement with Credit . . . 2592547	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Distribution Agreement: Banc One Capital Markets, Inc – all prior oral and written agreements and understandings among the parties hereto, including, without limitation, the Distribution Agreement, dated February 5, 2002, among the Company, Credit Suisse First Boston Corporation, Banc One Capital Markets, Inc ., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp. and UBS Warburg LLC, the Distribution Agreement, dated January 9, 2003, among the Company, Lehman Brothers Inc., Banc One Capital Markets, _____________ Banc One Capital Markets, Inc – Banc One Capital Markets, Inc., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp. and UBS Warburg LLC, the Distribution Agreement, dated January 9, 2003, among the Company, Lehman Brothers Inc., Banc One Capital Markets, Inc ., ABN AMRO Incorporated, BNP Paribas Securities Corp., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp., Credit Suisse First Boston Corporation and U.S. Bancorp Piper Jaffrey Inc., the Distribution _____________ dt 1655241 ; Midamerican Energy Midamerican Energy Co ; UBS Warburg UBS Warburg LLC As referenced in this Distribution Agreement: UBS Warburg LLC – limitation, the Distribution Agreement, dated February 5, 2002, among the Company, Credit Suisse First Boston Corporation, Banc One Capital Markets, Inc., BNY Capital Markets, Inc., Commerzbank Capital Markets Corp. and UBS Warburg LLC , the Distribution Agreement, dated January 9, 2003, among the Company, Lehman Brothers Inc., Banc One Capital Markets, Inc., ABN AMRO Incorporated, BNP Paribas Securities Corp., BNY Capital Markets, Inc., _____________ dt 1628215 ;	Wedbush Morgan Wedbush Morgan Securities, Inc. As referenced in this Distribution Agreement: Wedbush Morgan Securities – Bookrunners: Credit Suisse Securities (USA) LLC J.P. Morgan Securities Inc. Passive Bookrunners: BNP Paribas Securities Corp. LaSalle Financial Services, Inc. Co-Managers: Calyon Securities (USA) Citigroup Global Markets Inc. Wedbush Morgan Securities Inc. Wells Fargo Securities, LLC EXHIBIT B-1 ************************ The issuer has filed a registration statement (including a prospectus) with the SEC to which this communication relates. Before you invest, you _____________ dt 1634251 ; BNY Bank of New York ( Money Center Banks ) As referenced in this Distribution Agreement: Bank of New York – Medium-Term Notes described herein (the Notes). The Notes are to be issued pursuant to an indenture, dated as of October 1, 2006 (the Indenture), between the Company and The Bank of New York Trust Company, N.A., as trustee (the Trustee). As of the date hereof, the Company has authorized the issuance and sale of up to $350,000,000 aggregate principal amount _____________ Bank of New York – ___]% Series due 20[__] (the "Notes"). The Notes are to be issued pursuant to the Indenture, dated as of October 1, 2006 (the "Base Indenture"), between MEC and The Bank of New York Trust Company, N.A., as trustee (the Trustee), and the First Supplemental Indenture to be entered into between MEC and the Trustee (together with Base Indenture, the Indenture). This Terms _____________ Bank of New York – reset the spread multiplier. MEC does have the option to reset the spread multiplier. Reset Date(s): Reset Formula: Maximum Interest Rate: None Minimum Interest Rate: None Calculation Agent: The Bank of New York Trust Company, N.A. Other: Original Issue Discount Notes Yield-to-Maturity: Amortizing Notes. An amortization schedule is attached to this Schedule and is incorporated in this Schedule by reference. _____________ Bank of New York – of its principal amount) on the third Business Day preceding such redemption date, as set forth in the daily statistical release (or any successor release) published by the Federal Reserve Bank of New York and designated Composite 3:30 p.m. Quotations for U.S. Government Securities, or (ii) if such release (or any successor release) is not published or does not contain such _____________ dt 1694414 ; More...