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$51	Preview Full Doc	2000	Escrow and Paying Agent Agreement Escrow and Paying Agent Agreement (59K) Doc #954735: Click preview link for longer preview. (Class G) Dated as of February 15, 2000 among FIRST SECURITY BANK, NATIONAL ASSOCIATION as Escrow Agent SALOMON SMITH BARNEY INC. MORGAN STANLEY & CO. INCORPORATED CHASE SECURITIES INC. and BANC ONE CAPITAL MARKETS, INC. as Initial Purchasers . . . 954735	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Escrow and Paying Agent Agreement: BANC ONE CAPITAL MARKETS, INC – AGREEMENT (Class G) Dated as of February 15, 2000 among FIRST SECURITY BANK, NATIONAL ASSOCIATION as Escrow Agent SALOMON SMITH BARNEY INC. MORGAN STANLEY & CO. INCORPORATED CHASE SECURITIES INC. and BANC ONE CAPITAL MARKETS, INC . as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf of American Trans Air 2000-1G-O Pass _____________ BANC ONE CAPITAL MARKETS, INC – banking association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC., AND BANC ONE CAPITAL MARKETS, INC ., as the Initial Purchasers of the below referred to Certificates (the "Initial Purchasers" and together with their respective transferees and assigns as registered owners of the Certificates, the "Investors") _____________ BANC ONE CAPITAL MARKETS, INC – the day and year first above written. FIRST SECURITY BANK, NATIONAL ASSOCIATION, as Escrow Agent By________________________________ Name: Title: SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC., AND BANC ONE CAPITAL MARKETS, INC ., as Initial Purchasers By SALOMON SMITH BARNEY INC By________________________________ Name: Title: WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf _____________ Banc One Capital Markets, Inc – Bank, National Association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Brothers Inc, Morgan Stanley & Co. Incorporated, Chase Securities Inc., and Banc One Capital Markets, Inc ., as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such capacity, the "Pass Through Trustee") and Wilmington Trust Company, as _____________ dt 1394949 ; Citibank Citibank, NA As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a national banking association, as Depositary (the "Depositary", which shall also be deemed to refer to any Replacement Depositary (as defined in the Note Purchase Agreement) from and after _____________ dt 1478931 ; McGraw-Hill Companies McGraw-Hill Companies Inc. ( Printing & Publishing ) As referenced in this Escrow and Paying Agent Agreement: McGraw-Hill Companies, Inc – Agent shall be effective unless a written confirmation shall have been obtained from each of Moody's Investors Service, Inc. and Standard & Poor's Ratings Services, a division of The McGraw-Hill Companies, Inc ., that the replacement of the Escrow Agent with the successor Escrow Agent will not result in (a) a reduction of the rating for the Certificates below the then current _____________ dt 1516899 ;	Chase Securities Chase Securities Inc. ( Financial ) As referenced in this Escrow and Paying Agent Agreement: CHASE SECURITIES INC – ESCROW AND PAYING AGENT AGREEMENT (Class G) Dated as of February 15, 2000 among FIRST SECURITY BANK, NATIONAL ASSOCIATION as Escrow Agent SALOMON SMITH BARNEY INC. MORGAN STANLEY & CO. INCORPORATED CHASE SECURITIES INC . and BANC ONE CAPITAL MARKETS, INC. as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf of American _____________ CHASE SECURITIES INC – NATIONAL ASSOCIATION, a national banking association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC ., AND BANC ONE CAPITAL MARKETS, INC., as the Initial Purchasers of the below referred to Certificates (the "Initial Purchasers" and together with their respective transferees and assigns as registered _____________ CHASE SECURITIES INC – duly executed as of the day and year first above written. FIRST SECURITY BANK, NATIONAL ASSOCIATION, as Escrow Agent By________________________________ Name: Title: SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC ., AND BANC ONE CAPITAL MARKETS, INC., as Initial Purchasers By SALOMON SMITH BARNEY INC By________________________________ Name: Title: WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass _____________ Chase Securities Inc – Agreement") among First Security Bank, National Association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Brothers Inc, Morgan Stanley & Co. Incorporated, Chase Securities Inc ., and Banc One Capital Markets, Inc., as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such capacity, the "Pass Through _____________ dt 1522111 ; Citibank Citibank, NA ( Financial ) As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a national banking association, as Depositary (the "Depositary", which shall also be deemed to refer to any Replacement Depositary (as defined in the Note Purchase Agreement) from and after _____________ dt 1478931 ; More...
$47	Preview Full Doc	2000	Escrow and Paying Agent Agreement Escrow and Paying Agent Agreement (59K) Doc #954736: Click preview link for longer preview. (Class C) Dated as of February 15, 2000 among FIRST SECURITY BANK, NATIONAL ASSOCIATION as Escrow Agent SALOMON SMITH BARNEY INC. MORGAN STANLEY & CO. INCORPORATED CHASE SECURITIES INC. and BANC ONE CAPITAL MARKETS, INC. as Initial Purchasers . . . 954736	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Escrow and Paying Agent Agreement: BANC ONE CAPITAL MARKETS, INC – AGREEMENT (Class C) Dated as of February 15, 2000 among FIRST SECURITY BANK, NATIONAL ASSOCIATION as Escrow Agent SALOMON SMITH BARNEY INC. MORGAN STANLEY & CO. INCORPORATED CHASE SECURITIES INC. and BANC ONE CAPITAL MARKETS, INC . as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf of American Trans Air 2000-1C-O Pass _____________ BANC ONE CAPITAL MARKETS, INC – banking association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC., AND BANC ONE CAPITAL MARKETS, INC ., as the Initial Purchasers of the below referred to Certificates (the "Initial Purchasers" and together with their respective transferees and assigns as registered owners of the Certificates, the "Investors") _____________ BANC ONE CAPITAL MARKETS, INC – the day and year first above written. FIRST SECURITY BANK, NATIONAL ASSOCIATION, as Escrow Agent By____________________________ Name: Title: SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC., AND BANC ONE CAPITAL MARKETS, INC ., as Initial Purchasers By SALOMON SMITH BARNEY INC By____________________________ Name: Title: WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf _____________ Banc One Capital Markets, Inc – Bank, National Association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Brothers Inc, Morgan Stanley & Co. Incorporated, Chase Securities Inc., and Banc One Capital Markets, Inc ., as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such capacity, the "Pass Through Trustee") and Wilmington Trust Company, as _____________ dt 1394950 ; Citibank Citibank, NA As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a national banking association, as Depositary (the "Depositary", which shall also be deemed to refer to any Replacement Depositary (as defined in the Note Purchase Agreement) from and after _____________ dt 1478932 ; McGraw-Hill Companies McGraw-Hill Companies Inc. ( Printing & Publishing ) As referenced in this Escrow and Paying Agent Agreement: McGraw-Hill Companies, Inc – Agent shall be effective unless a written confirmation shall have been obtained from each of Moody's Investors Service, Inc. and Standard & Poor's Ratings Services, a division of The McGraw-Hill Companies, Inc ., that the replacement of the Escrow Agent with the successor Escrow Agent will not result in (a) a reduction of the rating for the Certificates below the then current _____________ dt 1516900 ;	Chase Securities Chase Securities Inc. ( Financial ) As referenced in this Escrow and Paying Agent Agreement: CHASE SECURITIES INC – ESCROW AND PAYING AGENT AGREEMENT (Class C) Dated as of February 15, 2000 among FIRST SECURITY BANK, NATIONAL ASSOCIATION as Escrow Agent SALOMON SMITH BARNEY INC. MORGAN STANLEY & CO. INCORPORATED CHASE SECURITIES INC . and BANC ONE CAPITAL MARKETS, INC. as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf of American _____________ CHASE SECURITIES INC – NATIONAL ASSOCIATION, a national banking association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC ., AND BANC ONE CAPITAL MARKETS, INC., as the Initial Purchasers of the below referred to Certificates (the "Initial Purchasers" and together with their respective transferees and assigns as registered _____________ CHASE SECURITIES INC – duly executed as of the day and year first above written. FIRST SECURITY BANK, NATIONAL ASSOCIATION, as Escrow Agent By____________________________ Name: Title: SALOMON SMITH BARNEY INC., MORGAN STANLEY & CO. INCORPORATED, CHASE SECURITIES INC ., AND BANC ONE CAPITAL MARKETS, INC., as Initial Purchasers By SALOMON SMITH BARNEY INC By____________________________ Name: Title: WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass _____________ Chase Securities Inc – Agreement") among First Security Bank, National Association, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Brothers Inc, Morgan Stanley & Co. Incorporated, Chase Securities Inc ., and Banc One Capital Markets, Inc., as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such capacity, the "Pass Through _____________ dt 1522112 ; Citibank Citibank, NA ( Financial ) As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a national banking association, as Depositary (the "Depositary", which shall also be deemed to refer to any Replacement Depositary (as defined in the Note Purchase Agreement) from and after _____________ dt 1478932 ; More...
$36	Preview Full Doc	2001	Escrow and Paying Agent Agreement Escrow and Paying Agent Agreement (61K) Doc #1322705: Click preview link for longer preview. ESCROW AND PAYING AGENT AGREEMENT (Class G) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC. and . . . 1322705	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Escrow and Paying Agent Agreement: BANC ONE CAPITAL MARKETS, INC – PAYING AGENT AGREEMENT (Class G) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf of America West _____________ BANC ONE CAPITAL MARKETS, INC – banking corporation, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC, as Initial Purchasers of the Certificates referred to below (the "Initial Purchasers" and together with their respective transferees and assigns as registered owners of _____________ BANC ONE CAPITAL MARKETS, INC – TRUST COMPANY, as Escrow Agent By: /s/ W. Chris Sponenberg -------------------------------------- Name: W. Chris Sponenberg Title: Assistant Vice President SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers By: SALOMON SMITH BARNEY INC. By: /s/ Thomas Johnson Bliemel -------------------------------------- Name: Thomas Johnson Bliemel Title: Vice President WILMINGTON TRUST COMPANY, not _____________ Banc One Capital Markets, Inc – Trust Company, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Smith Barney Inc., Deutsche Banc Alex. Brown Inc., Mizuho International plc, Banc One Capital Markets, Inc . and Tokyo-Mitsubishi International plc, as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such capacity, the "Pass Through Trustee") _____________ dt 1395064 ; America West Airlines America West Airlines Inc ; Citibank Citibank, NA As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a <PAGE> 5 2 national banking association, as Depositary (the "Depositary" which shall also be deemed to refer to any Replacement Depositary (as defined in the Note _____________ dt 1479640 ;	Mizuho Int'l Mizuho International plc ( Miscellany ) As referenced in this Escrow and Paying Agent Agreement: MIZUHO INTERNATIONAL PLC – 17 ESCROW AND PAYING AGENT AGREEMENT (Class G) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and _____________ MIZUHO INTERNATIONAL PLC, – COMPANY, a Delaware banking corporation, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC, as Initial Purchasers of the Certificates referred to below (the "Initial Purchasers" and together with their respective transferees and _____________ MIZUHO INTERNATIONAL PLC, – above written. WILMINGTON TRUST COMPANY, as Escrow Agent By: /s/ W. Chris Sponenberg -------------------------------------- Name: W. Chris Sponenberg Title: Assistant Vice President SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers By: SALOMON SMITH BARNEY INC. By: /s/ Thomas Johnson Bliemel -------------------------------------- Name: Thomas Johnson Bliemel Title: Vice _____________ Mizuho International plc, – Agreement") among Wilmington Trust Company, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Smith Barney Inc., Deutsche Banc Alex. Brown Inc., Mizuho International plc, Banc One Capital Markets, Inc. and Tokyo-Mitsubishi International plc, as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such _____________ dt 1323829 ; Citibank Citibank, NA ( Financial ) As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a <PAGE> 5 2 national banking association, as Depositary (the "Depositary" which shall also be deemed to refer to any Replacement Depositary (as defined in the Note _____________ dt 1479640 ; More...
$43	Preview Full Doc	2001	Escrow and Paying Agent Agreement Escrow and Paying Agent Agreement (61K) Doc #1322706: Click preview link for longer preview. ESCROW AND PAYING AGENT AGREEMENT (Class C) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC. and . . . 1322706	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Escrow and Paying Agent Agreement: BANC ONE CAPITAL MARKETS, INC – PAYING AGENT AGREEMENT (Class C) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf of America West _____________ BANC ONE CAPITAL MARKETS, INC – banking corporation, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC, as Initial Purchasers of the Certificates referred to below (the "Initial Purchasers" and together with their respective transferees and assigns as registered owners of _____________ BANC ONE CAPITAL MARKETS, INC – TRUST COMPANY, as Escrow Agent By: /s/ W. Chris Sponenberg --------------------------------- Name: W. Chris Sponenberg Title: Assistant Vice President SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers By: SALOMON SMITH BARNEY INC. By: /s/ Thomas Johnson Bliemel --------------------------------- Name: Thomas Johnson Bliemel Title: Vice President WILMINGTON TRUST COMPANY, not _____________ Banc One Capital Markets, Inc – Trust Company, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Smith Barney Inc., Deutsche Banc Alex. Brown Inc., Mizuho International plc, Banc One Capital Markets, Inc . and Tokyo-Mitsubishi International plc, as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such capacity, the "Pass Through Trustee") _____________ dt 1395065 ; America West Airlines America West Airlines Inc ; Citibank Citibank, NA As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a <PAGE> 5 2 national banking association, as Depositary (the "Depositary" which shall also be deemed to refer to any Replacement Depositary (as defined in the Note _____________ dt 1479641 ;	Mizuho Int'l Mizuho International plc ( Miscellany ) As referenced in this Escrow and Paying Agent Agreement: MIZUHO INTERNATIONAL PLC – 18 ESCROW AND PAYING AGENT AGREEMENT (Class C) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and _____________ MIZUHO INTERNATIONAL PLC, – COMPANY, a Delaware banking corporation, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC, as Initial Purchasers of the Certificates referred to below (the "Initial Purchasers" and together with their respective transferees and _____________ MIZUHO INTERNATIONAL PLC, – above written. WILMINGTON TRUST COMPANY, as Escrow Agent By: /s/ W. Chris Sponenberg --------------------------------- Name: W. Chris Sponenberg Title: Assistant Vice President SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers By: SALOMON SMITH BARNEY INC. By: /s/ Thomas Johnson Bliemel --------------------------------- Name: Thomas Johnson Bliemel Title: Vice _____________ Mizuho International plc, – Agreement") among Wilmington Trust Company, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Smith Barney Inc., Deutsche Banc Alex. Brown Inc., Mizuho International plc, Banc One Capital Markets, Inc. and Tokyo-Mitsubishi International plc, as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such _____________ dt 1323830 ; Citibank Citibank, NA ( Financial ) As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a <PAGE> 5 2 national banking association, as Depositary (the "Depositary" which shall also be deemed to refer to any Replacement Depositary (as defined in the Note _____________ dt 1479641 ; More...
$48	Preview Full Doc	2001	Escrow and Paying Agent Agreement Escrow and Paying Agent Agreement (60K) Doc #1322707: Click preview link for longer preview. ESCROW AND PAYING AGENT AGREEMENT (Class D) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC. and . . . 1322707	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Escrow and Paying Agent Agreement: BANC ONE CAPITAL MARKETS, INC – PAYING AGENT AGREEMENT (Class D) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and on behalf of America West _____________ BANC ONE CAPITAL MARKETS, INC – banking corporation, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC, as Initial Purchasers of the Certificates referred to below (the "Initial Purchasers" and together with their respective transferees and assigns as registered owners of _____________ BANC ONE CAPITAL MARKETS, INC – TRUST COMPANY, as Escrow Agent By: /s/ W. Chris Sponenberg ----------------------------------------- Name: W. Chris Sponenberg Title: Assistant Vice President SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC . and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers By: SALOMON SMITH BARNEY INC. By: /s/ Thomas Johnson Bliemel ----------------------------------------- Name: Thomas Johnson Bliemel Title: Vice President WILMINGTON TRUST COMPANY, not _____________ Banc One Capital Markets, Inc – Trust Company, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Smith Barney Inc., Deutsche Banc Alex. Brown Inc., Mizuho International plc, Banc One Capital Markets, Inc . and Tokyo-Mitsubishi International plc, as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such capacity, the "Pass Through Trustee") _____________ dt 1395066 ; America West Airlines America West Airlines Inc ; Citibank Citibank, NA As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a <PAGE> 5 2 national banking association, as Depositary (the "Depositary" which shall also be deemed to refer to any Replacement Depositary (as defined in the Note _____________ dt 1479642 ;	Mizuho Int'l Mizuho International plc ( Miscellany ) As referenced in this Escrow and Paying Agent Agreement: MIZUHO INTERNATIONAL PLC – 19 ESCROW AND PAYING AGENT AGREEMENT (Class D) Dated as of May 17, 2001 among WILMINGTON TRUST COMPANY as Escrow Agent SALOMON SMITH BARNEY INC. DEUTSCHE BANC ALEX. BROWN INC. MIZUHO INTERNATIONAL PLC BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers WILMINGTON TRUST COMPANY, not in its individual capacity, but solely as Pass Through Trustee for and _____________ MIZUHO INTERNATIONAL PLC, – COMPANY, a Delaware banking corporation, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"); SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC, as Initial Purchasers of the Certificates referred to below (the "Initial Purchasers" and together with their respective transferees and _____________ MIZUHO INTERNATIONAL PLC, – above written. WILMINGTON TRUST COMPANY, as Escrow Agent By: /s/ W. Chris Sponenberg ----------------------------------------- Name: W. Chris Sponenberg Title: Assistant Vice President SALOMON SMITH BARNEY INC., DEUTSCHE BANC ALEX. BROWN INC., MIZUHO INTERNATIONAL PLC, BANC ONE CAPITAL MARKETS, INC. and TOKYO-MITSUBISHI INTERNATIONAL PLC as Initial Purchasers By: SALOMON SMITH BARNEY INC. By: /s/ Thomas Johnson Bliemel ----------------------------------------- Name: Thomas Johnson Bliemel Title: Vice _____________ Mizuho International plc, – Agreement") among Wilmington Trust Company, as Escrow Agent (in such capacity, together with its successors in such capacity, the "Escrow Agent"), Salomon Smith Barney Inc., Deutsche Banc Alex. Brown Inc., Mizuho International plc, Banc One Capital Markets, Inc. and Tokyo-Mitsubishi International plc, as Initial Purchasers, Wilmington Trust Company, as Pass Through Trustee (in such capacity, together with its successors in such _____________ dt 1323831 ; Citibank Citibank, NA ( Financial ) As referenced in this Escrow and Paying Agent Agreement: Citibank, N.A. – forth in the Note Purchase Agreement for the purpose of purchasing Equipment Notes, and that pending such withdrawal the Net Proceeds be deposited on behalf of the Escrow Agent with Citibank, N.A. , a <PAGE> 5 2 national banking association, as Depositary (the "Depositary" which shall also be deemed to refer to any Replacement Depositary (as defined in the Note _____________ dt 1479642 ; More...
$42	Preview Full Doc	2005	Global Custody Agreement Global Custody Agreement (95K) Doc #2461856: Click preview link for longer preview. (JP MORGAN LOGO) ---------- GLOBAL CUSTODY AGREEMENT BETWEEN NEW COVENANT FUNDS AND JPMORGAN CHASE BANK, N.A. March 17, 2005 GLOBAL CUSTODY AGREEMENT TABLE OF CONTENTS . . . 2461856	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Global Custody Agreement: Banc One Capital Markets, Inc – IN THE U.S. - ABN AMRO Inc. - ABN AMRO Bank N.V., New York Branch - ABN AMRO Sage Corporation - Alpine Associates - Abbey National Securities Inc. - Banc of America Securities LLC - Banc One Capital Markets, Inc . - Barclays Capital, Inc. - Bear Stearns & Co., Inc. - Bear Stearns Securities Corp - Bleichroeder (Arnhold & S.), Inc. - Harris Nesbitt Corp. - BNP Paribas Securities Corp. - Cantor, Fitzgerald Securitie - CIBC World Markets Corp. - _____________ dt 1581808 ; ABN AMRO Bank ABN AMRO Bank N.V. As referenced in this Global Custody Agreement: ABN AMRO Bank N.V., – by signing in the space provided below. By: --------------------------------- Name: ------------------------------- Title: ------------------------------ Date: ------------------------------- {PAGE} APPENDIX 2 JPMORGAN CHASE BANK SECURITIES LENDING APPROVED BORROWERS BORROWERS LOCATED IN THE U.S. - ABN AMRO Inc. - ABN AMRO Bank N.V., New York Branch - ABN AMRO Sage Corporation - Alpine Associates - Abbey National Securities Inc. - Banc of America Securities LLC - Banc One Capital Markets, Inc. - Barclays Capital, Inc. - Bear Stearns & Co., _____________ dt 1614795 ; HSBC Securities HSBC Securities (USA), Inc. As referenced in this Global Custody Agreement: HSBC Securities,(USA) Inc – Bank Securities Inc. - Dresdner Kleinwort Wasserstein Securities LLC - Fimat USA, Inc. - Fortis Securities, LLC - G.X. Clarke & Co. - Garban Corporates, LLC - Garban LLC - Goldman, Sachs & Co. - Greenwich Capital Markets, Inc. - HSBC Securities,(USA) Inc . - HBK Global Securities L.P. - ING Financial Markets LLC - JPMorgan Chase Bank - JPMorgan Securities Inc. - Jefferies & Company, Inc. - KDC MERGER ARBITRAGE FUND, L.P. - LaBranche Financial Services, Inc. - Lazard _____________ dt 1562765 ;	New Covenant Funds New Covenant Funds ; Royal Bank Royal Bank of Scotland plc As referenced in this Global Custody Agreement: Royal Bank of Scotland PLC – Bank NV SA HSBC Bank PLC HSBC Bank USA Lloyds TSB Bank PLC Mellon Financial (formerly Mellon Bank, N.A.) PNC Bank, N.A. Rabobank Nederland Royal Bank of Canada Royal Bank of Scotland PLC (formerly National Westminster Bank PLC) Societe Generale Svenska Handelsbanken Toronto-Dominion Bank UBS AG 1-13-04 {/TEXT} {/DOCUMENT} _____________ dt 1500936 ; More...
$40	Preview Full Doc	2002	Pricing Agreement Pricing Agreement (13K) Doc #125122: Click preview link for longer preview. PRICING AGREEMENT December 3, 2002 To the Representatives of the several Underwriters named in Schedule I hereto Ladies and Gentlemen: MetLife, Inc., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein (this "Agreement") and in the Underwriting Agreement, dated December 3, 2002 (the "Underwriting Agreement"), to issue and sell to the Underwriters named in Schedule I hereto (the "Underwriters") the Securities specified in Schedule II hereto (the "Designated Securities"). Each of the provisions of the Underwriting Agreement is incorporated herein by reference in its entirety, and shall be deemed to be a part of this Agreement to the same extent as if such provisions had been set forth in full herein; and each of the representations and warranties set forth therein shall be deemed to have been made at and as of the date of this Agreement, except that each representation and warranty which refers to the Final Prospectus in Section 1 of the Underwriting Agreement shall be deemed to be a representation or warranty as of the date of the Underwriting Agreement in relation to the Final Prospectus (as therein defined) and also a representation and warranty as of the date of this Agreement in relation to the Final Prospectus as amended or supplemented relating to the Designated Securities which are the subject of this Agreement. Each reference to the Representatives herein and in the provisions of the Underwriting Agreement so incorporated by reference shall be deemed to refer to you. Unless otherwise defined herein, terms defined in the Underwriting Agreement are used herein as therein defined. The Representatives designated to act on behalf of the Representatives and on behalf of each of the Underwriters of the Designated Securities pursuant to the Underwriting Agreement and the address of the Representatives are set forth at the end of Schedule II hereto. 125122	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Pricing Agreement: Banc One Capital Markets, – Merrill Lynch, Pierce, Fenner & Smith Incorporated ................................. $210,000,000 Wachovia Securities, Inc. ................................. $210,000,000 Banc of America Securities LLC .................................. $ 15,000,000 Banc One Capital Markets, Inc. .................................. $ 15,000,000 BNP Paribas Securities Corp. .................................. $ 15,000,000 Credit Suisse First Boston Corporation .................................. $ 15,000,000 Deutsche Bank Securities _____________ Banc One Capital Markets, – NOTICES, ETC.: Same as above III-6 {PAGE} UNDERWRITERS: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, Inc., Banc of America Securities LLC, Banc One Capital Markets, Inc., BNP Paribas Securities Corp., Credit Suisse First Boston Corporation, Deutsche Bank Securities Inc., Edward D. Jones & Co., L.P., Fleet Securities, _____________ dt 100620 ; MetLife MetLife, Inc. ( Life Insurance ) As referenced in this Pricing Agreement: MetLife, Inc – AGREEMENT {TEXT} {PAGE} PRICING AGREEMENT December 3, 2002 To the Representatives of the several Underwriters named in Schedule I hereto Ladies and Gentlemen: MetLife, Inc ., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein (this "Agreement") and in the Underwriting Agreement, dated _____________ METLIFE, INC – but without warranty on the part of the Representatives as to the authority of the signers thereof. III-2 {PAGE} Very truly yours, METLIFE, INC . By: /s/: Anthony J. Williamson -------------------------------------- Name: Anthony J. Williamson Title: Senior Vice-President and Treasurer Accepted as of the date hereof on _____________ dt 149842 ; BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Pricing Agreement: Banc of America Securities – DUE 2032 TO UNDERWRITERS BE PURCHASED ------------ ---------------- {S} {C} Merrill Lynch, Pierce, Fenner & Smith Incorporated ................................. $210,000,000 Wachovia Securities, Inc. ................................. $210,000,000 Banc of America Securities LLC .................................. $ 15,000,000 Banc One Capital Markets, Inc. .................................. $ 15,000,000 BNP Paribas Securities Corp. .................................. $ 15,000,000 Credit Suisse First Boston _____________ Banc of America Securities – Wachovia Securities, Inc. ADDRESSES FOR NOTICES, ETC.: Same as above III-6 {PAGE} UNDERWRITERS: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, Inc., Banc of America Securities LLC, Banc One Capital Markets, Inc., BNP Paribas Securities Corp., Credit Suisse First Boston Corporation, Deutsche Bank Securities Inc., Edward D. Jones & Co., _____________ dt 93576 ;	BNP Paribas BNP Paribas Securities Corp. ( Financial ) As referenced in this Pricing Agreement: BNP Paribas Securities Corp – 000 Wachovia Securities, Inc. ................................. $210,000,000 Banc of America Securities LLC .................................. $ 15,000,000 Banc One Capital Markets, Inc. .................................. $ 15,000,000 BNP Paribas Securities Corp . .................................. $ 15,000,000 Credit Suisse First Boston Corporation .................................. $ 15,000,000 Deutsche Bank Securities Inc. .................................. $ 15,000,000 Edward D. Jones & Co., _____________ BNP Paribas Securities Corp – III-6 {PAGE} UNDERWRITERS: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, Inc., Banc of America Securities LLC, Banc One Capital Markets, Inc., BNP Paribas Securities Corp ., Credit Suisse First Boston Corporation, Deutsche Bank Securities Inc., Edward D. Jones & Co., L.P., Fleet Securities, Inc., Goldman, Sachs & Co., Guzman & _____________ dt 225269 ; CSFB Corp. Credit Suisse First Boston Corp. ( Financial ) As referenced in this Pricing Agreement: Credit Suisse First Boston Corp – Banc of America Securities LLC .................................. $ 15,000,000 Banc One Capital Markets, Inc. .................................. $ 15,000,000 BNP Paribas Securities Corp. .................................. $ 15,000,000 Credit Suisse First Boston Corp oration .................................. $ 15,000,000 Deutsche Bank Securities Inc. .................................. $ 15,000,000 Edward D. Jones & Co., L.P. .................................. $ 15,000,000 Fleet Securities, Inc. .................................. $ _____________ Credit Suisse First Boston Corp – Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, Inc., Banc of America Securities LLC, Banc One Capital Markets, Inc., BNP Paribas Securities Corp., Credit Suisse First Boston Corp oration, Deutsche Bank Securities Inc., Edward D. Jones & Co., L.P., Fleet Securities, Inc., Goldman, Sachs & Co., Guzman & Company, J.P. Morgan Securities _____________ dt 99255 ; More...
$33	Preview Full Doc	2002	Pricing Agreement Pricing Agreement (6K) Doc #125198: Click preview link for longer preview. SEARS CREDIT ACCOUNT MASTER TRUST II MASTER TRUST CERTIFICATES PRICING AGREEMENT CLASS B Dated: November 22, 2002 To: SRFG, Inc. (the "Company") as Seller under the Pooling and Servicing Agreement dated as of July 31, 1994, as amended. Re: Underwriting Agreement dated November 22, 2002 (the "Agreement") (a copy of which is attached hereto). Title: Sears Credit Account Master Trust II, $62,500,000, Floating Rate Class B Master Trust Certificates, Series 2002-5. Aggregate Initial Principal Amount of Certificates: $62,500,000 Class B Master Trust Certificates, Series 2002-5 Class B Expected Principal Payment Date: December 2005 Distribution Date Series and Class Designation of Designated Securities: 125198	Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Pricing Agreement: Banc One Capital Markets, – President and Treasurer SCHEDULE 1 Underwriter Principal Amount of Class B Certificates to be Purchased Deutsche Bank Securities Inc. Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Wachovia Securities Inc. Total: $37,500,000 12, _____________ dt 100621 ; Sears, Roebuck Sears, Roebuck & Co. ( Department & Discount ) ; Barclays Capital Barclays Capital Inc. ( Financial ) As referenced in this Pricing Agreement: Barclays Capital – Underwriter Principal Amount of Class B Certificates to be Purchased Deutsche Bank Securities Inc. Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Wachovia Securities Inc. Total: $37,500,000 12,500,000 2,500, _____________ dt 143436 ;	Deutsche Bank Deutsche Bank Securities Inc. ( Financial ) As referenced in this Pricing Agreement: Deutsche Bank Securities Inc – Time, on December 3, 2002 or at such other time as may be agreed upon in writing. Addresses of the Underwriters for notices: Deutsche Bank Securities Inc . 31 West 52nd Street New York, New York 10019 Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 Additional Agreements: ( _____________ DEUTSCHE BANK SECURITIES INC – a part hereof, to purchase the principal amount of the Designated Securities set forth opposite their names in Schedule 1. Very truly yours, DEUTSCHE BANK SECURITIES INC . By: /s/ Christopher D. Davis Name: Christopher D. Davis Title: Director By: /s/ Jay E. Steiner Name: Jay E. Steiner Title: Vice _____________ Deutsche Bank Securities Inc – R. Raymond Name: Larry R. Raymond Title: Vice President and Treasurer SCHEDULE 1 Underwriter Principal Amount of Class B Certificates to be Purchased Deutsche Bank Securities Inc . Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. _____________ dt 98508 ; Salomon Salomon Smith Barney Inc. ( Financial ) As referenced in this Pricing Agreement: Salomon Smith Barney – Purchased Deutsche Bank Securities Inc. Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Wachovia Securities Inc. Total: $37,500,000 12,500,000 2,500,000 2,500,000 2,500,000 2,500,000 _____________ dt 87325 ; More...
$41	Preview Full Doc	2003	Pricing Agreement