| Subscribers | 2004 |
Special Warrant Agreement
Special Warrant Agreement (46K)
Doc #1424504: This document is immediately available for purchase, but does not have a preview available for viewing.
1424504
| | |
| Subscribers | 2004 |
Special Warrant Agreement
Special Warrant Agreement (44K)
Doc #1424515: This document is immediately available for purchase, but does not have a preview available for viewing.
1424515
| | |
| Subscribers | 2004 |
Special Warrant Agreement
Special Warrant Agreement (44K)
Doc #1424525: This document is immediately available for purchase, but does not have a preview available for viewing.
1424525
| | |
| Subscribers | 2004 |
Special Warrant Agreement
Special Warrant Agreement (44K)
Doc #1424533: This document is immediately available for purchase, but does not have a preview available for viewing.
1424533
| | |
| Preview
Subscribers | 2003 |
Special Warrant Agreement
Special Warrant Agreement (148K)
Doc #219414: Click preview link for longer preview.
EXHIBIT 10.6
-------------------------------------------------------
NUCO2 INC.
and
THE INVESTORS PARTY HERETO
---------------
SPECIAL WARRANT AGREEMENT
Dated as of August 25, 2003
---------------
-------------------------------------------------------
TABLE OF CONTENTS
Page
----
Section 1. Definitions, Accounting Terms and Determinations...................1
1.01 Definitions......................................................1
1.02 Accounting Terms and Determinations..............................7
Section 2. Purchase, Sale and Exercise of Warrants............................7
2.01 Authorization and Issuance of Shares and Warrants................7
2.02 The Closing......................................................7
2.03 Initial Holder Representations, Warranties and Agreements........7
2.04 Securities Act Compliance........................................8
2.05 Exercise of Warrants.............................................8
Section 3. Representations and Warranties....................................10
3.01 Existence.......................................................10
3.02 No Breach.......................................................10
3.03 Corporate Action................................................10
3.04 Approvals.......................................................10
3.05 Investment Company Act..........................................11
3.06 Public Utility Holding Company Act..............................11
3.07 Capitalization..................................................11
3.08 Private Offering................................................11
3.09 SEC Documents; Financial Statements.............................11
Section 4. Transfers Generally; Securities Act Compliance....................12
4.01 Transfers Generally.............................................12
4.02 Transfers of Restricted Securities Pursuant to
Registration Statements and Rule 144, Etc.......................12
4.03 Notice of Certain Transfers.....................................12
4.04 Restrictive Legend..............................................12
4.05 Termination of Restrictions.....................................13
Section 5. Additional Provisions Relating to Transfers.......................13
5.01 Disposition of Securities.......................................13
5.02 Transfer Restriction............................................14
5.03 Repurchase of Common Stock......................................14
5.04 Transfer, Division and Combination..............................14
Section 6. Adjustment of Stock Unit..........................................15
6.01 Stock Dividends, Subdivisions and Combinations..................15
6.02 Issuance of Additional Shares of Common Stock...................15
6.03 Issuance of Options.............................................16
6.04 Issuance of Convertible Securities..............................17
6.05 Superseding Adjustment of Stock Unit............................17
6.06 Other Provisions Applicable to Adjustments
Under this Section 6............................................18
(i)
Section 7. Consolidation, Merger, Share Exchange, etc.; Distributions........20
7.01 Consolidation, Merger, Share Exchange, etc......................20
7.02 Distributions upon Declaration of Dividend or
Other Distribution..............................................20
7.03 Dilution in Case of Other Securities............................21
Section 8. Notice to Warrant Holders.........................................21
8.01 Notice of Adjustment of Stock Unit or Exercise Price............21
8.02 Notice of Certain Corporate Actions.............................21
8.03 Limitation on Holders' Rights...................................22
Section 9. Reservation and Authorization of Common Stock.....................22
Section 10. Taking of Record; Stock and Warrant Transfer Books................23
Section 11. Holders' Special Rights...........................................23
11.01 Replacement of Instruments.....................................23
11.02 Restrictions on Certain Action.................................23
11.03 Inspection Rights..............................................24
11.04 Right to Purchase Equity Securities............................24
Section 12. Registration.....................................................25
12.01 Notice.........................................................25
12.02 Proration......................................................25
12.03 Registration Procedures........................................26
12.04 Holdback on Sales..............................................27
12.05 Expenses.......................................................28
12.06 Indemnification................................................28
12.07 No Other Registration Rights...................................30
12.08 Rule 144.......................................................30
Section 13. Miscellaneous....................................................30
13.01 Waiver.........................................................30
13.02 Notices........................................................30
13.03 Office of the Company..........................................31
13.04 Expenses, Transfer Taxes and Other Charges.....................31
219414
|
NuCo2
As referenced in this Special Warrant Agreement:
nuco2 –
EXHIBIT 10.6
-------------------------------------------------------
NUCO2 INC.
and
THE INVESTORS PARTY HERETO
---------------
SPECIAL WARRANT AGREEMENT
Dated as of August 25, 2003
---------------
-------------------------------------------------------
nuco2
– Warrant
(iii)
SPECIAL WARRANT AGREEMENT
SPECIAL WARRANT AGREEMENT dated as of August 25, 2003 among: NuCo2
INC., a corporation duly organized and validly existing under the laws of the
State
nuco2 – CONDITIONS SPECIFIED IN THAT
CERTAIN SPECIAL WARRANT AGREEMENT DATED AS OF AUGUST 25,
2003, BETWEEN NUCO2 INC., A FLORIDA CORPORATION, AND
CERTAIN INITIAL HOLDERS, AS SUCH SPECIAL WARRANT AGREEMENT
MAY
nuco2 – parties hereto have duly executed this
Agreement as of the date first above written.
COMPANY
NUCO2 INC.
By: /s/ Robert R. Galvin
-----------------------------------
Title: Chief Financial Officer
Address for Notices:
--------------------
NUCO2 INC.
nuco2 – COMPANY
NUCO2 INC.
By: /s/ Robert R. Galvin
-----------------------------------
Title: Chief Financial Officer
Address for Notices:
--------------------
NUCO2 INC.
2800 Southeast Market Place
Stuart, Florida 34997
Attention: Robert R. Galvin
Telephone: 772-221-
dt 17741
;
|
 Milbank Tweed
As referenced in this Special Warrant Agreement:
Milbank, Tweed – respect to the proposed transfer, together with
an opinion (at such Holder's expense) of Milbank, Tweed , Hadley & McCloy LLP, or
such other counsel reasonably satisfactory to the Company, to
Milbank, Tweed – and
expenses of the Initial Holders (including, without limitation, the reasonable
fees and expenses of Milbank, Tweed , Hadley & McCloy LLP, special counsel to the
Initial Holders), in connection with (x)
Milbank, Tweed – D. Waters, Jr.
Telephone: (212) 899-3663
Fax: (212) 899-3661
with a copy to:
---------------
Milbank, Tweed , Hadley & McCloy LLP
1 Chase Manhattan Plaza
New York, New York 10005
Attention:
dt 38384
|
| Preview
Subscribers | 2003 |
Special Warrant Agreement
Special Warrant Agreement (144K)
Doc #219415: Click preview link for longer preview.
EXHIBIT 10.7
-------------------------------------------------------
NUCO2 INC.
and
THE INVESTORS PARTY HERETO
---------------
SPECIAL WARRANT AGREEMENT
Dated as of August 25, 2003
---------------
-------------------------------------------------------
TABLE OF CONTENTS
Page
----
Section 1. Definitions, Accounting Terms and Determinations...................1
1.01 Definitions......................................................1
1.02 Accounting Terms and Determinations..............................7
Section 2. Purchase, Sale and Exercise of Warrants............................7
2.01 Authorization and Issuance of Shares and Warrants................7
2.02 The Closing......................................................7
2.03 Initial Holder Representations, Warranties and Agreements........7
2.04 Securities Act Compliance........................................8
2.05 Exercise of Warrants.............................................8
Section 3. Representations and Warranties....................................10
3.01 Existence.......................................................10
3.02 No Breach.......................................................10
3.03 Corporate Action................................................10
3.04 Approvals.......................................................10
3.05 Investment Company Act..........................................11
3.06 Public Utility Holding Company Act..............................11
3.07 Capitalization..................................................11
3.08 Private Offering................................................11
3.09 SEC Documents; Financial Statements.............................11
Section 4. Transfers Generally; Securities Act Compliance....................12
4.01 Transfers Generally.............................................12
4.02 Transfers of Restricted Securities Pursuant to
Registration Statements and Rule 144, Etc.......................12
4.03 Notice of Certain Transfers.....................................12
4.04 Restrictive Legend..............................................12
4.05 Termination of Restrictions.....................................13
Section 5. Additional Provisions Relating to Transfers.......................13
5.01 Disposition of Securities.......................................13
5.02 Transfer Restriction............................................14
5.03 Repurchase of Common Stock......................................14
5.04 Transfer, Division and Combination..............................14
Section 6. Adjustment of Stock Unit..........................................15
6.01 Stock Dividends, Subdivisions and Combinations..................15
6.02 Issuance of Additional Shares of Common Stock...................15
6.03 Issuance of Options.............................................16
6.04 Issuance of Convertible Securities..............................17
6.05 Superseding Adjustment of Stock Unit............................17
6.06 Other Provisions Applicable to Adjustments
Under this Section 6............................................18
(i)
Section 7. Consolidation, Merger, Share Exchange, etc.; Distributions........20
7.01 Consolidation, Merger, Share Exchange, etc......................20
7.02 Distributions upon Declaration of Dividend or
Other Distribution..............................................20
7.03 Dilution in Case of Other Securities............................21
Section 8. Notice to Warrant Holders.........................................21
8.01 Notice of Adjustment of Stock Unit or Exercise Price............21
8.02 Notice of Certain Corporate Actions.............................21
8.03 Limitation on Holders' Rights...................................22
Section 9. Reservation and Authorization of Common Stock.....................22
Section 10. Taking of Record; Stock and Warrant Transfer Books...............23
Section 11. Holders' Special Rights..........................................23
11.01 Replacement of Instruments.....................................23
11.02 Restrictions on Certain Action.................................23
11.03 Inspection Rights..............................................24
11.04 Right to Purchase Equity Securities............................24
Section 12. Registration.....................................................25
12.01 Notice.........................................................25
12.02 Proration......................................................25
12.03 Registration Procedures........................................26
12.04 Holdback on Sales..............................................27
12.05 Expenses.......................................................28
12.06 Indemnification................................................28
12.07 No Other Registration Rights...................................30
12.08 Rule 144.......................................................30
Section 13. Miscellaneous....................................................30
13.01 Waiver.........................................................30
13.02 Notices........................................................30
13.03 Office of the Company..........................................31
13.04 Expenses, Transfer Taxes and Other Charges.....................31
13.05 Amendments, Etc................................................32
219415
|
NuCo2
As referenced in this Special Warrant Agreement:
nuco2 –
EXHIBIT 10.7
-------------------------------------------------------
NUCO2 INC.
and
THE INVESTORS PARTY HERETO
---------------
SPECIAL WARRANT AGREEMENT
Dated as of August 25, 2003
---------------
-------------------------------------------------------
nuco2
– Warrant
(iii)
SPECIAL WARRANT AGREEMENT
SPECIAL WARRANT AGREEMENT dated as of August 25, 2003 among: NuCo2
INC., a corporation duly organized and validly existing under the laws of the
State
nuco2 – CONDITIONS SPECIFIED IN
THAT CERTAIN SPECIAL WARRANT AGREEMENT DATED AS OF
AUGUST 25, 2003, BETWEEN NUCO2 INC., A FLORIDA
CORPORATION, AND CERTAIN INITIAL HOLDERS, AS SUCH
SPECIAL WARRANT AGREEMENT MAY
nuco2 – parties hereto have duly executed this
Agreement as of the date first above written.
COMPANY
-------
NUCO2 INC.
By: /s/ Robert R. Galvin
------------------------
Title: Chief Financial Officer
Address for Notices:
--------------------
NUCO2 INC.
nuco2 – COMPANY
-------
NUCO2 INC.
By: /s/ Robert R. Galvin
------------------------
Title: Chief Financial Officer
Address for Notices:
--------------------
NUCO2 INC.
2800 Southeast Market Place
Stuart, Florida 34997
Attention: Robert R. Galvin
Telephone: 772-221-
dt 17742
;
|
Milbank Tweed
As referenced in this Special Warrant Agreement:
Milbank, Tweed – respect to the proposed transfer, together with
an opinion (at such Holder's expense) of Milbank, Tweed , Hadley & McCloy LLP, or
such other counsel reasonably satisfactory to the Company, to
Milbank, Tweed – and
expenses of the Initial Holders (including, without limitation, the reasonable
fees and expenses of Milbank, Tweed , Hadley & McCloy LLP, special counsel to the
Initial Holders), in connection with (x)
dt 38385
|
| Preview
Subscribers | 2000 |
Special Warrant Agreement
Special Warrant Agreement (115K)
Doc #1713642: Click preview link for longer preview.
<DESCRIPTION>SPECIAL WARRANT AGREEMENT
<TEXT>
SPECIAL WARRANT AGREEMENT
THIS SPECIAL WARRANT AGREEMENT is dated as of April 27, 2000
BETWEEN:
URBANA.CA, INC.., a body corporate incorporated in the State of Nevada,
having an office at 22 Haddington Street, Cambridge, Ontario, N1R 3B9
(the "Company" )
A N D:
PACIFIC CORPORATE TRUST COMPANY, a trust company incorporated under the
laws of British Columbia, located at located at #830-625 Howe Street, . . .
1713642
|
 Bank of Montreal
As referenced in this Special Warrant Agreement:
Bank of Montreal, – be held by the Trustee subject to the trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
_____________
dt 1443946
;
Nova Scotia
As referenced in this Special Warrant Agreement:
Bank of Nova Scotia, – the Trustee subject to the trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
banks. Unless otherwise expressly
_____________
dt 1340983
;
|
CIBC
As referenced in this Special Warrant Agreement:
Canadian Imperial
Bank of Commerce, – that may at any
time be held by the Trustee subject to the trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of
_____________
dt 1372677
;
Royal Bank
As referenced in this Special Warrant Agreement:
Royal Bank of Canada – placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
banks. Unless otherwise expressly provided in this Agreement, any monies
held pending the application
_____________
dt 1454641
;
Toronto-Dominion
As referenced in this Special Warrant Agreement:
Toronto-Dominion Bank, – trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
banks. Unless otherwise expressly provided in this Agreement,
_____________
dt 1447865
|
| Preview
Subscribers | 2000 |
Special Warrant Agreement
Special Warrant Agreement (116K)
Doc #1713663: Click preview link for longer preview.
<DESCRIPTION>SPECIAL WARRANT AGREEMENT
<TEXT>
SPECIAL WARRANT AGREEMENT
THIS SPECIAL WARRANT AGREEMENT is dated as of April 27, 2000
BETWEEN:
URBANA.CA, INC.., a body corporate incorporated in the State of Nevada,
having an office at 22 Haddington Street, Cambridge, Ontario, N1R 3B9
(the "Company" )
A N D:
PACIFIC CORPORATE TRUST COMPANY, a trust company incorporated under the
laws of British Columbia, located at located at #830-625 Howe Street, . . .
1713663
|
Bank of Montreal
As referenced in this Special Warrant Agreement:
Bank of Montreal, – be held by the Trustee subject to the trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
_____________
dt 1443948
;
Nova Scotia
As referenced in this Special Warrant Agreement:
Bank of Nova Scotia, – the Trustee subject to the trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
banks. Unless otherwise expressly
_____________
dt 1340985
;
|
CIBC
As referenced in this Special Warrant Agreement:
Canadian Imperial
Bank of Commerce, – that may at any
time be held by the Trustee subject to the trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of
_____________
dt 1372679
;
Royal Bank
As referenced in this Special Warrant Agreement:
Royal Bank of Canada – placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
banks. Unless otherwise expressly provided in this Agreement, any monies
held pending the application
_____________
dt 1454643
;
Toronto-Dominion
As referenced in this Special Warrant Agreement:
Toronto-Dominion Bank, – trusts hereof may be placed
in the deposit vaults of the Trustee or of any of the Canadian Imperial
Bank of Commerce, Bank of Montreal, Bank of Nova Scotia, The
Toronto-Dominion Bank, the Royal Bank of Canada and the Hongkong Bank of
Canada or deposited for safekeeping with any of those Canadian chartered
banks. Unless otherwise expressly provided in this Agreement,
_____________
dt 1447867
|