Browse > Home / IndustryIntelligence / Construction / Supplies / Warrant Agreements

Supplies & Fixtures

Warrant Agreements

Page 1 of 11

$39	Preview Subscribers	2002	Warrant to Purchase Common Stock Warrant to Purchase Common Stock (22K) Doc #419812: Click preview link for longer preview. [FORM OF COMMON STOCK PURCHASE WARRANT] WARRANT NO. C-___ THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER EITHER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR APPLICABLE BLUE SKY LAWS, AND ARE SUBJECT TO CERTAIN INVESTMENT REPRESENTATIONS. THESE SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION UNDER THE ACT AND SUCH APPLICABLE BLUE SKY LAWS, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH . . . 419812	Excalibur Excalibur Industries Inc. ( Supplies & Fixtures ) As referenced in this Warrant to Purchase Common Stock: EXCALIBUR INDUSTRIES, INC – THE ABSENCE OF AN EFFECTIVE REGISTRATION UNDER THE ACT AND SUCH APPLICABLE BLUE SKY LAWS, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED. EXCALIBUR INDUSTRIES, INC . WARRANT TO PURCHASE COMMON STOCK -------------------------------- Warrant No. C-___ ________ __, 200_ THIS CERTIFIES THAT, ___________________, or any registered assigns (the "HOLDER") having its principal residence at _____________________, is _____________ Excalibur Industries, Inc – No. C-___ ________ __, 200_ THIS CERTIFIES THAT, ___________________, or any registered assigns (the "HOLDER") having its principal residence at _____________________, is entitled to subscribe for and purchase from Excalibur Industries, Inc ., a Delaware corporation (the "COMPANY"), at any time and from time to time on or before the Expiration Date (as defined below), _________________ (______) fully paid and nonassessable shares ( _____________ EXCALIBUR INDUSTRIES, INC – way affect the validity or enforceability of any other provision. IN WITNESS WHEREOF, this Warrant has been duly executed by the undersigned, as of this ___th day of ___________, 200_. EXCALIBUR INDUSTRIES, INC . By: -------------------------------------- Its: --------------------------------- ------------------- By: -------------------------------------- 6 {PAGE} EXERCISE FORM To be signed only upon exercise of Warrant. The undersigned, the Holder of the within Warrant, hereby irrevocably elects to exercise the _____________ Excalibur Industries, Inc – Holder of the within Warrant, hereby irrevocably elects to exercise the purchase price right represented by such Warrant for, and to purchase thereunder, of the shares of Common Stock of Excalibur Industries, Inc . (the "COMPANY") to which such Warrant relates and herewith makes payment of $___________ therefor in cash or by certified check and requests to be delivered to the undersigned, the _____________ Excalibur Industries, Inc – the undersigned hereby sells, assigns and transfers unto ("ASSIGNEE") the undersigned's entire right, title and interest in and to the Warrant to Purchase ________ Shares of Common Stock of Excalibur Industries, Inc . (the "COMPANY"), and hereby irrevocably appoints __________________________ as attorney-in-fact to transfer such Warrant on the books of the Company. Dated: ------------------------- ------------------------------------------ Signature of Assignor By: -------------------------------------- Its: --------------------------------- The Assignee _____________ dt 1338847
$47	Preview Subscribers	2006	Series a Warrant Agreement Series a Warrant Agreement (91K) Doc #2658551: Click preview link for longer preview. SERIES A WARRANT AGREEMENT Dated as of October 31, 2006 between OWENS CORNING and AMERICAN STOCK TRANSFER & TRUST COMPANY as Warrant Agent SERIES A WARRANT AGREEMENT TABLE OF CONTENTS Page SECTION 1. Certain Definitions 1 SECTION 2. Appointment of Warrant Agent 2 SECTION 3. Form of Warrant Certificates 2 SECTION 4. Countersignature and Registration . . . 2658551	Owens Corning Owens Corning ( Supplies & Fixtures ) As referenced in this Series a Warrant Agreement: OWENS CORNING – 3 6 dex103.htm SERIES A WARRANT AGREEMENT, DATED AS OF OCTOBER 31, 2006 Exhibit 10.3 EXECUTION COPY SERIES A WARRANT AGREEMENT Dated as of October 31, 2006 between OWENS CORNING and AMERICAN STOCK TRANSFER & TRUST COMPANY as Warrant Agent SERIES A WARRANT AGREEMENT TABLE OF CONTENTS Page SECTION 1. Certain Definitions 1 SECTION 2. Appointment of Warrant Agent _____________ Owens Corning, – Form of Warrant Certificate I-1 EXHIBIT II - Form of Book-Entry Documentation II-1 ii SERIES A WARRANT AGREEMENT (this Warrant Agreement), dated as of October 31, 2006, between Owens Corning, a Delaware corporation (the Company), and American Stock Transfer & Trust Company (the Warrant Agent). W I T N E S S E T H WHEREAS, the Plan (as _____________ Owens Corning, – the Company), and American Stock Transfer & Trust Company (the Warrant Agent). W I T N E S S E T H WHEREAS, the Plan (as defined below) provides that Owens Corning, as a reorganized debtor, issue two series of warrants, the Class A11 Warrants (herein referred to as the Series A Warrants) and the Class A12-A Warrants (herein referred _____________ Owens Corning, – shares of common stock, par value $.01 per share, of the Company (the Common Stock), each to be governed by a separate warrant agreement; and WHEREAS, the Plan provides that Owens Corning, as a reorganized debtor, will issue an aggregate of 17,502,848 Series A Warrants (the Warrants) entitling the holder or holders thereof to purchase an aggregate of 17, _____________ Owens Corning – limited liability company, joint venture, trust, unincorporated organization, government or political subdivision thereof or governmental agency or other entity. (l) Plan means the Sixth Amended Joint Plan of Reorganization for Owens Corning and its Affiliated Debtors and Debtors-In-Possession (as Modified), as confirmed by the Bankruptcy Court in a Confirmation Order entered September 26, 2006. (m) Warrant Certificate means a certificate _____________ dt 1649009 ;	Owens Corning Owens Corning