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$38	Preview Subscribers	2004	Agreement of Merger Agreement of Merger (21K) Doc #380924: Click preview link for longer preview. AGREEMENT OF MERGER BETWEEN Central Concrete Acquisition Inc. AND Central Concrete Supply Co., Inc. * * * * * * AGREEMENT OF MERGER dated as of this 25th day of May, 1999 (this ï¿½Agreementï¿½), by and between Central Concrete Supply Co., Inc., a California corporation (ï¿½Companyï¿½ or the ï¿½Surviving Corporationï¿½) and Central Concrete Acquisition Inc., a Delaware corporation (ï¿½USC Subï¿½ or the ï¿½Merging Corporationï¿½), WITNESSETH that: WHEREAS the parties to this Agreement, in consideration of the mutual agreements . . . 380924	U.S. Concrete U.S. Concrete Inc. ( Raw Materials ) As referenced in this Agreement of Merger: U.S. Concrete, Inc – said corporations, that, USC Sub merge with and into Company under and pursuant to the terms and conditions set forth hereinafter and under the Agreement and Plan of Reorganization among U.S. Concrete, Inc ., a Delaware corporation of which USC Sub is a wholly owned subsidiary (USC), USC Sub, Company and the stockholders named therein (the Reorganization Agreement); NOW, THEREFORE, the corporations parties _____________ dt 1548048
$36	Subscribers	2004	Agreement of Merger Agreement of Merger (2K) Doc #380925: This document is immediately available for purchase, but does not have a preview available for viewing. 380925	U.S. Concrete U.S. Concrete Inc. ( Raw Materials )
$40	Subscribers	2004	Notation of Guarantee Notation of Guarantee (3K) Doc #380993: This document is immediately available for purchase, but does not have a preview available for viewing. 380993	U.S. Concrete U.S. Concrete Inc. ( Raw Materials )
$58	Preview Subscribers	2002	Flexible Underwritten Equity Facility (Fuel(R)) Agreement Flexible Underwritten Equity Facility (Fuel(R)) Agreement (164K) Doc #381038: Click preview link for longer preview. FLEXIBLE UNDERWRITTEN EQUITY FACILITY (FUEL(R)) AGREEMENT BETWEEN RAMIUS SECURITIES, LLC AND U.S. CONCRETE, INC. ================================================================================ EXECUTION COPY FUEL(R) AGREEMENT FUEL(R) PATENTS PENDING RAMIUS SECURITIES, LLC {PAGE} TABLE OF CONTENTS {TABLE} {S} {C} I. DEFINITIONS........................................................................................................ 1 -- ----------- II. SALE OF COMMON STOCK............................................................................................... 5 --- -------------------- 2.1 Underwriting Commitment.......................................................................... 5 --- ----------------------- 2.2 Limitation on Underwriting Amount................................................................ 6 --- --------------------------------- 2.3 Mechanics of Notification........................................................................ 6 --- ------------------------- 2.4 Closings and Settlements......................................................................... 6 --- ------------------------ 2.5 Underwriter's Commission and Stand-by Fee........................................................ 7 --- ----------------------------------------- 2.6 Termination, Suspension and Modification of Underwriting Obligation.............................. 8 --- ------------------------------------------------------------------- III. CONDITIONS PRECEDENT............................................................................................... 9 --- -------------------- 3.1 Conditions Precedent to the Obligation of the Underwriter to Sell Common Stock --- ------------------------------------------------------------------------------ Pursuant to a Capital Demand Notice.............................................................. 9 ----------------------------------- 3.2 Due Diligence Review............................................................................. 11 --- -------------------- 3.3 Occurrence of Material Event..................................................................... 11 --- ---------------------------- IV. REPRESENTATIONS AND WARRANTIES OF UNDERWRITER...................................................................... 12 --- --------------------------------------------- 4.1 Authorization; Enforcement....................................................................... 12 --- -------------------------- 4.2 Not an Affiliate................................................................................. 12 --- ---------------- 4.3 Organization and Standing........................................................................ 12 --- ------------------------- 4.4 Absence of Conflicts............................................................................. 12 --- -------------------- 4.5 Broker-Dealer.................................................................................... 13 --- ------------- V. REPRESENTATIONS AND WARRANTIES OF THE COMPANY...................................................................... 13 -- --------------------------------------------- 5.1 Corporate Organization........................................................................... 13 --- ---------------------- 5.2 Capitalization and Indebtedness.................................................................. 13 --- ------------------------------- 5.3 Authorization; Enforcement; Compliance with Other Instruments.................................... 13 --- ------------------------------------------------------------- 5.4 Absence of Conflicts............................................................................ 14 --- --------------------- 5.5 Compliance with Applicable Law; Regulatory Permits............................................... 14 --- -------------------------------------------------- 5.6 Absence of Litigation............................................................................ 15 --- --------------------- 5.7 SEC Documents: Financial Statements.............................................................. 15 --- ----------------------------------- 5.8 No Undisclosed or Contingent Liabilities......................................................... 16 --- ---------------------------------------- 5.9 Employment and ERISA Matters..................................................................... 16 --- ---------------------------- 5.10 Absence of Certain Changes....................................................................... 16 ---- -------------------------- 5.11 Environmental Laws............................................................................... 17 ---- ------------------ 5.12 Absence of Defaults.............................................................................. 18 ---- ------------------- 5.13 Insurance........................................................................................ 18 ---- --------- 5.14 Leased Properties................................................................................ 18 ---- ----------------- 5.15 Intellectual Property............................................................................ 18 ---- --------------------- 5.16 Brokers.......................................................................................... 18 ---- ------- 5.17 Acknowledgment Regarding the Underwriter's Sale of the Common Stock.............................. 18 ---- ------------------------------------------------------------------- 5.18 Investment Company Status........................................................................ 18 ---- ------------------------- VI. COVENANTS ................................................................................................. 19 --- --------- 6.1 Reservation of Common Stock...................................................................... 19 --- --------------------------- 6.2 Listing of Common Stock.......................................................................... 19 --- ----------------------- 6.3 Exchange Act Registration........................................................................ 19 --- ------------------------- 6.4 Legends.......................................................................................... 19 --- ------- {/TABLE} FUEL(R) PATENTS PENDING i RAMIUS SECURITIES, LLC {PAGE} {TABLE} {S} {C} 6.5 Corporate Existence.............................................................................. 19 --- ------------------- 6.6 Securities Laws.................................................................................. 19 --- --------------- 6.7 SEC Registration................................................................................. 19 --- ---------------- 6.8 State Registration Requirements.................................................................. 20 --- ------------------------------- 6.9 Registration Procedure........................................................................... 20 --- ---------------------- 6.10 Information by Underwriter....................................................................... 21 ---- -------------------------- 6.11 Similar Standby Equity Facility Agreements....................................................... 21 ---- ------------------------------------------ 6.12 No Short Selling................................................................................. 21 ---- ---------------- VII. ASSIGNMENT, ENTIRE AGREEMENT, AMENDMENT, AND TERMINATION........................................................... 21 ---- -------------------------------------------------------- 7.1 Assignment....................................................................................... 21 --- ---------- 7.2 Entire Agreement; Amendment...................................................................... 21 --- --------------------------- 7.3 Publicity........................................................................................ 21 --- --------- 7.4 Termination...................................................................................... 21 --- ----------- VIII. NOTICES, COSTS AND EXPENSES........................................................................................ 22 ----- --------------------------- 8.1 Notices.......................................................................................... 22 --- ------- 8.2 Costs and Expenses............................................................................... 23 --- ------------------ IX. INDEMNIFICATION AND CONTRIBUTION................................................................................... 24 --- -------------------------------- 9.1 Indemnification.................................................................................. 24 --- --------------- 9.2 Contribution..................................................................................... 26 --- ------------ X. GOVERNING LAW AND MISCELLANEOUS.................................................................................... 26 -- ------------------------------- 10.1 Governing Law.................................................................................... 26 ---- ------------- 10.2 Counterparts..................................................................................... 26 ---- ------------ 10.3 Headings......................................................................................... 26 ---- -------- 10.4 Severability..................................................................................... 26 ---- ------------ 10.5 Survival......................................................................................... 26 ---- -------- 10.6 No Third-Party Beneficiaries..................................................................... 26 ---- ---------------------------- 10.7 Further Assurances............................................................................... 27 ---- ------------------ 10.8 Construction..................................................................................... 27 ---- ------------ 10.9 Consent to Jurisdiction.......................................................................... 27 ---- ----------------------- {/TABLE} FUEL(R) PATENTS PENDING ii RAMIUS SECURITIES, LLC {PAGE} FLEXIBLE UNDERWRITTEN EQUITY FACILITY (FUEL(R)) AGREEMENT --------------------------------------------------------- FLEXIBLE UNDERWRITTEN EQUITY FACILITY (FUEL(R)) AGREEMENT dated as of January 7, 2002 (the "Agreement"), between Ramius Securities, LLC, a limited liability company organized and existing under the laws of the State of Delaware ("Underwriter"), and U.S. Concrete, Inc., a corporation organized and existing under the laws of the State of Delaware (the "Company"); W I T N E S S E T H: WHEREAS, upon the terms and subject to the conditions of this Agreement, the Company may elect from time to time to issue and sell through the Underwriter the number of shares of the Common Stock (as defined below) that would result in Aggregate Gross Proceeds (as defined below) up to the Maximum Aggregate Amount (as defined below), provided, however, that the number of shares of Common Stock to be issued and sold hereunder shall not exceed 1,800,000; NOW, THEREFORE, the parties hereto agree as follows: I. DEFINITIONS. ----------- As used in this Agreement, the following terms shall have the following respective meanings: "Affiliate" shall mean, with respect to a specified Person, a Person that, directly or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such specified Person. "Aggregate Gross Proceeds" shall mean the aggregate of the proceeds from any sale of shares of Common Stock by the Underwriter pursuant to this Agreement, before the deduction of Commissions and Placement Fees payable with respect to those shares. "Agreement" shall have the meaning set forth in the preamble hereto. "Best Efforts Amount" shall have the meaning set forth in Section 2.1 of this Agreement. "Block Trades" shall mean block trades greater than 5,000 shares. "Blocking Event" shall mean an event described in Section 2.6(a) of this Agreement. "By-Laws" shall have the meaning set forth in Section 5.2. "Capital Demand Amount" shall mean the amount requested in any Capital Demand Notice; provided, however, that each Capital Demand Amount shall be -------- ------- subject to the limitation in Section 2.3(a). "Capital Demand Notice" shall have the meaning set forth in Section 2.3(a). "Capital Raising Period" shall mean the period following the delivery of a Capital Demand Notice and commencing at the opening of the first Trading Day following the expiration of the Due Diligence Period relating to that Capital Demand Notice and ending at the closing of the tenth Trading Day thereafter. "Certificate of Incorporation" shall have the meaning set forth in Section 5.2. FUEL(SM) PETENTS PENDING RAMIUS SECURITIES, LLC {PAGE} "Capital Stock" shall mean any and all shares, interests, participations or other equivalents (however designated) of corporate stock or any and all equivalent ownership interests in a Person (other than a corporation). "Change of Control" shall mean (i) the consolidation, merger or other business combination of the Company with or into another Person, except for a consolidation, merger or other business combination in which holders of the Company's voting power immediately prior to the transaction continue after the transaction to hold, directly or indirectly, the voting power of the surviving entity or entities necessary to elect a majority of the members of the board of directors (or their equivalent if other than a corporation) of such entity or entities, (ii) the sale or transfer of all or substantially all of the Company's assets, or (iii) a purchase, tender or exchange offer made to and accepted by the holders of more than 50% of the aggregate voting power of the outstanding Common Stock. "Closing Date" shall mean, with respect to each sale of Common Stock subject to the conditions contained herein, each Trading Day that the Underwriter delivers an Underwriter Sales Notice to the Company. "Commission" shall have the meaning set forth in Section 2.5(a). "Commitment Period" shall mean the period commencing on the date the SEC declares the Registration Statement effective and expiring on the earliest to occur of: (a) termination of this Agreement pursuant to Section 7.4; (b) the date that the Underwriter has sold the Maximum Aggregate Amount pursuant to Capital Demand Notices; (c) the date the Underwriter has sold 1,800,000 shares of Common Stock pursuant to Capital Demand Notices; (d) the second anniversary of the date a post-effective amendment to the Registration Statement is filed with the SEC disclosing this Agreement; or (e) a Change of Control. "Common Stock" shall mean the common stock, par value $.001 per share, of the Company. "Company" shall have the meaning set forth in the preamble hereto. "Condition Precedent Date" shall have the meaning set forth in Section 3.1. "Deemed Receipt" shall have the meaning set forth in Section 3.3(b). "Designated Officer" shall mean the Chief Executive Officer, the President, or the Chief Financial Officer of the Company or such other person as designated by any of them in writing. "DTC" shall mean The Depository Trust Company. "Due Diligence Materials" shall have the meaning set forth in Section 3.2. "Due Diligence Period" shall mean: (a) with respect to the first Capital Raising Notice delivered hereunder, the period commencing fourteen calendar days prior to the commencement of sales pursuant to the first Capital Demand Notice delivered by the Company; or (b) with respect to each subsequent Capital Demand Notice, the period commencing on the Trading Day that the Company delivers or makes available the Due Diligence Materials to the Underwriter and its representatives and ending on the second Trading Day thereafter or, if there have been more than 45 days since the end of the immediately preceding Capital Raising Period, the fifth Trading Day after the beginning of such Due Diligence Period. FUEL(SM) PATENTS PENDING 2 RAMIUS SECURITIES, LLC {PAGE} "Due Diligence Request List" shall mean: (a) with respect to the initial due diligence review to be conducted by the Underwriter, its advisors and representatives, the initial due diligence request list (which may be supplemented by the Underwriter or its counsel during the initial Due Diligence Period) delivered to the Company by the Underwriter; or (b) with respect to each subsequent due diligence review to be conducted by the Underwriter, its advisors and representatives following the Underwriter's receipt of a Capital Demand Notice, the subsequent due diligence request list delivered to the Company by the Underwriter on or before 5:00 p.m. Eastern Time on the Trading Day next succeeding the day on which the Underwriter receives that Capital Demand Notice. "DWAC" shall mean the DTC's Deposit and Withdrawal at Custodian system. "Exchange Act" shall mean the Securities Exchange Act of 1934, as amended, together with the rules and regulations promulgated thereunder. "Finder's Fees" shall mean the finder's fees payable by the Company to 381038	U.S. Concrete U.S. Concrete Inc. ( Raw Materials ) As referenced in this Flexible Underwritten Equity Facility (Fuel(R)) Agreement: U.S. CONCRETE, INC – 1.2 {SEQUENCE}3 {FILENAME}dex12.txt {DESCRIPTION}FLEXIBLE UNDERWRITER EQUITY FACILITY AGREEMENT {TEXT} {PAGE} EXHIBIT 1.2 ================================================================================ FLEXIBLE UNDERWRITTEN EQUITY FACILITY (FUEL(R)) AGREEMENT BETWEEN RAMIUS SECURITIES, LLC AND U.S. CONCRETE, INC . ================================================================================ EXECUTION COPY FUEL(R) AGREEMENT FUEL(R) PATENTS PENDING RAMIUS SECURITIES, LLC {PAGE} TABLE OF CONTENTS {TABLE} {S} {C} I. DEFINITIONS........................................................................................................ 1 -- ----------- II. SALE OF COMMON STOCK............................................................................................... 5 --- -------------------- 2. _____________ U.S. Concrete, Inc – AGREEMENT dated as of January 7, 2002 (the "Agreement"), between Ramius Securities, LLC, a limited liability company organized and existing under the laws of the State of Delaware ("Underwriter"), and U.S. Concrete, Inc ., a corporation organized and existing under the laws of the State of Delaware (the "Company"); W I T N E S S E T H: WHEREAS, upon the terms _____________ U.S. Concrete, Inc – facsimile, addressed as set forth below, or to such other address as such party shall have specified most recently by written notice: If to the Company, to: Michael W. Harlan U.S. Concrete, Inc . 2925 Briarpark, Suite 500 Houston, Texas 77042 Telephone No.: (713) 499-6200 Facsimile No.: (713) 499-6201 FUEL(SM) PATENTS PENDING 22 RAMIUS SECURITIES, LLC {PAGE} With a copy ( _____________ U.S. CONCRETE, INC – this Agreement to be duly executed by their respective authorized officers as of the date hereof. RAMIUS SECURITIES, LLC By: /S/ JEFFREY M. SOLOMON ---------------------------------- Name: Jeffrey M. Solomon Title: Partner U.S. CONCRETE, INC .. By: /S/ DONALD WAYNE ---------------------------------- Name: Donald Wayne Title: Vice President FUEL(SM) PATENTS PENDING 27 RAMIUS SECURITIES, LLC {PAGE} EXHIBIT 2.3(a) -------------- CAPITAL DEMAND NOTICE --------------------- Reference is made _____________ U.S. Concrete, Inc – PAGE} EXHIBIT 2.3(a) -------------- CAPITAL DEMAND NOTICE --------------------- Reference is made to the Flexible Underwritten Equity FaciLity ("FUEL(R)")Agreement dated as of January 7, 2002 (the "Underwriting Agreement") between U.S. Concrete, Inc . (the "Company") and Ramius Securities, LLC (the "Underwriter"). Capitalized terms used and not otherwise defined herein shall have the meanings given such terms in the Underwriting Agreement. In accordance _____________ dt 1548067 ; Chase Manhattan Chase Manhattan Bank ( Financial ) As referenced in this Flexible Underwritten Equity Facility (Fuel(R)) Agreement: Chase Manhattan Bank, – Amended and Restated Credit Agreement dated as of August 31, 2001, as amended, the parties to which include the Company, the Guarantors named therein, the Lenders named therein and The Chase Manhattan Bank, as administrative agent. 5. To my knowledge, except as described in or contemplated by the Prospectus and except for stock options granted pursuant to the Company's incentive plans _____________ dt 1425410 ; Credit Lyonnais Credit Lyonnais Securities (USA) Inc. ( Financial ) As referenced in this Flexible Underwritten Equity Facility (Fuel(R)) Agreement: Credit Lyonnais Securities (USA) Inc – the Securities Exchange Act of 1934, as amended, together with the rules and regulations promulgated thereunder. "Finder's Fees" shall mean the finder's fees payable by the Company to Credit Lyonnais Securities (USA) Inc . pursuant to the Company's separate agreement with Credit Lyonnais Securities (USA) Inc. "Firm Commitment Amount" shall mean, with respect to any Capital Raising Period, the lesser of: (a) _____________ Credit Lyonnais Securities (USA) Inc – regulations promulgated thereunder. "Finder's Fees" shall mean the finder's fees payable by the Company to Credit Lyonnais Securities (USA) Inc. pursuant to the Company's separate agreement with Credit Lyonnais Securities (USA) Inc . "Firm Commitment Amount" shall mean, with respect to any Capital Raising Period, the lesser of: (a) the sum of the Qualified Daily Trading Limit for each Trading Day during _____________ Credit Lyonnais Securities (USA) Inc – or in the aggregate have a Material Adverse Effect. 5.16 Brokers. The Company has taken no action which would give rise to any ------- claim by any Person (other than Credit Lyonnais Securities (USA) Inc .) for brokerage commissions, finder's fees or similar payments by the Underwriter relating to this Agreement or the transactions contemplated hereby. 5.17 Acknowledgment Regarding the Underwriter's Sale _____________ dt 1488012 ;	Baker Botts Baker Botts ( Legal ) As referenced in this Flexible Underwritten Equity Facility (Fuel(R)) Agreement: Baker Botts – No.: (713) 499-6200 Facsimile No.: (713) 499-6201 FUEL(SM) PATENTS PENDING 22 RAMIUS SECURITIES, LLC {PAGE} With a copy (which shall not constitute notice) to: Ted W. Paris Baker Botts L.L.P. 3000 One Shell Plaza 910 Louisiana Houston, Texas 77002-4995 Telephone No.: (713) 229-1838 Facsimile No.: (713) 229-1522 If to the Underwriter, to: Jeffrey M. _____________ Baker Botts – the Underwriting Agreement and may not be relied on by any other person or for any other purpose. Very truly yours, {PAGE} FORM OF OUTSIDE COUNSEL'S OPINION --------------------------------- [Letterhead of Baker Botts L.L.P.] _____ __, 200__ Ladies and Gentlemen: This opinion is being furnished pursuant to Section 3.1(j) of the Flexible Underwritten Equity FaciLity ("FUEL(R)") Agreement dated _____________ dt 1546841 ; Skadden Skadden, Arps, Slate, Meagher & Flom LLP ( Legal ) As referenced in this Flexible Underwritten Equity Facility (Fuel(R)) Agreement: Skadden, Arps – 26/th/ Floor New York, NY 10017 Telephone No. (212) 845-7917 Facsimile No.: (212) 845-7999 With a copy (which shall not constitute notice) to: Suzanne E. Rothwell, Esq. Skadden, Arps , Slate, Meagher & Flom LLP 1440 New York Avenue, N.W. Washington, DC 20005-2111 Telephone No. (202) 371-4126 Facsimile No.: (202) 661-8286 Any notice (including, without limitation, _____________ Skadden, Arps – this matter, please contact: Name: ________________________________ Telephone Number: ____________________ U.S. CONCRETE, INC. By:______________________________________ Name:_________________________________ Title:________________________________ cc: Jeffrey M. Solomon, Ramius Securities, LLC Suzanne E. Rothwell, Esq., Skadden, Arps , Slate, Meagher & Flom LLP {PAGE} EXHIBIT 3.1(n) -------------- TRANSFER AGENT INSTRUCTIONS U.S. CONCRETE, INC. ___________ ___, 200_ American Stock Transfer and Trust Company [Address] Ladies and Gentlemen: _____________ Skadden, Arps – TO this ___ day of ____________, 200_ AMERICAN STOCK TRANSFER & TRUST COMPANY By:________________________________________ Name:___________________________________ Title:__________________________________ Enclosure cc: Jeffrey M. Solomon, Ramius Securities, LLC Suzanne E. Rothwell, Esq., Skadden, Arps , Slate, Meagher & Flom LLP {PAGE} EXHIBIT A TRANSFER AGENT INSTRUCTIONS The undersigned hereby requests that __________ shares of Common Stock, par value $.001 per share, of U.S. Concrete, _____________ Skadden, Arps – OF THE FOREGOING NOTICE IS HEREBY ACKNOWLEDGED AND AGREED TO this ___ day of _________, 200_ RAMIUS SECURITIES, LLC By:_______________________________________ Name:__________________________________ Title:_________________________________ cc: Suzanne E. Rothwell, Esq. Skadden, Arps , Slate, Meagher & Flom LLP 1440 New York Avenue, N.W. Washington, DC 20005-2111 {/TEXT} {/DOCUMENT} _____________ dt 1430922
$39	Preview Subscribers	2001	Agreement Agreement (9K) Doc #381054: Click preview link for longer preview. AGREEMENT THIS AGREEMENT (this "Agreement") is entered into effective as of March 13, 2001, by and between U.S. Concrete, Inc., a Delaware corporation ("USC"), and Neil J. Vannucci ("Vannucci"). RECITALS WHEREAS, USC, Bay Cities Acquisition Inc., a Delaware corporation and wholly owned subsidiary of USC, Bay Cities Building Materials Co., Inc., a California corporation ("Bay Cities"), Vannucci and other former stockholders of Bay Cities entered into that . . . 381054	U.S. Concrete U.S. Concrete Inc. ( Raw Materials ) As referenced in this Agreement: U.S. Concrete, Inc – 16 {SEQUENCE}7 {FILENAME}0007.txt {DESCRIPTION}AGREEMENT {TEXT} {PAGE} EXHIBIT 10.16 AGREEMENT THIS AGREEMENT (this "Agreement") is entered into effective as of March 13, 2001, by and between U.S. Concrete, Inc ., a Delaware corporation ("USC"), and Neil J. Vannucci ("Vannucci"). RECITALS WHEREAS, USC, Bay Cities Acquisition Inc., a Delaware corporation and wholly owned subsidiary of USC, Bay Cities Building Materials _____________ U.S. CONCRETE, INC – party, the parties will confirm facsimile transmission by signing a duplicate original document. IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first written above. U.S. CONCRETE, INC . By: /s/ Eugene P. Martineau -------------------------- Eugene P. Martineau, President /s/ Neil J. Vannucci ------------------------------ Neil J. Vannucci 3 {/TEXT} {/DOCUMENT} _____________ dt 1548074
$62	Preview Subscribers	2003	Agreement Agreement (264K) Doc #419205: Click preview link for longer preview. AGREEMENT by and between Rock of Ages Corporation and United Steelworkers of America, AFL-CIO-CLC May 1, 2003 TABLE OF CONTENTS AGREEMENT .............................................................................................................................. 1 ARTICLE 1 Term .............................................................................................................................. 1 ARTICLE 2 Hours of Work - Overtime................................................... . . . 419205	Rock of Ages Rock of Ages Corp. ( Raw Materials ) As referenced in this Agreement: ROCK OF AGES Corp. – Quarry Travel Expense ................................................................................ 38 28.1 Travel Expense .............................................................................................. 38 SIGNATORY PAGE .................................................................................................................................. 39 CALENDAR OF HOLIDAY OBSERVANCES ......................................................................................... 40 4 AGREEMENT Agreement entered into as of April 28, 2003 by and between ROCK OF AGES Corp. - Quarry Division ("The Company"), its successors and assigns, and the UNITED STEELWORKERS OF AMERICA, AFL-CIO-CLC, on behalf of Amalgamated Local #4 ("The Union"). In consideration of the _____________ Rock of Ages Corp. – agree, men involved in grievances shall be called to the office for interview. It is agreed that the President of the Local USWA #4 will only have access to the Rock of Ages Corp. quarry operations (Barre and Bethel) that are covered by this collective bargaining agreement, specifically for purposes of administering this agreement. ARTICLE 20 Suspension of Operations 20.1 Suspension Notice _____________ Rock of Ages Corp. – not assigned to the Bethel quarry he may not receive the temporary rate. 37 SIGNATORY PAGE IN WITNESS WHEREOF, the undersigned have executed this Agreement Effective April 28, 2003. For Rock of Ages Corp. , Quarry Division For the United Steelworkers of America, AFL-CIO-CLC. _________________________________ Jon Gregory, Chairman _________________________________ Leo W. Gerard, USWA International President _________________________________ Larry Beede, Quarry Manager _________________________________ James _____________ dt 1388592 ; USWA United Steelworkers of America ( Unions ) As referenced in this Agreement: United Steelworkers of America, – exhibit10june2003 EX-10 3 exhibit10june2003.htm EXHIBIT 10.1 AGREEMENT by and between Rock of Ages Corporation and United Steelworkers of America, AFL-CIO-CLC May 1, 2003 TABLE OF CONTENTS AGREEMENT .............................................................................................................................. 1 ARTICLE 1 Term .............................................................................................................................. 1 ARTICLE 2 Hours of Work - Overtime....................................................................................................... 1 2.1 Regular Hours ................................................................................................. 1 2.2 _____________ UNITED STEELWORKERS OF AMERICA, – 39 iv AGREEMENT Agreement entered into as of May 1, 2003 by and between the ROCK OF AGES CORPORATION of Graniteville, Vermont (the Company) its successors and assigns and the UNITED STEELWORKERS OF AMERICA, AFL-CIO-CLC on behalf of USWA Amalgamated Local #4 (the Union). In consideration of the mutual covenants herein contained, it is agreed as follows: ARTICLE 1 Term This _____________ United Steelworkers of America, – designated by the International Treasurer of the Union. The Company shall remit by the end of each month on Form R-115 all sums so deducted to the International Treasurer, United Steelworkers of America, P.O. Box 400041, Pittsburgh, PA 15268-0041. 25 15.2 Union Copy The Company also shall transmit by the end of each month to an officer designated by _____________ United Steelworkers of America – the Plant Manager. If the matter is not settled at this step, then a formal written grievance will be submitted within five (5) working days. 26 Step 4: Between the United Steelworkers of America Staff Representative, Local Union #4 President, the President of the Company, the Division Vice President and/or the Plant Manager. If the matter is not settled within five (5) working _____________ UNITED STEELWORKERS OF AMERICA, – the work week below forty (40) hours; and, upon request, will bargain with the Union about the decision and its impact upon the employees. [SIGNATURE PAGE FOLLOWS] 35 FOR THE UNITED STEELWORKERS OF AMERICA, AFL-CIO-CLC Effective May 2, 2003. ____________________________________ Leo W. Gerard -USWA International President ____________________________________ James English -USWA International Secretary-Treasurer ____________________________________ Andrew Palm -USWA International Vice Pres., Administration _____________ dt 1422425 ;	Fleet National Fleet National Bank ( Financial ) As referenced in this Agreement: FLEET NATIONAL BANK, – Swenson Name: Kurt M. Swenson Title: Chairman and Chief Executive Officer SIOUX FALLS MONUMENT CO. By:/s/ Kurt M. Swenson Name: Kurt M. Swenson Title: Chairman and Chief Executive Officer FLEET NATIONAL BANK, as a Lender By:___________________________________ Name: Title: _____________ dt 1436555
$39	Subscribers	2007	Announcement Announcement (54K) Doc #2703682: This document is immediately available for purchase, but does not have a preview available for viewing. 2703682	Florida Rock Florida Rock Industries Inc. ( Raw Materials )
$41	Subscribers	2007	Announcement Announcement (54K) Doc #2703687: This document is immediately available for purchase, but does not have a preview available for viewing. 2703687	Vulcan Materials Vulcan Materials Co. ( Raw Materials )
$73	Preview Subscribers	2007	Agreement of Purchase and Sale Agreement of Purchase and Sale (197K) Doc #2792355: Click preview link for longer preview. AGREEMENT OF PURCHASE AND SALE among PIPER JAFFRAY NEWCO INC., PIPER JAFFRAY COMPANIES, WG CAR, LLC and THE INDIVIDUALS LISTED ON SCHEDULE I HERETO Dated as of April 12, 2007 AGREEMENT OF PURCHASE AND SALE AGREEMENT OF PURCHASE AND SALE, dated as of April 12, 2007 (this ï¿½Agreementï¿½), by and among Piper Jaffray Newco Inc., a Delaware corporation (the ï¿½Purchaserï¿½), Piper Jaffray Companies, a Delaware corporation (the ï¿½Parentï¿½), WG CAR, LLC, a Missouri limited liability company (the ï¿½Sellerï¿½) . . . 2792355	U.S. Concrete U.S. Concrete Inc. ( Raw Materials )
$37	Subscribers	2007	Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm (4K) Doc #3180971: This document is immediately available for purchase, but does not have a preview available for viewing. 3180971	Vulcan Materials Vulcan Materials Co. ( Raw Materials )
$36	Subscribers	2007	Notice of Annual General Meeting of Shareholders Notice of Annual General Meeting of Shareholders (4K) Doc #3205006: This document is immediately available for purchase, but does not have a preview available for viewing. 3205006	Vulcan Materials Vulcan Materials Co. ( Raw Materials )