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Subscribers | 2003 |
Asset Purchase Agreement
Asset Purchase Agreement (1,026K)
Doc #101705: Click preview link for longer preview.
{DOCUMENT}
{TYPE}EX-2.1
{SEQUENCE}3
{PAGE}
EXHIBIT 2.1
CONFIDENTIAL
ASSET PURCHASE AGREEMENT
BY AND BETWEEN
UNITED STATES FILTER CORPORATION,
U.S. FILTER DISTRIBUTION GROUP, INC.
AND
BLUE ACQUISITION CORP.
dated
SEPTEMBER 12, 2002
{PAGE}
TABLE OF CONTENTS
{TABLE}
{CAPTION}
Page
----
{S} {C}
ARTICLE I DEFINITIONS; CONSTRUCTION ................................. 1
1.1 Definitions .............................................. 1
1.2 Construction ............................................. 9
ARTICLE II THE TRANSACTION .......................................... lO
2.1 Sale and Purchase of Assets .............................. lO
2.2 Retained Assets .......................................... l0
2.3 Assumption of Obligations ................................ 11
2.4 Retained Obligations ..................................... 12
2.5 Purchase Price ........................................... 13
2.6 Closing .................................................. 13
2.7 Payment .................................................. 14
2.8 Purchase Price Adjustment ................................ 14
2.9 Procedures for Calculating and Paying the Purchase Price
Adjustment ............................................... 14
2.10 Allocation of Purchase Price ............................. 16
ARTICLE III REPRESENTATIONS AND WARRANTIES OF DISTRIBUTION .......... 16
3.1 Organization and Authority ............................... 16
3.2 Authorization; Enforceability ............................ 17
3.3 Title to Purchased Assets ................................ 17
3.4 No Violation of Laws or Agreements; Consents ............. 17
3.5 Financial Statements ..................................... 18
3.6 No Changes ............................................... 18
3.7 Taxes .................................................... 19
3.8 Rights in Assets ......................................... 21
3.9 No Pending Litigation .................................... 21
3.10 Compliance With Law; Permits ............................. 22
3.11 Labor Matters ............................................ 22
3.12 Intellectual Property Rights ............................. 22
3.13 Employees; Employee Related Agreements and Plans; ERISA .. 24
3.14 Environmental Matters .................................... 27
3.15 Intentionally Omitted .................................... 28
3.16 Material Contracts ....................................... 28
3.17 Intentionally Omitted .................................... 28
3.18 Insurance ................................................ 28
3.19 Absence of Undisclosed Liabilities ....................... 29
3.20 Disclaimer of Warranties ................................. 29
ARTICLE IV REPRESENTATIONS AND WARRANTIES OF USF .................... 29
4.1 Organization and Authority ............................... 29
4.2 Authorization; Enforceability ............................ 29
4.3 No Violation of Laws or Agreements; Consents ............. 30
{/TABLE}
i
{PAGE}
{TABLE}
{S} {C}
4.4 Brokers, Finders, Etc. ................................... 30
4.5 Disclaimer of Warranties ................................. 30
ARTICLE V REPRESENTATIONS AND WARRANTIES OF BUYER ................... 31
5.1 Organization ............................................. 31
5.2 Authorization; Enforceability ............................ 31
5.3 No Violation of Laws; Consents; Creditors ................ 31
5.4 No Pending Litigation or Proceedings ..................... 31
5.5 Brokers, Finders, Etc .................................... 32
5.6 Financial Ability ........................................ 32
ARTICLE VI ACTIONS PRIOR TO CLOSING DATE ............................ 32
6.1 Access to Information .................................... 32
6.2 Notifications ............................................ 33
6.3 Consents of Third Parties ................................ 33
6.4 Filings Under the HSR Act ................................ 33
6.5 Operations Prior to Closing Date ......................... 34
6.6 Negotiations ............................................. 35
6.7 Guaranty and Surety Obligations .......................... 35
6.8 Termination of Receivables Purchase Facility ............. 36
6.9 Financial and Banking Information ........................ 36
6.10 Financing ................................................ 36
101705
|
Badger Meter
As referenced in this Asset Purchase Agreement:
Badger Meter, Inc. – IN EXCESS OF $500,000
{TABLE}
OTHER PARTY AGREEMENT DATE
{S} {C} {C}
Neenah Foundry Company Consignment Agreement November 22, 2000
North American Pipe Corporation Distributor Agreement May 11, 2001
Badger Meter, Inc. Distributor Resale Supply Agreement May 18, 1998
Invensys Metering Systems Distributorship Agreements Various
Mueller Co. Distribution Agreements Various
{/TABLE}
(D) CONTRACTS FOR THE SALE OF GOODS AND/OR SERVICES
_____________
dt 1323142
;
Badger Meter
As referenced in this Asset Purchase Agreement:
Badger Meter, Inc. – IN EXCESS OF $500,000
{TABLE}
OTHER PARTY AGREEMENT DATE
{S} {C} {C}
Neenah Foundry Company Consignment Agreement November 22, 2000
North American Pipe Corporation Distributor Agreement May 11, 2001
Badger Meter, Inc. Distributor Resale Supply Agreement May 18, 1998
Invensys Metering Systems Distributorship Agreements Various
Mueller Co. Distribution Agreements Various
{/TABLE}
(D) CONTRACTS FOR THE SALE OF GOODS AND/OR SERVICES
_____________
dt 1456210
;
TOTAL
As referenced in this Asset Purchase Agreement:
TOTAL
------- -------- -------
{S – income from continuing operations for
the years ended December 31, 2001 and 2000 and for the nine months ended
December 31, 1999 consists of (in thousands):
{Table}
{Caption}
CURRENT DEFERRED TOTAL
------- -------- -------
{S } {C} {C} {C}
Year ended December 31, 2001:
U.S. Federal $26,146 1,605 27,751
State and local 3,932 241 4,173
------- -------- -------
$30,078 1,846
_____________
TOTAL
------------------------------------------------------------------------------------------------------------------------------------
{S – INSURANCE CLAIM: AIG GENERAL LIABILITY
{PAGE}
General Liability - AIG - Distribution Group
{Table}
{Caption}
------------------------------------------------------------------------------------------------------------------------------------
INCURRED RESERVES
CLAIMANT NAME BRANCH CASE# SYMBOL LOSS DATE STATUS LOSS TYPE ACCIDENT DESC. TOTAL PAID TOTAL TOTAL
------------------------------------------------------------------------------------------------------------------------------------
{S } {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
CITY OF BRAWLEY 253 55015 1 03/19/1997 Closed PRODUCT CMLT ALLEGES 11,870.42 11,870.42
_____________
TOTAL
-----------------------------------------------------------------------------------------------------------------------------------
{S – 02 PAGE 1 OF 2
{PAGE}
{Table}
{Caption}
General Liability - AIG - Distribution Group
-----------------------------------------------------------------------------------------------------------------------------------
CLAIMANT CASE LOSS LOSS INCURRED PAID RESERVES
NAME BRANCH # SYMBOL DATE STATUS TYPE ACCIDENT DESC. TOTAL TOTAL TOTAL
-----------------------------------------------------------------------------------------------------------------------------------
{S } {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
BARKER WANDA 253 70802 1 12/29/1999 Closed LIABILITY WRONGFUL DEATH AND 9,418.04 9,418.04
_____________
TOTAL
{S – INSURANCE CLAIMS: AIG AUTOMOBILE
{PAGE}
Auto Liability - AIG - Distribution Group
{Table}
{Caption}
SYM- LOSS LOSS INCURRED PAID RESERVES
CLAIMANT NAME BRANCH CASE # BOL DATE STATUS TYPE ACCIDENT DESC. TOTAL TOTAL TOTAL
{S } {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
HERTZ RENT-A-CAR 254 21919 2 01/25/1996 Closed AUTOCOLL INSURED DRIVER SLID INTO 912.42 1,
_____________
Total
-----------------------------------------------------------------------------------------------------------------------------------
{S – 02 Page 1 of 38
{PAGE}
Auto Liability - AIG - Distribution Group
{Table}
{Caption}
-----------------------------------------------------------------------------------------------------------------------------------
Case Loss Loss Accident Incurred Paid Reserves
Claimant Name Branch # Symbol Date Status Type Desc. Total Total Total
-----------------------------------------------------------------------------------------------------------------------------------
{S } {C} {C} {C} {C} {C} {C} {C} {C} {C} {C}
UNITED STATES
FILTER CORP 255 43294 1 02/05/1997 Closed AUTOCOMP ELECTRICAL SHORT IN 11,735.28 13,
_____________
dt 1394260
;
|
Vivendi Universal
As referenced in this Asset Purchase Agreement:
Vivendi Universal – as disclosed on Schedule 3.13(b), the
Vivendi Employee Benefit Plans are the only plans maintained by Vivendi
Environment S.A. or Vivendi Universal S.A. which benefit employees of
Distribution and none of such plans is subject to ERISA. Except for payroll tax
obligations which may
_____________
Vivendi Universal – United States Filter Corporation Management Deferred Compensation Plan
VIVENDI EMPLOYEE BENEFIT PLANS
- Vivendi 10 Stock Option Grant Program
- Vivendi Pegasus Share Incentive Plan
- Vivendi Universal Employee Stock Option Plan May 1999
- Vivendi Universal Employee Stock Option Plan May 2000
- Vivendi Environnement Employee Stock Option Plan February 2001
Page
_____________
Vivendi Universal – VIVENDI EMPLOYEE BENEFIT PLANS
- Vivendi 10 Stock Option Grant Program
- Vivendi Pegasus Share Incentive Plan
- Vivendi Universal Employee Stock Option Plan May 1999
- Vivendi Universal Employee Stock Option Plan May 2000
- Vivendi Environnement Employee Stock Option Plan February 2001
Page 42
{PAGE}
SCHEDULE 3.13(b)
STATUS OF
_____________
dt 277890
;
Vivendi Universal
As referenced in this Asset Purchase Agreement:
Vivendi Universal – as disclosed on Schedule 3.13(b), the
Vivendi Employee Benefit Plans are the only plans maintained by Vivendi
Environment S.A. or Vivendi Universal S.A. which benefit employees of
Distribution and none of such plans is subject to ERISA. Except for payroll tax
obligations which may
_____________
Vivendi Universal – United States Filter Corporation Management Deferred Compensation Plan
VIVENDI EMPLOYEE BENEFIT PLANS
- Vivendi 10 Stock Option Grant Program
- Vivendi Pegasus Share Incentive Plan
- Vivendi Universal Employee Stock Option Plan May 1999
- Vivendi Universal Employee Stock Option Plan May 2000
- Vivendi Environnement Employee Stock Option Plan February 2001
Page
_____________
Vivendi Universal – VIVENDI EMPLOYEE BENEFIT PLANS
- Vivendi 10 Stock Option Grant Program
- Vivendi Pegasus Share Incentive Plan
- Vivendi Universal Employee Stock Option Plan May 1999
- Vivendi Universal Employee Stock Option Plan May 2000
- Vivendi Environnement Employee Stock Option Plan February 2001
Page 42
{PAGE}
SCHEDULE 3.13(b)
STATUS OF
_____________
dt 277890
;
More... |
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Subscribers | 2001 |
Master Lease Purchase
Master Lease Purchase (69K)
Doc #120462: Click preview link for longer preview.
BARCLAYS
MASTER LEASE PURCHASE
Date 27th September 2001
YOU ARE:
Name Vari-Lite Europe Limited
Address 20-22 Fairway Drive
Greenford
Middlesex
Postcode UB6 8PW
Registered no. 2876045
WE ARE
BARCLAYS MERCANTILE BUSINESS FINANCE LIMITED OF CHURCHILL PLAZA, CHURCHILL
WAY, BASINGSTOKE, HAMPSHIRE, RG21 7GL. REGISTERED IN ENGLAND NO. 898129. OUR
VAT REGISTRATION NO. IS 243 8522 62.
THIS IS HOW YOUR MASTER LEASE PURCHASE AGREEMENT OPERATES
You may request us to enter into leases with you by giving us details of the
equipment, from whom you propose we acquire title to it, and any financial or
other information we may require.
By signing this agreement you acknowledge that we may exchange information
about you with companies in the Barclays Bank group for credit and risk
assessment purposes and marketing purposes. You agree that (i) you may be
contacted with details of other products or services - write to us, if you do
not wish to be contacted (ii) we may disclose and use information about this
agreement for credit scoring, administration and financing purposes and for
fraud prevention.
These expressions are used throughout this agreement and any schedule to it:
SCHEDULE:
Is any agreement under which we let equipment to you on hire on the terms of
this agreement and the particular schedule.
LEASE:
In relation to any hiring, is this agreement and the schedule which together
constitute a single contract.
EQUIPMENT, TERM, RENT, LOCATION:
Are as described in the particular schedule.
THESE ARE THE TERMS OF YOUR MASTER LEASE PURCHASE AGREEMENT
1. GENERAL
(1) We and you may sometimes be referred to respectively as 'owner' and
'hirer' in this agreement, schedules or any supplemental agreement or
appendix.
(2) This is a master agreement; signature of it does not commit either us or
you to enter into any lease. We are only obliged to hire equipment (which
includes any replacement) to you, if you sign a schedule, the terms of
which are agreed and which we then sign.
(3) Headings are for convenience only. The singular includes the plural and
vice versa.
(4) The equipment remains our property until you have validly exercised your
option to purchase it (see clause 9). If any clause (or part of it) is
not enforceable, the rest of the lease will not be affected.
(5) We may require you to arrange for any purchase contract you may have
entered into to be changed so title to the equipment passes direct to us.
We will pay for the equipment on the terms agreed with you or otherwise
on receipt by us of the supplier's invoice, or reimburse you (if you have
an agency purchase appointment) on presentation of your invoice, as
applicable.
120462
|
TOTAL
As referenced in this Master Lease Purchase:
TOTAL
------------------------------------------------------------------------------------------------
{S – been entered into the day and year
first before written.
Page 1 of 2
{Page}
Schedule of Assets for Vari-Lite Europe Limited
{Table}
{Caption}
------------------------------------------------------------------------------------------------
DATE SUPPLIER ASSET NET VAT TOTAL
------------------------------------------------------------------------------------------------
{S } {C} {C} {C} {C} {C}
23-Aug ETC Upgrade Kit for Consol L 16,110.00 L 2,819.25 L 18,929.25
------------------------------------------------------------------------------------------------
25-Jun Prestige 3D illuminated
_____________
dt 1394268
;
|
VLPS Lighting
As referenced in this Master Lease Purchase:
VLPS LIGHTING SERVICES INTERNATIONAL INC –
VLPS LIGHTING SERVICES INTERNATIONAL INC
_____________
dt 1853940
|
| Preview
Subscribers | 2002 |
Purchase-Sale Agreement
Purchase-Sale Agreement (26K)
Doc #124784: Click preview link for longer preview.
(CERTIFIED TRANSLATION)
PURCHASE-SALE AGREEMENT DATED JULY 29, 2002, ENTERED INTO BY AND BETWEEN:
1. TFM, S.A. de C.V., represented herein by Messrs. Mario Mohar Ponce and
Leon Noe Ortiz Roman, in their capacity as purchaser, hereinafter TFM.
2. Ferrocarriles Nacionales de Mexico, represented herein by Jorge
Alberto Forastieri Mufioz, in his capacity as the seller, hereinafter
FNM;
3. Nacional Financiers SNC, Institucion de Banca de Desarrollo
(hereinafter Nafin), in its capacity as Trustee of trust number
5012-6, known as FERRONALESJUB (hereinafter the Trust), as seller,
represented herein by General Trust Delegate Oswaldo Mendoza Popoca,
hereinafter Trustee;
Within the appearance of Grupo Transportacion Ferroviaria Mexicana (hereinafter
Grupo TFM); Grupo TMM S.A. de C.V. (formerly Grupo Servia S-A. de C.V),
hereinafter Grupo TMM; TMM Multimodal S.A. de C.V. (hereinafter TMM Multimodal)
and Caymex Transportation Inc. (hereinafter Caymex), in accordance with the
following Background, Recitals and Clauses:
BACKGROUND
I. On June 9, 1997, FNM executed an agreement with Grupo TFM, TMM
Multimodal, Caymex and Grupo TMM (hereinafter the Original Agreement)
by which, and under the terms and conditions stated therein, FNM
agreed to contribute to the variable part of the capital stock of
Grupo TFM, amounting to $1,581,700,000.00 (ONE BILLION, FIVE HUNDRED
EIGHTY-ONE MILLION, SEVEN-HUNDRED THOUSAND MEXICAN PESOS) plus
interest accrued to the date on which the contribution was to be made.
II. In compliance with its obligations of the Original Agreement dated
June 23, 1997, FNM subscribed and paid to Grupo TFM a total of
2,478,470 (TWO MILLION, FOUR HUNDRED SEVENTY-EIGHT THOUSAND, FOUR
HUNDRED SEVENTY) series L and Sub-series L-1 shares, representative of
the variable part of the capital stock of Grupo TFM (the FNM Shares),
FNM subscribed and paid for these shares under terms and conditions
stated in the Original Agreement.
III. In accordance with Clause III of the Original Agreement, FNM granted
to Grupo TMM, TMM Multimodal and Caymex (hereinafter and jointly, the
Original Shareholders', or individually, the Original Shareholder,
depending on the context) or, as the case may be, to the corporation
that each Original Shareholder names that must be a subsidiary of TMM,
KCSI or Grupo TMM, the right to acquire the total or part if the
Proportional Part of the FNM Shares to which each Original Shareholder
is entitled, at a Purchase Price equal to that which is calculated in
accordance with Point 3.03 of the Original Agreement.
124784
|
Grupo TMM
As referenced in this Purchase-Sale Agreement:
Grupo TMM – seller,
represented herein by General Trust Delegate Oswaldo Mendoza Popoca,
hereinafter Trustee;
Within the appearance of Grupo Transportacion Ferroviaria Mexicana (hereinafter
Grupo TFM); Grupo TMM S.A. de C.V. (formerly Grupo Servia S-A. de C.V),
hereinafter Grupo TMM; TMM Multimodal S.A. de C.V. (
_____________
Grupo TMM; – Grupo Transportacion Ferroviaria Mexicana (hereinafter
Grupo TFM); Grupo TMM S.A. de C.V. (formerly Grupo Servia S-A. de C.V),
hereinafter Grupo TMM; TMM Multimodal S.A. de C.V. (hereinafter TMM Multimodal)
and Caymex Transportation Inc. (hereinafter Caymex), in accordance with the
following Background,
_____________
Grupo TMM – the
following Background, Recitals and Clauses:
BACKGROUND
I. On June 9, 1997, FNM executed an agreement with Grupo TFM, TMM
Multimodal, Caymex and Grupo TMM (hereinafter the Original Agreement)
by which, and under the terms and conditions stated therein, FNM
agreed to contribute to the variable part
_____________
Grupo TMM, – shares under terms and conditions
stated in the Original Agreement.
III. In accordance with Clause III of the Original Agreement, FNM granted
to Grupo TMM, TMM Multimodal and Caymex (hereinafter and jointly, the
Original Shareholders', or individually, the Original Shareholder,
depending on the context) or, as the
_____________
Grupo TMM, – or, as the case may be, to the corporation
that each Original Shareholder names that must be a subsidiary of TMM,
KCSI or Grupo TMM, the right to acquire the total or part if the
Proportional Part of the FNM Shares to which each Original Shareholder
is
_____________
dt 92529
;
TOTAL
As referenced in this Purchase-Sale Agreement:
TOTAL
--------- --------------- -------------- ------------- --------------
{S – City Southern
427 West 12th St., Kansas City, MO. 64105
Attn.: General Counsel
{PAGE}
EXHIBIT A
DAILY PRICE OF GRUPO TFM SHARES
{Table}
{Caption}
DATE PRICE PER SHARE FNM NAFIN TOTAL
--------- --------------- -------------- ------------- --------------
{S } {C} {C} {C} {C}
1,767,934 801,536 2,478,470
JUL-19-02 103.247333208 173,138,963.47 82,756,454.47 255,895,417.94
_____________
dt 1394276
;
| Ferrocarriles Nacionales de Mexico;
TFM, S-A de C.V.
|
| Preview
Subscribers | 2002 |
Master Purchase Agreement for Subscriber Equipment
Master Purchase Agreement for Subscriber Equipment (208K)
Doc #153504: Click preview link for longer preview.
MASTER PURCHASE AGREEMENT
FOR SUBSCRIBER EQUIPMENT
BETWEEN
SPRINT SPECTRUM L.P.
AND
HANDSPRING, INC.
{PAGE}
TABLE OF CONTENTS
{TABLE}
{S} {C}
1.0 DEFINITIONS................................................................... 1
2.0 TERM AND TERMINATION.......................................................... 4
2.1 TERM........................................................................ 4
2.2 TERMINATION FOR CAUSE....................................................... 4
2.3 TERMINATION FOR BANKRUPTCY OR FINANCIAL INSOLVENCY.......................... 4
2.4 METHOD OF TERMINATION....................................................... 5
2.5 EFFECT OF TERMINATION/EXPIRATION............................................ 5
2.6 DUTIES UPON TERMINATION/RETURN OF MATERIALS................................. 5
3.0 SCOPE......................................................................... 5
3.1 GENERAL..................................................................... 5
3.2 FORECASTING/SALES REPORTS................................................... 5
3.3 PLANNED PRODUCTION CAPACITY................................................. 6
3.4 RIGHT TO RESELL............................................................. 6
3.5 SPRINT SERVICES............................................................. 6
4.0 AFFILIATE AND AGENT PRODUCT PURCHASE TRANSACTIONS............................. 6
4.1 SPRINT AFFILIATES........................................................... 6
4.2 AGENTS...................................................................... 7
5.0 PRICES, INVOICING AND PAYMENT................................................. 7
5.1 PRICES...................................................................... 7
5.2 ONGOING COMMITMENT TO REDUCE PRODUCT COSTS.................................. 7
5.3 TAXES....................................................................... 7
5.4 INVOICES AND ITEMIZATION; NOTICE REQUIRED WITH RESPECT TO DISPUTED AMOUNTS.. 7
5.5 UNAUTHORIZED DEDUCTIONS..................................................... 8
5.6 PROMPT INVOICING............................................................ 8
5.7 ELECTRONIC TRANSACTIONS..................................................... 9
6.0 PRODUCT PURCHASES: MINIMUM COMMITMENTS AND ORDERING........................... 9
6.1 PURCHASE ORDERS; AGREEMENT CONTROLS......................................... 9
6.2 LOGISTICAL AND DISTRIBUTION CAPABILITIES.................................... 9
6.3 INVENTORY PROCESSES......................................................... 9
6.4 PURCHASE ORDERS............................................................. 10
6.5 POSTPONEMENT/CANCELLATION/CHANGES OF PURCHASE ORDERS BY SPRINT.............. 10
6.5.1 Quantity Increases and Shipment Schedule Changes....................... 10
6.5.2 Cancellation Liability................................................. 10
6.6 CANCELLATION OF PURCHASE ORDERS BY HANDSPRING............................... 10
6.7 PURCHASE ORDER TERMINATION FOR CAUSE........................................ 11
7.0 SHIPPING AND RISK OF LOSS OF PRODUCT.......................................... 11
7.1 GENERAL..................................................................... 11
7.2 SHIPMENT AND SPRINT'S PRODUCT RETURN RIGHTS................................. 11
7.3 TITLE AND RISK OF LOSS...................................................... 12
7.4 LATE DELIVERY............................................................... 12
7.5 EARLY DELIVERY.............................................................. 12
{/TABLE}
{PAGE}
{TABLE}
{S} {C}
8.0 RETURN AUTHORIZATION; WARRANTY AND NON-WARRANTY REPAIRS....................... 12
8.1 IN WARRANTY REPAIR OR REPLACEMENT........................................... 12
8.2 RETURN AND REPAIR OF DEAD ON ARRIVAL PRODUCTS............................... 12
8.3 REFURBISHED PRODUCTS........................................................ 13
8.4 OUT OF WARRANTY REPAIR...................................................... 13
9.0 INSPECTION, TESTING, AND CERTIFICATION OF PRODUCT............................. 13
9.1 SPRINT INSPECTION........................................................... 13
9.2 CERTIFICATION............................................................... 13
10.0 PRODUCT LABELING/PACKAGING; RECIPROCAL TRADEMARK LICENSES................... 13
10.1 MARKS, LOGOS & LABELS.................................................... 13
10.2 PRODUCT LABELING......................................................... 14
10.3 PRODUCT PACKAGING........................................................ 14
10.4 RECIPROCAL TRADEMARK LICENSES............................................ 14
11.0 TECHNICAL SUPPORT TRAINING AND PRODUCT INFORMATION.......................... 15
11.1 TECHNICAL TRAINING....................................................... 15
11.2 SALES TRAINING........................................................... 15
11.3 LIMITATIONS ON TRAINING.................................................. 15
11.4 COLLATERAL SUPPORT, DOCUMENTATION AND RELATED PRODUCT INFORMATION........ 15
11.5 CUSTOMIZED SALES AND TRAINING COLLATERAL................................. 16
11.6 PRODUCT USER GUIDES...................................................... 16
11.7 MARKET DEVELOPMENT FUND (MDF)............................................ 16
11.8 TASK FORCE TEAM.......................................................... 16
11.9 MARKET DEVELOPMENT MANAGER............................................... 17
11.10 FUTURE DISTRIBUTION MODELS............................................... 17
12.0 SERVICES.................................................................... 17
12.1 SERVICES SCHEDULE; HANDSPRING PERSONNEL.................................. 17
12.2 SPRINT'S RIGHT TO REMOVE HANDSPRING PERSONNEL............................ 17
12.3 SECURITY REQUIREMENTS AND ACCESS......................................... 17
12.4 INVESTIGATIONS........................................................... 17
13.0 PRODUCT RELATED WARRANTIES.................................................. 17
13.1 GENERAL PRODUCT WARRANTY TO SPRINT....................................... 17
13.2 TECHNICAL SUPPORT WARRANTY............................................... 18
13.3 INTEROPERABILITY WARRANTY................................................ 18
13.4 BACKWARDS COMPATIBILITY WARRANTY......................................... 18
13.5 MEDIA WARRANTY........................................................... 19
13.6 VIRUS WARRANTY........................................................... 19
13.7 NON-INFRINGEMENT WARRANTY................................................ 19
13.8 NO ILLICIT CODE WARRANTY................................................. 19
13.9 HANDSPRING PERSONNEL WARRANTY............................................ 19
14.0 GENERAL REPRESENTATIONS AND WARRANTIES; DISCLAIMER OF UNSTATED WARRANTIES... 19
14.1 BY HANDSPRING............................................................ 19
14.2 BY SPRINT................................................................ 20
14.3 BY EACH PARTY............................................................ 20
14.4 DISCLAIMER OF UNSTATED WARRANTIES........................................ 20
15.0 PRODUCT CHANGES AND FEATURE ENHANCEMENTS.................................... 21
15.1 PRODUCT CHANGES.......................................................... 21
15.2 SOFTWARE CHANGES......................................................... 21
15.3 HANDSPRING'S NOTICE OBLIGATIONS.......................................... 21
{/TABLE}
{PAGE}
{TABLE}
{S} {C}
15.4 HANDSPRING'S OBLIGATIONS IF ADVERSE EFFECT ON OTHER DELIVERABLES......... 21
16.0 PRODUCT DISCONTINUATION; CHRONIC CONDITION; RECALLS......................... 21
16.1 PRODUCT.................................................................. 21
16.2 EXCESS INVENTORY......................................................... 22
16.3 CHRONIC CONDITIONS....................................................... 22
16.4 CHRONIC CONDITION REMEDIES............................................... 22
16.5 PRODUCT RECALL........................................................... 22
17.0 MISCELLANEOUS OTHER COVENANTS............................................... 23
17.1 RADIO FREQUENCY STANDARDS AND INTERFERENCE............................... 23
17.2 SAFETY................................................................... 23
18.0 CONFIDENTIAL INFORMATION.................................................... 23
18.1 GENERAL.................................................................. 23
18.2 CONFIDENTIALITY.......................................................... 23
18.3 EXCEPTIONS............................................................... 23
18.4 THIRD PARTY CONFIDENTIAL INFORMATION..................................... 24
18.5 PERMITTED DISCLOSURES.................................................... 24
18.6 INJUNCTIVE RELIEF........................................................ 24
18.7 SEC COMPLIANCE........................................................... 24
19.0 OWNERSHIP................................................................... 24
19.1 PRODUCT OWNERSHIP........................................................ 24
19.2 HANDSPRING OWNED PROPERTY................................................ 24
19.3 SPRINT OWNED PROPERTY.................................................... 25
19.4 OTHER DEVELOPED PROPERTY................................................. 25
19.5 LIMITATIONS.............................................................. 25
20.0 RIGHT OF AUDIT.............................................................. 25
21.0 INSURANCE................................................................... 26
21.1 INSURANCE REQUIREMENTS................................................... 26
21.2 CERTIFICATES OF INSURANCE................................................ 26
21.3 NO LIABILITY LIMIT....................................................... 26
22.0 INDEMNITY................................................................... 27
22.1 HANDSPRING'S GENERAL THIRD PARTY INDEMNITY............................... 27
22.2 SPRINT'S GENERAL THIRD PARTY INDEMNITY................................... 27
22.3 HANDSPRING'S INTELLECTUAL PROPERTY INDEMNIFICATION....................... 27
22.4 INDEMNIFICATION PROCEDURES............................................... 27
23.0 LIMITATIONS OF LIABILITY.................................................... 28
24.0 DISPUTE RESOLUTION.......................................................... 28
24.1 OPTION TO NEGOTIATE DISPUTES............................................. 28
24.2 VENUE, FORUM SELECTION, SERVICE OF PROCESS............................... 29
24.3 WAIVER OF JURY TRIAL..................................................... 29
24.4 ATTORNEYS FEES........................................................... 29
25.0 GENERAL PROVISIONS.......................................................... 29
25.1 NOTICES.................................................................. 29
25.2 MATERIAL/MECHANIC'S LIEN................................................. 30
25.3 ASSIGNMENT/BINDING EFFECT................................................ 30
25.4 INDEPENDENT CONTRACTOR................................................... 30
25.5 GOVERNING LAW............................................................ 31
25.6 WAIVER................................................................... 31
{/TABLE}
{PAGE}
{TABLE}
{S} {C}
25.7 SEVERABILITY/CONSTRUCTION................................................ 31
25.8 SURVIVAL................................................................. 31
25.9 REMEDIES/EQUITABLE RELIEF................................................ 31
25.10 FEDERAL ACQUISITION REGULATIONS.......................................... 32
25.11 DIVERSITY................................................................ 32
25.12 FORCE MAJEURE............................................................ 32
25.13 GOVERNMENTAL CONSENTS NOT REQUIRED....................................... 32
25.14 IMPORT AND EXPORT CONTROLS............................................... 32
25.15 NON-EXCLUSIVITY.......................................................... 32
25.16 NO THIRD PARTY BENEFICIARIES............................................. 32
25.17 PERMITS AND LICENSES..................................................... 33
25.18 SIGNATURES: COUNTERPARTS/FACSIMILE....................................... 33
25.19 ENTIRE AGREEMENT; MODIFICATIONS; INCONSISTENCIES......................... 33
{/TABLE}
{PAGE}
MASTER PURCHASE AGREEMENT FOR SUBSCRIBER EQUIPMENT
This Master Purchase Agreement for Subscriber Equipment (the "Agreement"),
effective as of March 14, 2002 (the "Effective Date"), is entered into by and
between Sprint Spectrum L.P., a Delaware limited partnership with offices at
6160 Sprint Parkway, Overland Park, Kansas 66251 ("Sprint"), and Handspring,
Inc., a Delaware corporation with offices at 189 Bernardo Avenue, Mountain View,
California 94043 ("Handspring").
BACKGROUND
WHEREAS, Handspring is in the business of manufacturing, marketing and
selling handheld computers, communications devices and related products and
accessories, and Sprint is in the business of operating telecommunication
networks, and providing wireless communication services and products to
individuals and businesses;
WHEREAS, Sprint and Handspring wish to set forth herein the terms and
conditions which will apply generally to the purchase of Handspring's Products
by Sprint during the Term, unless and except as may be otherwise provided for in
the applicable Contract Addendum (as defined below) which is to be prepared and
executed by the parties for each of the various Products which Sprint purchases
during the Term from Handspring pursuant to this Agreement;
NOW, THEREFORE, for and in consideration of the foregoing premises, the
mutual promises and the covenants herein made, and for other good and valuable
consideration, the receipt and sufficiency of which is hereby expressly
acknowledged, and intending to be legally bound, the parties hereto hereby agree
as follows:
A G R E E M E N T
1.0 DEFINITIONS
The meanings given to terms in this Agreement are equally applicable to both the
singular and the plural forms of the terms. Capitalized terms used in the
Contract Addendums, or any of the exhibits, appendices, attachments, or
schedules attached to this Agreement or any Contract Addendum related hereto,
shall have the meaning and definitions given to them in this Agreement, unless
expressly defined in the Contract Addendum or other document, in which case such
terms shall have the meanings set forth in the Contract Addendum or other such
document. For the purposes of this Agreement, the following definitions apply.
1.1. "AGENT" means any individual sole proprietor or entity, other than a Sprint
Affiliate, that has or develops a business relationship with Sprint or a Sprint
Affiliate and that has the ability to resell Products to Purchasers (directly or
through the Agent's distribution channels), including but not limited to
original equipment manufacturers (OEM), value added resellers (VAR), and other
persons or entities with which Sprint or a Sprint Affiliate has or develops a
distribution relationship.
1.2. "BACKWARDS COMPATIBILITY" or "BACKWARDS COMPATIBLE" means the referenced
prior Revision Level or Levels of the applicable Product remain fully functional
after the integration with the respective succeeding Revision Level or Levels
and that after such integration the prior Revision Level or Levels do not lose
any functionality and the new Revision Level or Levels Interoperate with all
functionalities of the prior Revision Level or Levels.
1.3. "BLAZER" means Handspring's proprietary internet browser software as
described in the Blazer Agreement.
1.4. "BLAZER AGREEMENT" means the Software License, Hosting and Support Services
Agreement entered into by and between Sprint and Handspring, on or about
September 11, 2001.
1.5. "BUSINESS DAY" means any day of the year other than a Saturday, Sunday, or
a United States national public holiday (or a Canadian national holiday or
Canadian provincial holiday if such holiday is
1
{PAGE}
in the province where a Handspring repair or customer support center is
located).
1.6. "CONTRACT ADDENDUM" means the specific terms and conditions set forth in a
separate addendum to this Agreement, which the parties agree to negotiate and
execute, from time to time during the Term, in connection with, and which will
apply to and control with respect to, each different Handspring Product to be
purchased by Sprint hereunder (including, but not limited to the description of
the Product in question, the pricing terms, the definition of the "territory"
involved, special logistical terms, and any other terms and conditions differing
from those set forth in this Agreement).
1.7. "CUSTOMER" means any person or entity that purchases and/or sells
Handspring's products (including a Purchaser of a Product).
1.8. "DEFECT" or "DEFECTIVE" means any one or a combination of the following, or
items of a similar nature:
(a) when used with respect to Products (including work by any
Handspring Personnel), items that are not: (i) in accordance with the
Specifications; or (ii) free from errors and omissions in Product workmanship or
design which materially impair the functionality of the Product; or
(b) in general: (i) work (including work by any Handspring Personnel)
that does not conform to the Specifications or requirements of this Agreement or
both; (ii) work (including work by any Handspring Personnel) that is not free
from excessive corrosion or erosion; or (iii) any design, engineering,
materials, Products, tools, supplies or training that does not conform to the
Specifications.
1.9. "DELIVERABLE" means the Products (or Services, if any) delivered or to be
delivered by Handspring under this Agreement (including the relevant Contract
Addendum relating thereto) and any applicable Purchase Order(s).
1.10. "DOCUMENTATION" means all written instructions, manuals, descriptions, and
any other documents that are: (i) related to the Deliverables; (ii) necessary
for Sprint to support Sprint's business requirements (such as provisioning,
testing, operating and troubleshooting) in connection with the Deliverables; and
(iii) detailed, comprehensive, and prepared in conformance with generally
accepted industry standards of professional care, skill, diligence and
competence applicable to telecommunications and operational practices similar to
Sprint's.
1.11. "EMBEDDED SOFTWARE" means software that is embedded in the Product and is
not intended to be separated from the hardware to function.
1.12. "EQUIPMENT" means the Product, including Embedded Software.
1.13. "EQUIPMENT FEATURE ENHANCEMENT" means: (i) feature enhancements that
materially improve functionality or performance of Equipment and that Handspring
markets as separate commercially available products; or (ii) custom developed
features for Sprint or another Customer.
1.14. "EQUIPMENT REVISION" means any revision, modification, patch, fix,
alteration, correction, revision, or any other change to the Equipment, except
for Equipment Feature Enhancements.
1.15. "HANDSPRING PERSONNEL" means any employees, subcontractors or agents of
Handspring who perform Services, act on Handspring's behalf, or are paid by
Handspring in connection with this Agreement.
1.16. "HANDSPRING PERSONNEL COMPENSATION" means wages, salaries, fringe benefits
and other compensation, including contributions to any employee benefit, medical
or savings plan and all payroll taxes, unemployment compensation benefits,
including withholding obligations.
1.17. "HANDSPRING MARKS" means those Handspring trademarks, trade names, logos,
designations and trade dress elements used in connection with a specific Product
or the related packaging, marketing and/or advertising campaigns, and identified
in the applicable Contract Addendum associated with that Product.
153504
|
PalmSource
As referenced in this Master Purchase Agreement for Subscriber Equipment:
PalmSource, Inc. – Commission. Such portions are omitted from this filing
and filed separately with the Securities and Exchange Commission.
49
{PAGE}
12. SPECIAL PALM TERMS.
(a) Palm Trademark Ownership. Sprint acknowledges that PalmSource, Inc.
("Palm") owns exclusive rights in the "Palm Trademarks" identified below. Sprint
will not use PALM as part of any of its product, service, domain or company
names and will
_____________
dt 1543771
;
PalmSource
As referenced in this Master Purchase Agreement for Subscriber Equipment:
PalmSource, Inc. – Commission. Such portions are omitted from this filing
and filed separately with the Securities and Exchange Commission.
49
{PAGE}
12. SPECIAL PALM TERMS.
(a) Palm Trademark Ownership. Sprint acknowledges that PalmSource, Inc.
("Palm") owns exclusive rights in the "Palm Trademarks" identified below. Sprint
will not use PALM as part of any of its product, service, domain or company
names and will
_____________
dt 1543866
;
TOTAL
As referenced in this Master Purchase Agreement for Subscriber Equipment:
TOTAL
--------------- ---------------------------- -----
{S – Commission. Such portions are omitted from this filing
and filed separately with the Securities and Exchange Commission.
47
{PAGE}
PROMOTIONAL FUND SCHEDULE
{TABLE}
{CAPTION}
EVENT/MILESTONE PROMOTIONAL FUND DUE/PAYABLE TOTAL
--------------- ---------------------------- -----
{S } {C} {C}
[*]
{/TABLE}
8. ADDITIONAL PRODUCT FOR INITIAL RELEASE OF LONDON. The parties agree to
negotiate terms and conditions, including pricing, under which Sprint may
purchase (for one time
_____________
dt 1394305
;
| Sprint Spectrum L.P.;
Handspring Inc.
|
| Preview
Subscribers | 2000 |
Purchase Agreement
Purchase Agreement (103K)
Doc #214902: Click preview link for longer preview.
TENET HEALTHCARE CORPORATION
and
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION,
J.P. MORGAN SECURITIES INC.,
BANC OF AMERICA SECURITIES LLC
and
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
------------------------------------
PURCHASE AGREEMENT
------------------------------------
Dated as of June 13, 2000
================================================================================
{PAGE}
TENET HEALTHCARE CORPORATION
9 1/4% SENIOR NOTES DUE 2010
PURCHASE AGREEMENT
June 13, 2000
DONALDSON, LUFKIN & JENRETTE
SECURITIES CORPORATION
J.P. MORGAN SECURITIES INC.
BANC OF AMERICA SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
c/o Donaldson, Lufkin & Jenrette
Securities Corporation
277 Park Avenue
New York, New York 10172
Ladies and Gentlemen:
Subject to the terms and conditions herein contained, Tenet Healthcare
Corporation, a Nevada corporation (the "Company"), proposes to issue and sell to
Donaldson, Lufkin & Jenrette Securities Corporation ("DLJ"), J.P. Morgan
Securities Inc., Banc of America Securities LLC and Merrill Lynch, Pierce,
Fenner & Smith Incorporated (together with DLJ, the "Initial Purchasers") an
aggregate of $400,000,000 principal amount of its 9 1/4% Senior Notes due 2010
(the "Securities"). The Securities are to be issued pursuant to the provisions
of an Indenture (the "Indenture") to be dated as of June 16, 2000, by and
between the Company and The Bank of New York, as Trustee (the "Trustee").
1. OFFERING MEMORANDUM. The Securities will be offered and sold to the
Initial Purchasers pursuant to one or more exemptions from the registration
requirements under the Securities Act of 1933, as amended, including the rules
and regulations thereunder (collectively, the "Act"). The Company has prepared
an offering memorandum, dated June 13, 2000 (including the documents
incorporated by reference therein, the "Offering Memorandum"), relating to the
Securities.
Upon original issuance thereof, and until such time as the same is no
longer required pursuant to the Indenture, the Securities (and all securities
issued in exchange therefor, in substitution thereof or upon conversion thereof)
shall bear the following legend:
"THIS NOTE (OR ITS PREDECESSORS) HAS NOT BEEN REGISTERED UNDER THE U.S.
SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") AND, ACCORDINGLY,
MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED WITHIN THE
UNITED STATES OR TO, OR FOR THE ACCOUNT OR BENEFIT OF, U.S. PERSONS, EXCEPT
AS SET FORTH IN THE FOLLOWING SENTENCE. BY ITS ACQUISITION HEREOF OR A
BENEFICIAL INTEREST
{PAGE}
HEREIN, THE HOLDER (1) REPRESENTS THAT (A) IT IS A "QUALIFIED INSTITUTIONAL
BUYER" (AS DEFINED IN RULE 144A UNDER THE SECURITIES ACT) (A "QIB"), OR (B)
IT IS NOT A U.S. PERSON, IS NOT ACQUIRING THIS NOTE FOR THE ACCOUNT OR
BENEFIT OF A U.S. PERSON AND IS ACQUIRING THIS NOTE IN AN OFFSHORE
TRANSACTION IN COMPLIANCE WITH REGULATIONS UNDER THE SECURITIES ACT, (2)
AGREES THAT IT WILL NOT, WITHIN THE TIME PERIOD REFERRED TO UNDER RULE
144(k) (TAKING INTO ACCOUNT THE PROVISIONS OF RULE 144(d) UNDER THE
SECURITIES ACT, IF APPLICABLE) UNDER THE SECURITIES ACT AS IN EFFECT ON THE
DATE OF THE TRANSFER OF THIS NOTE, RESELL OR OTHERWISE TRANSFER THIS NOTE
EXCEPT (A) TO THE COMPANY OR ANY SUBSIDIARY THEREOF, (B) TO A PERSON WHOM
THE HOLDER REASONABLY BELIEVES IS A QIB PURCHASING FOR ITS OWN ACCOUNT OR
FOR THE ACCOUNT OF A QIB IN COMPLIANCE WITH RULE 144A UNDER THE SECURITIES
ACT, (C) OUTSIDE THE UNITED STATES IN AN OFFSHORE TRANSACTION IN COMPLIANCE
WITH RULE 903 OR RULE 904 UNDER THE SECURITIES ACT, (D) PURSUANT TO THE
EXEMPTION FROM REGISTRATION PROVIDED BY RULE 144 UNDER THE SECURITIES ACT
(IF AVAILABLE), (E) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OR (F) IN ACCORDANCE WITH ANOTHER EXEMPTION FROM THE
REGISTRATION REQUIREMENTS OF THE SECURITIES ACT (AND BASED UPON AN OPINION
OF COUNSEL ACCEPTABLE TO THE COMPANY) AND, IN EACH CASE, IN ACCORDANCE WITH
APPLICABLE STATE SECURITIES LAWS, AND (3) AGREES THAT IT WILL DELIVER TO
EACH PERSON TO WHOM THIS NOTE OR AN INTEREST HEREIN IS TRANSFERRED A NOTICE
SUBSTANTIALLY TO THE EFFECT OF THIS LEGEND. AS USED HEREIN, THE TERMS
"OFFSHORE TRANSACTION," "UNITED STATES" AND "U.S. PERSON" HAVE THE MEANINGS
GIVEN TO THEM BY RULE 902 OF REGULATION S UNDER THE SECURITIES ACT. THE
INDENTURE CONTAINS A PROVISION REQUIRING THE TRUSTEE TO REFUSE TO REGISTER
ANY TRANSFER IF THIS NOTE IN VIOLATION OF THE FOREGOING RESTRICTIONS."
2. AGREEMENTS TO SELL AND PURCHASE. On the basis of the representations
and warranties contained in this Agreement, and subject to its terms and
conditions, the Company agrees to issue and sell to the Initial Purchasers, and
the Initial Purchasers agree, severally and not jointly, to purchase from the
Company the Securities in the respective principal amounts set forth opposite
their names on Schedule I hereto, plus such amount as they may individually
become obligated to purchase pursuant to Section 9 hereof, at a purchase price
equal to 98.875% of the principal amount of the Securities, together with
accrued interest, if any, to the Closing Date (the "Purchase Price"). The
Initial Purchasers will offer the Securities to Eligible Purchasers initially at
a price equal to 100% of the principal amount thereof. Such prices may be
changed at any time without notice.
The Initial Purchasers have advised the Company that the Initial Purchasers
will make offers (the "Exempt Resales") of the Securities purchased hereunder on
the terms set forth in the Offering Memorandum, as amended or supplemented,
solely to (i) persons whom the Initial Purchaser reasonably believe to be
"qualified institutional buyers" as defined in Rule 144A under the Act ("QIBs")
and (ii) to persons permitted to purchase the Securities in offshore
transactions in reliance upon Regulation S under the Act (each, a "Regulation S
Purchaser") (such persons specified in clauses (i) and (ii) being referred to
herein as the "Eligible Purchasers").
Holders (including subsequent transferees) of the Securities will have the
registration rights set forth in the registration rights agreement (the
"Registration Rights Agreement"), to be dated the Closing Date, in substantially
the form of Exhibit A hereto, for so long as such Securities constitute
"Transfer Restricted Securities" (as defined in the Registration Rights
Agreement). Pursuant to the Registration Rights Agreement, the Company will
214902
|
Tenet Healthcare
As referenced in this Purchase Agreement:
tenet healthcare – SEQUENCE}2
{FILENAME}a2025182zex-1_1.txt
{DESCRIPTION}EXHIBIT 1.1
{TEXT}
{PAGE}
================================================================================
EXHIBIT 1.1
TENET HEALTHCARE CORPORATION
and
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION,
J.P. MORGAN SECURITIES INC.,
BANC OF AMERICA
tenet healthcare – MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
------------------------------------
PURCHASE AGREEMENT
------------------------------------
Dated as of June 13, 2000
================================================================================
{PAGE}
TENET HEALTHCARE CORPORATION
9 1/4% SENIOR NOTES DUE 2010
PURCHASE AGREEMENT
June 13, 2000
DONALDSON, LUFKIN &
tenet healthcare
– York, New York 10172
Ladies and Gentlemen:
Subject to the terms and conditions herein contained, Tenet Healthcare
Corporation, a Nevada corporation (the "Company"), proposes to issue and sell to
Donaldson, Lufkin &
tenet healthcare – the foregoing
correctly sets forth the agreement among the Company and you.
Very truly yours,
TENET HEALTHCARE CORPORATION
By: /s/ David L. Dennis
--------------------------------------
Name: David L. Dennis
Title: Chief Corporate Officer and
dt 14452
;
TOTAL
As referenced in this Purchase Agreement:
TOTAL
{S – Director
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPOATED
By: /s/ James D. Forbes
--------------------------
Name: James D. Forbes
Title: Director
- 22 -
{PAGE}
SCHEDULE I
{TABLE}
{CAPTION}
PRINCIPAL PERCENTAGE
INITIAL PURCHASER AMOUNT OF TOTAL
{S } {C} {C}
Donaldson, Lufkin & Jenrette Securities Corporation ................... $140,000,000 35%
J.P. Morgan Securities Inc............................................. $140,000,000 35%
Banc of America Securities LLC......................................... $60,000,000 15%
_____________
dt 1394336
;
 BofA Securities
As referenced in this Purchase Agreement:
BANC OF AMERICA SECURITIES – DESCRIPTION}EXHIBIT 1.1
{TEXT}
{PAGE}
================================================================================
EXHIBIT 1.1
TENET HEALTHCARE CORPORATION
and
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION,
J.P. MORGAN SECURITIES INC.,
BANC OF AMERICA SECURITIES LLC
and
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
------------------------------------
PURCHASE AGREEMENT
------------------------------------
Dated as of June 13, 2000
================================================================================
{PAGE}
TENET HEALTHCARE CORPORATION
9 1/4%
_____________
BANC OF AMERICA SECURITIES – CORPORATION
9 1/4% SENIOR NOTES DUE 2010
PURCHASE AGREEMENT
June 13, 2000
DONALDSON, LUFKIN & JENRETTE
SECURITIES CORPORATION
J.P. MORGAN SECURITIES INC.
BANC OF AMERICA SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
c/o Donaldson, Lufkin & Jenrette
Securities Corporation
277 Park Avenue
New York, New York 10172
Ladies
_____________
Banc of America Securities – Corporation, a Nevada corporation (the "Company"), proposes to issue and sell to
Donaldson, Lufkin & Jenrette Securities Corporation ("DLJ"), J.P. Morgan
Securities Inc., Banc of America Securities LLC and Merrill Lynch, Pierce,
Fenner & Smith Incorporated (together with DLJ, the "Initial Purchasers") an
aggregate of $400,000,000 principal amount of
_____________
BANC OF AMERICA SECURITIES – Mehta
--------------------------
Name: Chet Mehta
Title: Senior Vice President
J.P. MORGAN SECURITIES INC.
By: /s/ Maria Sramek
--------------------------
Name: Maria Sramek
Title: Vice President
BANC OF AMERICA SECURITIES LLC
By: /s/ Charles P. Drakes
--------------------------
Name: Charles P. Drakes
Title: Managing Director
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPOATED
By: /s/ James D.
_____________
Banc of America Securities – OF TOTAL
{S} {C} {C}
Donaldson, Lufkin & Jenrette Securities Corporation ................... $140,000,000 35%
J.P. Morgan Securities Inc............................................. $140,000,000 35%
Banc of America Securities LLC......................................... $60,000,000 15%
Merrill Lynch, Pierce, Fenner & Smith Incorporated..................... $60,000,000 15%
------------ ------------
Total................................................ $400,000,000 100.0%
============ ============
{/TABLE}
I-
_____________
dt 93931
;
|
BNY
As referenced in this Purchase Agreement:
bank of new york, – to be dated as of June 16, 2000, by and
between the Company and The Bank of New York, as Trustee (the "Trustee").
1. OFFERING MEMORANDUM. The Securities will be offered and sold
dt 14762
;
More... |
| Preview
Subscribers | 2001 |
Note Purchase Agreement
Note Purchase Agreement (399K)
Doc #323126: Click preview link for longer preview.
GRANITE CONSTRUCTION INCORPORATED
$75,000,000 6.96% Senior Notes due May 1, 2013
------------------------------------
NOTE PURCHASE AGREEMENT
------------------------------------
Dated as of May 1, 2001
================================================================================
THE INFORMATION SET FORTH ON SCHEDULES 5.15, 5.16 AND 5.18 TO THIS NOTE PURCHASE
AGREEMENT IS "CONFIDENTIAL INFORMATION" SUBJECT TO THE REQUIREMENTS OF SECTION
20 HEREOF.
{PAGE} 2
TABLE OF CONTENTS
{TABLE}
{CAPTION}
SECTION HEADING PAGE
{S} {C} {C} {C}
SECTION 1. AUTHORIZATION OF NOTES.................................................1
SECTION 2. SALE AND PURCHASE OF NOTES; GUARANTY...................................1
Section 2.1. Sale and Purchase of Notes.............................................1
Section 2.2. Guaranty of Notes......................................................1
SECTION 3. CLOSING................................................................2
SECTION 4. CONDITIONS TO CLOSING..................................................2
Section 4.1. Representations and Warranties.........................................2
Section 4.2. Performance; No Default................................................2
Section 4.3. Compliance Certificates................................................2
Section 4.4. Guaranty Agreement.....................................................3
Section 4.5. Opinions of Counsel....................................................3
Section 4.6. Purchase Permitted by Applicable Law, Etc..............................3
Section 4.7. Payment of Special Counsel Fees........................................3
Section 4.8. Private Placement Number...............................................4
Section 4.9. Changes in Corporate Structure.........................................4
Section 4.10. Proceedings and Documents..............................................4
SECTION 5. REPRESENTATIONS AND WARRANTIES OF THE COMPANY..........................4
Section 5.1. Organization; Power and Authority......................................4
Section 5.2. Authorization, Etc.....................................................4
Section 5.3. Disclosure.............................................................4
Section 5.4. Organization and Ownership of Shares of Subsidiaries; Affiliates.......5
Section 5.5. Financial Statements...................................................5
Section 5.6. Compliance with Laws, Other Instruments, Etc...........................5
Section 5.7. Governmental Authorizations, Etc.......................................6
Section 5.8. Litigation; Observance of Agreements, Statutes and Orders..............6
Section 5.9. Taxes..................................................................6
Section 5.10. Title to Property; Leases..............................................6
Section 5.11. Licenses, Permits, Etc.................................................7
Section 5.12. Compliance with ERISA..................................................7
Section 5.13. Private Offering by the Company........................................8
Section 5.14. Use of Proceeds; Margin Regulations....................................8
Section 5.15. Existing Debt..........................................................8
Section 5.16. Existing Investments...................................................8
Section 5.17. Status under Certain Statutes..........................................8
Section 5.18. Environmental Matters..................................................8
Section 5.19. Foreign Assets Control Regulations, Etc................................9
{/TABLE}
-i-
{PAGE} 3
{TABLE}
{S} {C} {C} {C}
SECTION 6. REPRESENTATIONS OF THE PURCHASERS......................................9
Section 6.1. Purchase for Investment................................................9
Section 6.2. Source of Funds........................................................9
SECTION 7. INFORMATION AS TO COMPANY.............................................11
Section 7.1. Financial and Business Information....................................11
Section 7.2. Officer's Certificate.................................................13
Section 7.3. Inspection............................................................14
SECTION 8. PREPAYMENT OF THE NOTES...............................................14
Section 8.1. Required Prepayments..................................................14
Section 8.2. Optional Prepayments with Make-Whole Amount...........................14
Section 8.3. Allocation of Partial Prepayments.....................................15
Section 8.4. Maturity; Surrender, Etc..............................................15
Section 8.5. Purchase of Notes.....................................................15
Section 8.6. Make-Whole Amount.....................................................15
SECTION 9. AFFIRMATIVE COVENANTS.................................................17
Section 9.1. Compliance with Law...................................................17
Section 9.2. Insurance.............................................................17
Section 9.3. Maintenance of Properties.............................................17
Section 9.4. Payment of Taxes and Claims...........................................17
Section 9.5. Corporate Existence, Etc..............................................17
Section 9.6. Guaranty Agreement....................................................18
SECTION 10. NEGATIVE COVENANTS....................................................19
Section 10.1. Nature of Business....................................................19
Section 10.2. Consolidated Net Worth................................................19
Section 10.3. Incurrence of Debt....................................................19
Section 10.4. Subsidiary Debt.......................................................19
Section 10.5. Liens.................................................................20
Section 10.6. Restrictions on Dividends of Subsidiaries, Etc........................22
Section 10.7. Mergers, Consolidations, Etc..........................................22
Section 10.8. Sale of Assets, Etc...................................................23
Section 10.9. Disposal of Ownership of a Subsidiary.................................24
Section 10.10. Sale-and-Leasebacks...................................................24
Section 10.11. Transactions with Affiliates..........................................24
SECTION 11. EVENTS OF DEFAULT.....................................................24
SECTION 12. REMEDIES ON DEFAULT, ETC..............................................26
Section 12.1. Acceleration..........................................................26
Section 12.2. Other Remedies........................................................27
{/TABLE}
-ii-
{PAGE} 4
{TABLE}
{S} {C} {C} {C}
Section 12.3. Rescission............................................................27
Section 12.4. No Waivers or Election of Remedies, Expenses, Etc.....................27
SECTION 13. REGISTRATION; EXCHANGE; SUBSTITUTION OF NOTES.........................28
Section 13.1. Registration of Notes.................................................28
Section 13.2. Transfer and Exchange of Notes........................................28
Section 13.3. Replacement of Notes..................................................28
SECTION 14. PAYMENTS ON NOTES.....................................................29
Section 14.1. Place of Payment......................................................29
Section 14.2. Home Office Payment...................................................29
SECTION 15. EXPENSES, ETC.........................................................29
Section 15.1. Transaction Expenses..................................................29
Section 15.2. Survival..............................................................30
SECTION 16. SURVIVAL OF REPRESENTATIONS AND WARRANTIES; ENTIRE AGREEMENT..........30
SECTION 17. AMENDMENT AND WAIVER..................................................30
Section 17.1. Requirements..........................................................30
Section 17.2. Solicitation of Holders of Notes......................................30
Section 17.3. Binding Effect, Etc...................................................31
Section 17.4. Notes Held by Company, Etc............................................31
SECTION 18. NOTICES...............................................................31
SECTION 19. REPRODUCTION OF DOCUMENTS.............................................32
SECTION 20. CONFIDENTIAL INFORMATION..............................................32
SECTION 21. SUBSTITUTION OF A PURCHASER...........................................33
SECTION 22. MISCELLANEOUS.........................................................33
Section 22.1. Successors and Assigns................................................33
Section 22.2. Payments Due on Non-Business Days.....................................33
Section 22.3. Severability..........................................................33
Section 22.4. Construction..........................................................34
Section 22.5. Counterparts..........................................................34
Section 22.6. Governing Law.........................................................34
{/TABLE}
-iii-
{PAGE} 5
ATTACHMENTS TO THE NOTE PURCHASE AGREEMENT:
SCHEDULE A -- Information Relating to Purchasers
SCHEDULE B -- Defined Terms
SCHEDULE 4.9 -- Changes in Corporate Structure
SCHEDULE 5.3 -- Disclosure Materials
SCHEDULE 5.4 -- Subsidiaries of the Company and Ownership of
Subsidiary Stock
SCHEDULE 5.5 -- Financial Statements
SCHEDULE 5.8 -- Certain Litigation
SCHEDULE 5.11 -- Patents, Etc.
SCHEDULE 5.14 -- Use of Proceeds
SCHEDULE 5.15 -- Existing Debt
SCHEDULE 5.16 -- Existing Investments
SCHEDULE 5.18 -- Environmental Matters
EXHIBIT 1 -- Form of 6.96% Senior Note due May 1, 2013
EXHIBIT 2 -- Form of Guaranty Agreement
EXHIBIT 3 -- Investment Policy Guidelines
EXHIBIT 4.5(a) -- Form of Opinion of General Counsel for the Company
and the Guarantors
EXHIBIT 4.5(b) -- Form of Opinion of Special Counsel for the Company
and the Guarantors
EXHIBIT 4.5(c) -- Form of Opinion of Special Counsel for the Purchasers
-iv-
{PAGE} 6
GRANITE CONSTRUCTION INCORPORATED
585 WEST BEACH STREET
WATSONVILLE, CALIFORNIA 95076
6.96% Senior Notes due May 1, 2013
Dated as of
May 1, 2001
TO THE PURCHASERS LISTED IN
THE ATTACHED SCHEDULE A:
Ladies and Gentlemen:
GRANITE CONSTRUCTION INCORPORATED, a Delaware corporation (the "Company"),
agrees with the Purchasers listed in the attached Schedule A as follows:
SECTION 1. AUTHORIZATION OF NOTES.
The Company will authorize the issue and sale of $75,000,000 aggregate
principal amount of its 6.96% Senior Notes due May 1, 2013 (the "Notes," such
term to include any such notes issued in substitution therefor pursuant to
Section 13 of this Agreement (as hereinafter defined)). The Notes shall be
substantially in the form set out in Exhibit 1, with such changes therefrom, if
any, as may be approved by each Purchaser and the Company. Certain capitalized
terms used in this Agreement are defined in Schedule B; references to a
"Schedule" or an "Exhibit" are, unless otherwise specified, to a Schedule or an
Exhibit attached to this Agreement.
SECTION 2. SALE AND PURCHASE OF NOTES; GUARANTY.
Section 2.1. Sale and Purchase of Notes. Subject to the terms and
323126
|
TOTAL
As referenced in this Note Purchase Agreement:
total
s – Federal National Mortgage
Association
Student Loan Marketing
Association
--------------------------------------------------------------------------------------------------
Obligations collateralized Fully collateralized by $ 5,000,000 or 25%
by U.S. Government U.S. Gov't and Agency 10% of total
s ecurities limited to: securities included in portfolio
these guidelines. (whichever is
Repurchase Agreements Collateral value plus greater)
Reverse Repurchase Agreements accrued interest must
exceed and be maintained
at level exceeding
_____________
total
S – Notes credit quality 10% of total
requirements portfolio
(whichever is
greater)
--------------------------------------------------------------------------------------------------
Money Market Funds Any TWO of three rating $5,000,000 or 50%
services: AAAm/Aaa/AAA 10% of total
S &P, Moody's, Duff & portfolio
Phelps (whichever is
(at the time of purchase) greater)
--------------------------------------------------------------------------------------------------
Tax-exempt investments S&P: A-1, AA or better, $5,000,000 or 25%
_____________
dt 1394401
;
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BofA Securities
As referenced in this Note Purchase Agreement:
Banc of America
Securities LLC – of
whether such enforceability is considered in a proceeding in equity or at law).
Section 5.3. Disclosure. The Company, through its agent, Banc of America
Securities LLC , has delivered to each Purchaser a copy of a Private Placement
Memorandum, dated April 2001 (the "Memorandum"), relating to the transactions
contemplated
_____________
dt 506051
;
BNY
As referenced in this Note Purchase Agreement:
Bank of New York
– payment as
"Granite Cons |