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Administration Agreement
Administration Agreement (40K)
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ADMINISTRATION AGREEMENT
AGREEMENT dated as of the 19th day of February, 2005 by and between each of the entities listed on Schedule A, each of which is a corporation, business trust or statutory trust as indicated on Schedule A (each referred to herein as the �Trust�) on behalf of themselves and each for the Funds defined below, each having its principal place of business at 522 Fifth Avenue, New York, New York 10036, and JPMorgan Funds Management, Inc. (�Administrator�), a Delaware corporation having its principal place of business at 1111 Polaris Parkway, Columbus, Ohio . . .
2084079
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Administration Agreement
Administration Agreement (40K)
Doc #2084106: Click preview link for longer preview.
ADMINISTRATION AGREEMENT
AGREEMENT dated as of the 19th day of February, 2005 by and between each of the entities listed on Schedule A, each of which is a corporation, business trust or statutory trust as indicated on Schedule A (each referred to herein as the �Trust�) on behalf of themselves and each for the Funds defined below, each having its principal place of business at 522 Fifth Avenue, New York, New York 10036, and JPMorgan Funds Management, Inc. (�Administrator�), a Delaware corporation having its principal place of business at 1111 Polaris Parkway, Columbus, Ohio . . .
2084106
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Administrative Services Agreement
Administrative Services Agreement (20K)
Doc #2084544: Click preview link for longer preview.
ADMINISTRATIVE SERVICES AGREEMENT
---------------------------------
AGREEMENT made this 1st day of August, 1996, between BANC ONE
CORPORATION ("Banc One"), an Ohio corporation having its principal place of
business at 100 E. Broad Street, Columbus, Ohio 43271, and BISYS FUND SERVICES
OHIO, INC. ("BISYS"), an Ohio corporation having its principal place of business
at 3435 Stelzer Road, Suite 1000, Columbus, Ohio 43219.
WHEREAS, certain affiliates of Banc One (the "Affiliates") . . .
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Bank One
As referenced in this Administrative Services Agreement:
Bank One Corp – {DOCUMENT}
{TYPE}EX-99.H(7)
{SEQUENCE}6
{FILENAME}0006.txt
{DESCRIPTION}ADMINISTRATIVE SERVICES AGREEMENT (CASH SWEEP)
{TEXT}
{PAGE}
Exhibit (h)(7)
Administrative Services Agreement (Cash Sweep)
between
Bank One Corp oration
and
The One Group Services Company
{PAGE}
ADMINISTRATIVE SERVICES AGREEMENT
---------------------------------
AGREEMENT made this 1st day of August, 1996, between BANC ONE
CORPORATION ("Banc One"), an Ohio corporation having its _____________
dt 1333178
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Agency Agreement
Agency Agreement (23K)
Doc #2084335: Click preview link for longer preview.
AGENCY AGREEMENT
THIS AGREEMENT made as of this 8th day of November, 2002 by and between THE
VANGUARD GROUP, INC. ("Vanguard"), a Pennsylvania corporation, BANC ONE
INVESTMENT ADVISORS CORPORATION (the "Investment Advisor"), an Ohio corporation
and ONE GROUP MUTUAL FUNDS, a Massachusetts business trust (the "Fund").
W I T N E S S E T H:
WHEREAS, Vanguard provides participant accounting, record-keeping and
administrative services for certain employee benefit plans (referred to . . .
2084335
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Agency Agreement
Agency Agreement (30K)
Doc #2084377: Click preview link for longer preview.
AGENCY AGREEMENT
This Agreement is made as of the 31st day of March 2002 between: (1)
American General Retirement Services Co. ("Company") and (2) One Group Mutual
Funds (the "Trust") and One Group Dealer Services, Inc. ("OGDS").
RECITALS
A. The Trust is (I) an open-end investment company with one or more series of
classes of shares (each such series or class of share a "Fund"); OGDS is either
(II) an investment adviser to or administrator for the Funds, (III) . . .
2084377
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Agency Agreement
Agency Agreement (35K)
Doc #2084389: Click preview link for longer preview.
AGENCY AGREEMENT
This Agreement is made as of the 1st day of April, 2002 between:
(1) ExpertPlan.com("Company") and (2) One Group Mutual Funds (the "Trust"), One
Group Dealer Services, Inc. (collectively, "OGDS").
RECITALS
A. The Trust is (I) an open-end investment company with one or more series
of classes of shares (each such series or class of share a "Fund");
OGDS is either (II) an investment adviser to or administrator for the
. . .
2084389
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Agency Agreement
Agency Agreement (29K)
Doc #2084575: Click preview link for longer preview.
AGENCY AGREEMENT
This Agreement is made as of the 26th day of July, 2000 between: (1)
Exeter Trust Company ("Company") and (2) One Group Mutual Funds (the "Trust");
The One Group Services Company (collectively, "TOGSC").
RECITALS
A. The Trust is (I) an open-end investment company with one or more series of
classes of shares (each such series or class of share a "Fund"); TOGSC is ether
(II) an investment adviser to or administrator for the Funds, (III) the
principal . . .
2084575
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Agency Agreement
Agency Agreement (30K)
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AGENCY AGREEMENT
This Agreement is made as of the 28th day of June, 2000 between: (1)
Expert Plan.Com ("Company") and (2) One Group Mutual Funds (the "Trust"); The
One Group Services Company (collectively, "TOGSC").
RECITALS
A. The Trust is (I) an open-end investment company with one or more series of
classes of shares (each such series or class of share a "Fund"); TOGSC is ether
(II) an investment adviser to or administrator for the Funds, (III) the
principal . . .
2084576
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Agency Agreement
Agency Agreement (41K)
Doc #2084593: Click preview link for longer preview.
AGENCY AGREEMENT
This Agreement is made as of the 26th day of July, 2000 between: (1) Exeter
Trust Company ("Company") and (2) One Group Mutual Funds (the "Trust"); The One
Group Services Company (collectively, "TOGSC").
RECITALS
A. The Trust is (I) an open-end investment company with one or more series of
classes of shares (each such series or class of share a "Fund"); TOGSC is
ether (II) an investment adviser to or administrator for the Funds, (III)
. . .
2084593
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Agency Agreement
Agency Agreement (31K)
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Agency Agreement
between
Expert Plan.Com,
The One Group Services Company
and
One Group Mutual Fund
2
AGENCY AGREEMENT
This Agreement is made as of the 28th day of June, 2000 between:
(1) Expert Plan.Com ("Company") and (2) One Group Mutual Funds (the "Trust");
The One Group Services . . .
2084595
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Agency Agreement
Agency Agreement (35K)
Doc #2084676: Click preview link for longer preview.
AGENCY AGREEMENT
This Agreement is made as of the ______ day of _____________________
200__ between: (1) American General Retirement Services Co. ("Company") and (2)
One Group Mutual Funds (the "Trust"); The One Group Services Company
(collectively, "TOGSC").
RECITALS
A. The Trust is (I) an open-end investment company with one or more series of
classes of shares (each such series or class of share a "Fund"); TOGSC is either
(II) an investment adviser to or administrator for the Funds, (III) . . .
2084676
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Agency Agreement
Agency Agreement (32K)
Doc #2084680: Click preview link for longer preview.
Agency Agreement
dated November 25, 1999
between
Capstone Financial Group, Inc.,
One Group Mutual Funds
and
The One Group Services Company
80
2
AGENCY AGREEMENT
This Agreement is made as of the 25th day of November, 1999 between:
(1) Capstone Financial Group, Inc. ( . . .
2084680
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Agency Agreement
Agency Agreement (24K)
Doc #2084681: Click preview link for longer preview.
Agency Agreement
dated April 6, 2000
between
Security Trust Company, American General Retirement Services Co.,
One Group Mutual Funds
and
The One Group Services Company
90
2
AGENCY AGREEMENT
This Agreement is made as of the 6th day of April, 2000 between: (1)
Security Trust Company (" . . .
2084681
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Agency Trading Agreement
Agency Trading Agreement (11K)
Doc #2084272: This document is immediately available for purchase, but does not have a preview available for viewing.
2084272
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Agency Trading Agreement
Agency Trading Agreement (6K)
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2084394
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Agreement and Plan of Reorganization
Agreement and Plan of Reorganization (65K)
Doc #2084584: Click preview link for longer preview.
AGREEMENT AND PLAN OF REORGANIZATION
This Agreement and Plan of Reorganization (the "Agreement") is made as of
October 18, 2000 by and between One Group(R) Mutual Funds ("One Group"), a
Massachusetts business trust, on behalf of its series, One Group Income Bond
Fund ("One Group Income"), and Circle Income Shares, Inc., a diversified
closed-end investment company incorporated under the laws of the State of
Indiana ("Circle Income"). The capitalized terms used herein shall have the
meaning ascribed to them in this . . .
2084584
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Baker & Daniels
As referenced in this Agreement and Plan of Reorganization:
Baker & Daniels – income tax purposes.
(e) There shall not be any material litigation pending with respect to
the matters contemplated by this Agreement.
(f) One Group shall have received an opinion of Baker & Daniels , in
form reasonably satisfactory to One Group and dated the Exchange Date, to
the effect that (i) Circle Income is a corporation duly and validly
existing under the laws _____________
Baker & Daniels – taken by One Group in connection with the
transactions contemplated by this Agreement and all documents incidental
thereto reasonably shall be satisfactory in form and substance to Circle
Income and Baker & Daniels .
(i) The Registration Statement shall have become effective under the
1933 Act and applicable blue sky provisions, and no stop order suspending
such effectiveness shall have been instituted or, _____________
dt 1438115
;
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Ropes & Gray
As referenced in this Agreement and Plan of Reorganization:
Ropes & Gray, – compliance
obligations under the 1933 Act, 1934 Act, 1940 Act, state securities or
blue sky laws and H-S-R Act.
(g) One Group shall have received an opinion of Ropes & Gray, counsel
to One Group addressed to One Group, in form reasonably satisfactory to One
Group and dated the Exchange Date, to the effect that for Federal income
tax purposes ( _____________
Ropes & Gray. – taken by Circle Income in connection with the
transactions contemplated by this Agreement and all documents incidental
thereto reasonably shall be satisfactory in form and substance to One Group
and Ropes & Gray.
(k) Prior to the Exchange Date, Circle Income shall have declared a
dividend or dividends which, together with all previous such dividends,
shall have the effect of distributing to _____________
Ropes & Gray – transfer agent
by One Group or its agents shall have revealed otherwise, either (i) Circle
Income shall have taken all actions that in the reasonable opinion of One
Group or Ropes & Gray are necessary to remedy any prior failure on the part
of Circle Income to have offered for sale and sold such shares in
conformity with such laws or (ii) Circle _____________
Ropes & Gray, – of such dates.
(e) There shall not be any material litigation pending with respect to
the matters contemplated by this Agreement.
(f) Circle Income shall have received an opinion of Ropes & Gray, in
form reasonably satisfactory to Circle Income and dated the Exchange Date,
to the effect that (i) One Group is a business trust and validly existing
in conformity with _____________
Ropes & Gray
– has been
issued and no proceedings for that purpose have been instituted or are
pending or contemplated under the 1933 Act.
(g) Circle Income shall have received an opinion of Ropes & Gray
addressed to Circle Income, and in a form reasonably satisfactory to Circle
Income and dated the Exchange Date, with respect to the matters specified
in Section 9(g) of _____________
dt 1335368
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Custodian Agreement
Custodian Agreement (135K)
Doc #2084415: Click preview link for longer preview.
Custody Agreement
Dated April 11, 2001
Between
One Group Mutual Funds
And
State Street Bank and Trust Company
75
Custodian Agreement
This Agreement between One Group Mutual Funds, a business trust organized
and existing under the laws of Massachusetts (the "Fund"), and State Street Bank
and . . .
2084415
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Citibank
As referenced in this Custodian Agreement:
Citibank, N.A. – and all non repetitive wire instructions:
NAME CALLBACK PHONE NUMBER DOLLAR LIMITATION (IF ANY)
________________________________________________________________________________
________________________________________________________________________________
________________________________________________________________________________
________________________________________________________________________________
________________________________________________________________________________
114
{PAGE}
Schedule A
State Street
Global Custody Network
Custodians
Argentina Citibank, N.A.
Australia Westpac Banking Corporation
Austria Erste Bank der Osterreichischen
Sparkassen AG
Bahrain HSBC Bank Middle East
(as delegate of The Hongkong and
Shanghai Banking Corporation Limited)
Bangladesh Standard Chartered _____________
Citibank, N.A. – Shanghai Banking Corporation Limited)
Bangladesh Standard Chartered Bank
Belgium Fortis Bank nv-sa
Bermuda The Bank of Bermuda Limited
Bolivia Citibank, N. A.
Botswana Barclays Bank of Botswana Limited
Brazil Citibank, N.A.
Bulgaria ING Bank N.V.
Canada State Street Trust Company Canada
Chile BankBoston, N.A.
115
{PAGE}
Schedule A
People's Republic The Hongkong and Shanghai
of China Banking _____________
Citibank, N.A. – Rica Banco BCT S.A.
Croatia Privredna Banka Zagreb d.d
Cyprus The Cyprus Popular Bank Ltd.
Czech Republic Ceskoslovenska Obchodni
Banka, A.S.
Denmark Danske Bank A/S
Ecuador Citibank, N.A.
Egypt Egyptian British Bank S.A.E.
(as delegate of The Hongkong and
Shanghai Banking Corporation Limited)
Estonia Hansabank
Finland Merita Bank Plc.
France BNP Paribas, S.A.
Germany _____________
Citibank, N.A. – Hongkong and
Shanghai Banking Corporation Limited)
Pakistan Deutsche Bank AG
Palestine HSBC Bank Middle East
(as delegate of The Hongkong and
Shanghai Banking Corporation Limited)
Panama BankBoston, N.A.
Peru Citibank, N.A.
Philippines Standard Chartered Bank
Poland Citibank (Poland) S.A.
Portugal Banco Comercial Portugues
Qatar HSBC Bank Middle East
(as delegate of The Hongkong and
Shanghai Banking Corporation Limited)
Romania _____________
Citibank, N.A. – Skandinaviska Enskilda Banken
Switzerland UBS AG
Taiwan - R.O.C. Central Trust of China
Thailand Standard Chartered Bank
Trinidad & Tobago Republic Bank Limited
Tunisia Banque Internationale Arabe de Tunisie
Turkey Citibank, N.A.
Ukraine ING Bank Ukraine
United Kingdom State Street Bank and Trust Company,
London Branch
Uruguay BankBoston, N.A.
Venezuela Citibank, N.A.
120
{PAGE}
Schedule A
Vietnam The Hongkong _____________
dt 1481146
;
Banco Santander
As referenced in this Custodian Agreement:
Banco Santander Central Hispano S.A. – of Singapore Limited
Slovak Republic Ceskoslovenska Obchodni Banka, A.S.
Slovenia Bank Austria Creditanstalt d.d. - Ljubljana
119
{PAGE}
Schedule A
South Africa Standard Bank of South Africa Limited
Spain Banco Santander Central Hispano S.A.
Sri Lanka The Hongkong and Shanghai
Banking Corporation Limited
Swaziland Standard Bank Swaziland Limited
Sweden Skandinaviska Enskilda Banken
Switzerland UBS AG
Taiwan - R.O.C. Central Trust of China
_____________
dt 1465578
;
|
Bank of Ireland
As referenced in this Custodian Agreement:
Bank of Ireland
– Greece S.A.
Hong Kong Standard Chartered Bank
Hungary Citibank Rt.
Iceland Icebank Ltd.
India Deutsche Bank AG
The Hongkong and Shanghai
Banking Corporation Limited
Indonesia Standard Chartered Bank
Ireland Bank of Ireland
Israel Bank Hapoalim B.M.
Italy BNP Paribas, Italian Branch
Ivory Coast Societe Generale de Banques
en Cote d'Ivoire
Jamaica Scotiabank Jamaica Trust and Merchant
Bank Ltd.
Japan _____________
dt 1509143
;
BNY
As referenced in this Custodian Agreement:
Bank of New York – Contract
Of April 9, 2001, between
One Group Mutual Funds, on Behalf of its Portfolios
and
State Street Bank and Trust Company
TRI-PARTY REPO CUSTODIAN BANKS ACCOUNT NUMBERS
------------------------------ ---------------
The Bank of New York GLA 111569
The Chase Manhattan Bank 5447-55022
Authorized Signatures of Two Fund Officers:
(Officer holding office of Vice President or higher)
By: /s/ Robert L. Young By: /s/ _____________
dt 1594335
;
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Dealer's Agreement
Dealer's Agreement (8K)
Doc #2084414: This document is immediately available for purchase, but does not have a preview available for viewing.
2084414
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 | 2003 |
Distribution and Shareholder Services Plan
Distribution and Shareholder Services Plan (3K)
Doc #2084264: This document is immediately available for purchase, but does not have a preview available for viewing.
2084264
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 | 2003 |
Distribution and Shareholder Services Plan
Distribution and Shareholder Services Plan (3K)
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2084265
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