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Transfer and Servicing Agreement
Transfer and Servicing Agreement (245K)
Doc #113082: Click preview link for longer preview.
TRANSFER AND SERVICING AGREEMENT
This Transfer and Servicing Agreement, dated as of April 1, 2002, is between Nordstrom Credit Card Receivables LLC, a Delaware limited liability company, as Transferor (the "Transferor"), Nordstrom fsb, as Servicer (the "Servicer"), Nordstrom Credit Card Master Note Trust, a Delaware business trust, as Issuer (the "Issuer") and Wells Fargo Bank Minnesota, National Association, a national banking association, as Indenture Trustee (the "Indenture Trustee").
In consideration of the mutual agreements herein contained, each party agrees as follows for the benefit of the other parties, the Noteholders and any Series Enhancer (as such capitalized terms are defined below) to the extent provided herein, in the Master Indenture and in any Indenture Supplement:
ARTICLE One
DEFINITIONS
Section 1.01. Definitions. Whenever used in this Agreement, the following words and phrases shall have the following meanings, and the definitions of such terms are applicable to the singular as well as the plural forms of such terms and to the masculine as well as to the feminine and neuter genders of such terms.
"Account" means each (i) Initial Account, (ii) Additional Account (but only from and after the Addition Date with respect thereto), (iii) Related Account and (iv) Transferred Account, but shall exclude any Account all the Receivables in which are either: (a) after the Removal Date, Removed Accounts or Removed Participation Interests, (b) Ineligible Receivables reassigned to the Transferor pursuant to Section 2.05 or (c) Servicer Repurchase Receivables assigned and transferred to the Servicer pursuant to Section 3.03.
"Account Originator" means Nordstrom fsb or, upon satisfaction of the Rating Agency Condition, any other entity which is the issuer of the credit card relating to an Account pursuant to a Credit Card Agreement.
"Account Owner" means the Account Originator relating to an Account or any Person who has acquired such Account and has sold the related Receivables to the Transferor pursuant to a Receivables Purchase Agreement.
"Addition" means the designation of (i) additional Eligible Accounts to be included as Accounts or (ii) Participation Interests to be included as Trust Assets, in each case pursuant to Section 2.09(a) or (b).
"Addition Cut-Off Date" means, with respect to any Additional Accounts or Participation Interests to be included in the Trust, the date on which such Additional Accounts are designated for inclusion in the Trust.
"Addition Date" means, with respect to (i) Additional Accounts, the date on which the Receivables in such Additional Accounts are conveyed to the Trust and (ii) Participation
{PAGE}
Interests, the date from and after which such Participation Interests are to be included as Trust Assets, in each case pursuant to Section 2.09(a) or (b).
"Additional Account" means each VISA(R) or other retail consumer revolving credit card account established pursuant to a Credit Card Agreement, and designated pursuant to Section 2.09(a) or (b) to be included as an Account.
"Additional Transferors" means Affiliates of the Transferor designated by the Transferor to be included as Transferors pursuant to Section 2.09(d).
"Adverse Effect" means, with respect to any action, that such action will (i) result in the occurrence of a Redemption Event or an Event of Default or (ii) materially and adversely affect the amount or timing of distributions to be made to the Noteholders of any Series or Class pursuant to this Agreement, the Master Indenture or the related Indenture Supplement.
"Affiliate" means, with respect to any specified Person, any other Person controlling or controlled by or under common control with such specified Person. For the purposes of this definition, "control" means the power to direct the management and policies of a Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms "controlling" and "controlled" have meanings correlative to the foregoing.
"Agreement" means this Transfer and Servicing Agreement, as the same may be amended, supplemented or otherwise modified from time to time.
"Appointment Date" means the day on which an Insolvency Event occurs with respect to the Transferor.
"Assignment" means an Assignment of Receivables in Additional Accounts, in substantially the form of Exhibit A.
"Authorized Newspaper" means any major newspaper or newspapers of general circulation in the Borough of Manhattan, The City of New York, printed in the English language (and, with respect to any Series or Class, if and so long as the Notes of such Series are (i) listed on the Luxembourg Stock Exchange and such Exchange shall so require, in Luxembourg, printed in any language satisfying the requirements of such Exchange or (ii) Bearer Notes, in such place as may be specified in the applicable Indenture Supplement) and customarily published on each business day at such place, whether or not published on Saturdays, Sundays or holidays.
"Bearer Notes" has the meaning set forth in the Master Indenture.
"Business Day" means any day other than (i) a Saturday or Sunday or (ii) any other day on which national banking associations or state banking institutions in Arizona, Colorado, Minnesota, New York, Delaware or any other state in which the principal executive offices of Nordstrom fsb, the Owner Trustee, the Indenture Trustee or other Account Owner, as the case may be, are located, are authorized or obligated by law, executive order or governmental decree to be closed or (iii) for purposes of any particular Series, any other day specified in the related Indenture Supplement.
113082
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McGraw-Hill Companies
As referenced in this Transfer and Servicing Agreement:
McGraw-Hill Companies, Inc – Amount" has the meaning set forth in the Master
Indenture.
"Standard & Poor's" means Standard & Poor's Ratings Services, a
Division of The McGraw-Hill Companies, Inc ., and its successors.
"State" has the meaning set forth in the Master Indenture.
"Successor Servicer" has the meaning set forth in Section _____________
dt 310519
;
Nordstrom
As referenced in this Transfer and Servicing Agreement:
Nordstrom,
Inc – the obligations and duties of the Servicer hereunder by any of its
Affiliates that is a direct or indirect wholly owned subsidiary of Nordstrom,
Inc . or by any entity the appointment of which shall have satisfied the Rating
Agency Condition and, in either case, qualifies as an _____________
dt 506832
;
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Wells Fargo Bank
As referenced in this Transfer and Servicing Agreement:
WELLS FARGO BANK MINNESOTA, –
{DOCUMENT}
{TYPE}EX-10.44
{SEQUENCE}9
{PAGE}
Exhibit 10.44
NORDSTROM CREDIT CARD RECEIVABLES LLC,
Transferor,
NORDSTROM fsb,
Servicer,
WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION,
Indenture Trustee,
and
NORDSTROM CREDIT CARD MASTER NOTE TRUST,
Issuer
------------------------------------------------------------
TRANSFER AND SERVICING AGREEMENT
Dated as of April 1, 2002
------------------------------------------------------------
{ _____________
Wells Fargo Bank Minnesota, – the "Transferor"), Nordstrom fsb, as Servicer (the
"Servicer"), Nordstrom Credit Card Master Note Trust, a Delaware business trust,
as Issuer (the "Issuer") and Wells Fargo Bank Minnesota, National Association, a
national banking association, as Indenture Trustee (the "Indenture Trustee").
In consideration of the mutual agreements herein contained, each party
_____________
Wells Fargo Bank Minnesota, – meaning set forth in Section 2.01.
"Indenture Supplement" has the meaning set forth in the Master
Indenture.
8
{PAGE}
"Indenture Trustee" means Wells Fargo Bank Minnesota, National
Association, and its successors, in its capacity as trustee under the Master
Indenture, its successors in interest and any successor indenture _____________
Wells Fargo Bank Minnesota, – to time,
as in effect in the applicable jurisdiction.
"United States" has the meaning set forth in the Master Indenture
"Wells Fargo" means Wells Fargo Bank Minnesota, National Association,
and its successors.
14
{PAGE}
Section 1.02. Other Definitional Provisions.
(a) With respect to any Series, all terms used _____________
Wells Fargo Bank Minnesota, – Owner Trustee, Rodney Square North, 1100 N. Market St., Wilmington,
Delaware 19890-0001, Attention: Corporate Trust Administration (facsimile no.
(302) 636-4140), (iv) Wells Fargo Bank Minnesota, National Association, 625
Marquette Avenue, MAC N9311-161, Minneapolis, Minnesota 55479, Attention:
Corporate Trust, Asset Backed Securities (facsimile no. (617) 667-3464), ( _____________
dt 102912
;
Wilmington Trust
As referenced in this Transfer and Servicing Agreement:
Wilmington Trust Co – to each Account for overlimit fees or similar terms if such fees are
provided for with respect to such Account.
"Owner Trustee" means Wilmington Trust Co mpany, not in its individual
capacity, but solely as owner trustee under the Trust Agreement, its successors
in interest and any successor owner _____________
WILMINGTON TRUST CO – fsb,
as Servicer
By: /s/ Denny D. Dumler
----------------------------------
Name: Denny D. Dumler
Title: President
NORDSTROM CREDIT CARD MASTER NOTE TRUST,
as Issuer
By: WILMINGTON TRUST CO MPANY,
not in its individual capacity
but solely as Owner Trustee
By: /s/ James P. Lawler
----------------------------------
Name: James P. Lawler
Title: Vice President
_____________
Wilmington
Trust Co – ACCORDANCE WITH SUCH LAWS.
9. Limitation of Liability. Notwithstanding any other provision herein
or elsewhere, this Assignment has been executed and delivered by Wilmington
Trust Co mpany, not in its individual capacity, but solely in its capacity as
Owner Trustee of the Trust, in no event shall Wilmington Trust _____________
Wilmington Trust Co – Wilmington
Trust Company, not in its individual capacity, but solely in its capacity as
Owner Trustee of the Trust, in no event shall Wilmington Trust Co mpany in its
individual capacity have any liability in respect of the representations,
warranties or obligations of the Trust hereunder or under any _____________
WILMINGTON TRUST CO – RECEIVABLES LLC,
as Transferor
By:
-----------------------------------
Name:
Title:
NORDSTROM fsb,
as Servicer
By:
-----------------------------------
Name:
Title:
NORDSTROM CREDIT CARD MASTER NOTE TRUST,
as Issuer
By: WILMINGTON TRUST CO MPANY,
not in its individual capacity
but solely as Owner Trustee
By:
-----------------------------------
Name:
Title:
WELLS FARGO BANK MINNESOTA,
NATIONAL ASSOCIATION,
as Indenture Trustee
_____________
dt 99512
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 | 2002 |
Pooling and Servicing Agreement [Amended and Restated No. 2]
Pooling and Servicing Agreement [Amended and Restated No. 2] (222K)
Doc #125152: Click preview link for longer preview.
SECOND AMENDED AND RESTATED POOLING AND SERVICING AGREEMENT
Dated as of November 25, 1997
(as amended on July 22, 1999 and on May 8, 2001) ________________________
$100,000,000
CHARMING SHOPPES MASTER TRUST
SERIES 2002-1 ________________________________________________________________________________
{PAGE}
SECTION 1. Designation.....................................................1
SECTION 2. Definitions.....................................................1
SECTION 3. Servicing Compensation.........................................24
SECTION 4. Reassignment and Transfer Terms................................26
SECTION 5. Delivery and Payment for the Series 2002-1 Certificates........26
SECTION 6. Depository; Form of Delivery of Series 2002-1 Certificates.....26
SECTION 7. Article IV of Agreement........................................27
SECTION 8. Article V of the Agreement.....................................48
SECTION 9. Series 2002-1 Early Amortization Events........................52
SECTION 10. Series 2002-1 Termination......................................54
SECTION 11. Limitations on Addition of Accounts............................55
SECTION 12. Ratification of Agreement......................................55
SECTION 13. Counterparts...................................................55
SECTION 14. Governing Law..................................................55
SECTION 15. No Petition....................................................55
SECTION 16. Forms of Series 2002-1 Certificates............................55
SECTION 17. Transfer Restrictions..........................................56
SECTION 18. Certain Amendments.............................................64
SECTION 19. Commercial Law Representations and Warranties of the Seller....64
{PAGE}
EXHIBITS EXHIBIT A Form of Class A Certificate EXHIBIT B Form of Class B Certificate EXHIBIT C Form of Class C Certificate EXHIBIT D-1 Form of Class D-1 Certificate EXHIBIT D-2 Form of Class D-2 Certificate EXHIBIT E Form of Monthly Payment Instructions and Notification to the Trustee EXHIBIT F Form of Monthly Certificateholders' Statement EXHIBIT G-1 Form of Regulation S Book-Entry Certificate to Restricted Book-Entry Certificate Transfer Certificate EXHIBIT G-2 Form of Restricted Book-Entry Certificate to Regulation S Book-Entry Certificate Transfer Certificate
{PAGE}
This SERIES 2002-1 SUPPLEMENT, dated as of November 20, 2002 (this "Supplement"), is among CHARMING SHOPPES RECEIVABLES CORP., a Delaware corporation, as Seller (the "Seller"), SPIRIT OF AMERICA, INC., a Delaware corporation, as Servicer (the "Servicer"), and WACHOVIA BANK, NATIONAL ASSOCIATION (f/k/a First Union National Bank), as Trustee (the "Trustee") under the Second Amended and Restated Pooling and Servicing Agreement dated as of November 25, 1997 among the Seller, the Servicer and the Trustee, as amended on July 22, 1999 and May 8, 2001 (as further amended or otherwise modified from time to time, the "Agreement").
Section 6.9 of the Agreement provides, among other things, that the Seller, the Servicer and the Trustee may at any time and from time to time enter into a supplement to the Agreement for the purpose of authorizing the delivery by the Trustee to the Seller for the execution and redelivery to the Trustee for authentication of one or more Series of Certificates.
Pursuant to this Supplement, the Seller and the Trustee shall create a new Series of Investor Certificates and shall specify the Principal Terms thereof.
SECTION 1. Designation.
(a) There is hereby created a Series of Investor Certificates to be issued in four classes pursuant to the Agreement and this Series Supplement and to be known together as the Series 2002-1 Certificates. The four classes shall be designated the Class A Asset Backed Certificates, Series 2002-1 (the "Class A Certificates"), the Class B Asset Backed Certificates, Series 2002-1 (the "Class B Certificates"), the Class C Asset Backed Certificates, Series 2002-1 (the "Class C Certificates") and the Class D Asset Backed Certificates, Series 2002-1 (the "Class D Certificates"). The Class D Floating Rate Asset Backed Certificates shall include two subclasses designated as the Class D-1 Floating Rate Asset Backed Certificates, Series 2002-1 (the "Class D-1 Certificates") and the Class D-2 Floating Rate Asset Backed Certificates, Series 2002-1 (the "Class D-2 Certificates").
(b) Series 2002-1 shall be included in Group One. Series 2002-1 shall not be subordinated to any other Series. Series 2002-1 shall be a Paired Series with respect to Series 1997-1.
(c) If any term or provision contained herein shall conflict with or be inconsistent with any term or provision contained in the Agreement, the terms and provisions of this Supplement shall be controlling.
SECTION 2. Definitions. In the event that any term or provision contained herein shall conflict with or be inconsistent with any provision contained in the Agreement, the terms and provisions of this Supplement shall govern with respect to this Series. All Article, Section or subsection references herein shall mean Article, Section or subsections of the Agreement, except as otherwise provided herein. All capitalized terms not otherwise defined herein are defined in the Agreement. Each capitalized term defined herein shall relate only to the Series 2002-1 Certificates and no other Series of Certificates or Receivables Purchase Series issued by the Trust.
125152
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Charming Shoppes
As referenced in this Pooling and Servicing Agreement [Amended and Restated No. 2]:
Charming Shoppes, Inc – deposits to be made to the Servicing Reserve
Account on such Distribution Date; or
(h) either of the following events shall occur: (i) Charming Shoppes, Inc .
transfers ownership of a majority interest in the Fashion Bug retail chain
(taken as a whole) to an unaffiliated Person (a "Fashion _____________
Charming Shoppes, Inc – of a majority interest in the Fashion Bug retail chain
(taken as a whole) to an unaffiliated Person (a "Fashion Bug Transfer"), and
Charming Shoppes, Inc . fails to provide the Holders of the Class A Certificates
with thirty (30) days' prior written notice of its intention to complete _____________
Charming Shoppes, Inc – Class A Certificates
with thirty (30) days' prior written notice of its intention to complete such
transfer, or (ii) in the event (A) Charming Shoppes, Inc . shall have provided
Holders of the Class A Certificates thirty (30) days' prior written notice of
its intention to complete a Fashion _____________
dt 650605
;
Citibank
As referenced in this Pooling and Servicing Agreement [Amended and Restated No. 2]:
Citibank, N.A. – the Depository and registered in the name of a
nominee of the Depository or its custodian for the respective accounts of
Euroclear and Citibank, N.A. as depository for Clearstream duly executed by
the Trust and authenticated by the Trustee as hereinafter provided. The
aggregate principal amount of _____________
dt 145817
;
Cede
As referenced in this Pooling and Servicing Agreement [Amended and Restated No. 2]:
Cede & Co – Class A Certificates and Class B Certificates shall be initially
registered in the name of Cede & Co ., its nominee.
26
{PAGE}
SECTION 7. Article IV of Agreement. Sections 4.1, 4.
dt 38783
;
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Citibank
As referenced in this Pooling and Servicing Agreement [Amended and Restated No. 2]:
Citibank, N.A. – the Depository and registered in the name of a
nominee of the Depository or its custodian for the respective accounts of
Euroclear and Citibank, N.A. as depository for Clearstream duly executed by
the Trust and authenticated by the Trustee as hereinafter provided. The
aggregate principal amount of _____________
dt 145817
;
DTC
As referenced in this Pooling and Servicing Agreement [Amended and Restated No. 2]:
Depository Trust Company – Agreement) for each Series in Group One that are Principal
Sharing Series.
"Depository" means The Depository Trust Company , as initial Depository, or
any successor Clearing Agency appointed by the Seller.
"Distribution Date" Depository Trust Company – 6.2 and 6.12.
(b) The Depository for Series 2002-1 shall be The Depository Trust Company ,
and the Class A Certificates and Class B Certificates shall be initially
registered in
dt 47896
;
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Transfer and Servicing Agreement
Transfer and Servicing Agreement (245K)
Doc #1114451: Click preview link for longer preview.
NORDSTROM fsb,
Servicer,
WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION,
Indenture Trustee,
and
NORDSTROM CREDIT CARD MASTER NOTE TRUST,
Issuer
------------------------------------------------------------
TRANSFER AND SERVICING AGREEMENT
Dated as of April 1, 2002
-------------------------------------- . . .
1114451
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McGraw-Hill Companies
As referenced in this Transfer and Servicing Agreement:
McGraw-Hill Companies, Inc – forth in the Master
Indenture.
"Special Funding Amount" has the meaning set forth in the Master
Indenture.
"Standard & Poor's" means Standard & Poor's Ratings Services, a
Division of The McGraw-Hill Companies, Inc ., and its successors.
"State" has the meaning set forth in the Master Indenture.
"Successor Servicer" has the meaning set forth in Section 7.02(a).
"Supplemental Accounts" means Additional _____________
dt 1517226
;
Nordstrom
As referenced in this Transfer and Servicing Agreement:
Nordstrom,
Inc – in form satisfactory to each
Trustee, of the obligations and duties of the Servicer hereunder by any of its
Affiliates that is a direct or indirect wholly owned subsidiary of Nordstrom,
Inc . or by any entity the appointment of which shall have satisfied the Rating
Agency Condition and, in either case, qualifies as an Eligible Servicer. Any
determination permitting the resignation _____________
dt 1390364
;
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Wells Fargo Bank
As referenced in this Transfer and Servicing Agreement:
WELLS FARGO BANK MINNESOTA, NA –
EX-10.44
9
v89013exv10w44.txt
EXHIBIT 10.44
Exhibit 10.44
NORDSTROM CREDIT CARD RECEIVABLES LLC,
Transferor,
NORDSTROM fsb,
Servicer,
WELLS FARGO BANK MINNESOTA, NA TIONAL ASSOCIATION,
Indenture Trustee,
and
NORDSTROM CREDIT CARD MASTER NOTE TRUST,
Issuer
------------------------------------------------------------
TRANSFER AND SERVICING AGREEMENT
Dated as of April 1, 2002
------------------------------------------------------------
TABLE OF CONTENTS
Page
----
ARTICLE _____________
Wells Fargo Bank Minnesota, Na – a Delaware limited liability
company, as Transferor (the "Transferor"), Nordstrom fsb, as Servicer (the
"Servicer"), Nordstrom Credit Card Master Note Trust, a Delaware business trust,
as Issuer (the "Issuer") and Wells Fargo Bank Minnesota, Na tional Association, a
national banking association, as Indenture Trustee (the "Indenture Trustee").
In consideration of the mutual agreements herein contained, each party
agrees as follows for the benefit of the _____________
Wells Fargo Bank Minnesota, Na – time to time.
"Indenture Collateral" has the meaning set forth in Section 2.01.
"Indenture Supplement" has the meaning set forth in the Master
Indenture.
8
"Indenture Trustee" means Wells Fargo Bank Minnesota, Na tional
Association, and its successors, in its capacity as trustee under the Master
Indenture, its successors in interest and any successor indenture trustee under
the Master Indenture.
"Ineligible Receivables" has _____________
Wells Fargo Bank Minnesota, Na – Uniform Commercial Code, as amended from time to time,
as in effect in the applicable jurisdiction.
"United States" has the meaning set forth in the Master Indenture
"Wells Fargo" means Wells Fargo Bank Minnesota, Na tional Association,
and its successors.
14
Section 1.02. Other Definitional Provisions.
(a) With respect to any Series, all terms used herein and not otherwise
defined herein shall have _____________
Wells Fargo Bank Minnesota, Na – the Trust or the Owner
Trustee, to Owner Trustee, Rodney Square North, 1100 N. Market St., Wilmington,
Delaware 19890-0001, Attention: Corporate Trust Administration (facsimile no.
(302) 636-4140), (iv) Wells Fargo Bank Minnesota, Na tional Association, 625
Marquette Avenue, MAC N9311-161, Minneapolis, Minnesota 55479, Attention:
Corporate Trust, Asset Backed Securities (facsimile no. (617) 667-3464), (v) in
the case of the Rating Agency _____________
dt 1863384
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 | 2001 |
Pooling and Servicing Agreement
Pooling and Servicing Agreement (288K)
Doc #1118346: Click preview link for longer preview.
STAGE RECEIVABLE FUNDING LP
Transferor
SPECIALTY RETAILERS (TX) LP
Servicer
and
BANKERS TRUST COMPANY
Trustee
Stage Stores Master Trust
POOLING AND SERVICING AGREEMENT
Dated as of August 24, 2001
TABLE OF CONTENTS
Page
ARTICLE I
DEFINITIONS
Section 1.1. Definitions 1
Section 1.2. Other Definitional Provisions. 18
ARTICLE II
CONVEYANCE OF RECEIVABLES; ISSUANCE OF CERTIFICATES
Section 2.1. Conveyance of Receivables. 19
Section 2.2. Acceptance by Trustee. 20
Section 2.3. Representations and Warranties of the Transferor 20
Section 2.4. Representations and . . .
1118346
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Citibank
As referenced in this Pooling and Servicing Agreement:
Citibank, N.A. – name appears on a list of servicing officers furnished to the Trustee by the Servicer, as such list may from time to time be amended.
"Shared Concentration Account" shall mean Citibank, N.A. account No. 30474928 held in the name of Citicorp USA, Inc., as Collateral Agent jointly for the benefit of (i) the Administrative Agent for the benefit of the Lender _____________
Citibank, N.A. – the benefit of the Certificateholders for the purpose of receiving payments due to such parties under the Credit Agreement and the Transaction Documents, respectively.
"Shared Concentration Account Bank" shall mean Citibank, N.A.
"Shared Excess Finance Charge Collections" shall have the meaning specified in Section 4.3(g).
"Shared Principal Collections" shall have the meaning specified in Section 4.3(f).
"Specified _____________
dt 1479314
;
Citicorp
As referenced in this Pooling and Servicing Agreement:
Citicorp North America, Inc – s Account to the extent such amounts are used to make payments on such Account.
"Intercreditor Agreement" shall mean that certain Intercreditor Agreement dated as of August 24, 2001 among Citicorp North America, Inc ., as Program Agent, Stage Receivable Funding LP, as Transferor, Specialty Retailers (TX) LP, as Borrower and Servicer, Granite National Bank, N.A., Stage Stores, Inc., Bankers Trust Company, as _____________
dt 1418190
;
Citicorp USA
As referenced in this Pooling and Servicing Agreement:
Citicorp USA, Inc – Series, the date of issuance of such Series of Certificates, as specified in the related Supplement.
"Code" means the Internal Revenue Code of 1986, as amended.
"Collateral Agent" shall mean Citicorp USA, Inc ., as Collateral Agent under the Intercreditor Agreement.
"Collection" shall mean any payment by or on behalf of Obligors received by the Originator, Transferor, Servicer or Trustee in respect of _____________
Citicorp USA, Inc – Retailers (TX) LP, Stage Stores, Inc., the banks, financial institutions and other institutional lenders from time to time party thereto as the Initial Lenders, Issuing Bank and Swing Line Bank, Citicorp USA, Inc . as Collateral Agent, Citicorp USA, Inc., as Administrative Agent and Salomon Smith Barney Inc. as arranger and book manager.
"Cycle" shall mean each billing cycle for each Fiscal Period _____________
Citicorp USA, Inc – the banks, financial institutions and other institutional lenders from time to time party thereto as the Initial Lenders, Issuing Bank and Swing Line Bank, Citicorp USA, Inc. as Collateral Agent, Citicorp USA, Inc ., as Administrative Agent and Salomon Smith Barney Inc. as arranger and book manager.
"Cycle" shall mean each billing cycle for each Fiscal Period for an Account, as determined by _____________
Citicorp USA, Inc – Program Agent, Stage Receivable Funding LP, as Transferor, Specialty Retailers (TX) LP, as Borrower and Servicer, Granite National Bank, N.A., Stage Stores, Inc., Bankers Trust Company, as Trustee and Citicorp USA, Inc ., as Bank Agent, as the same may be amended, restated, supplemented or otherwise modified.
"Investment Company Act" shall mean the Investment Company Act of 1940, as amended from time _____________
Citicorp USA, Inc – Trustee by the Servicer, as such list may from time to time be amended.
"Shared Concentration Account" shall mean Citibank, N.A. account No. 30474928 held in the name of Citicorp USA, Inc ., as Collateral Agent jointly for the benefit of (i) the Administrative Agent for the benefit of the Lender Parties (as such term is defined in the Credit Agreement), and ( _____________
dt 1368324
;
|
Stage Stores
As referenced in this Pooling and Servicing Agreement:
Stage Stores, Inc – such policies and procedures may be amended from time to time.
"Credit Agreement" shall mean that certain Credit Agreement dated as of August 24, 2001 among Specialty Retailers (TX) LP, Stage Stores, Inc ., the banks, financial institutions and other institutional lenders from time to time party thereto as the Initial Lenders, Issuing Bank and Swing Line Bank, Citicorp USA, Inc. as Collateral _____________
Stage Stores, Inc – August 24, 2001 among Citicorp North America, Inc., as Program Agent, Stage Receivable Funding LP, as Transferor, Specialty Retailers (TX) LP, as Borrower and Servicer, Granite National Bank, N.A., Stage Stores, Inc ., Bankers Trust Company, as Trustee and Citicorp USA, Inc., as Bank Agent, as the same may be amended, restated, supplemented or otherwise modified.
"Investment Company Act" shall mean the _____________
Stage Stores, Inc – the Amended and Restated Receivables Transfer Agreement, dated as of August 24, 2001, between SRLP and the Originator, as amended or otherwise modified from time to time.
"Parent" shall mean Stage Stores, Inc , a Nevada corporation.
"Paying Agent" shall mean any paying agent appointed pursuant to Section 6.6 and shall initially be the Trustee.
"Permitted Investments" shall mean, unless otherwise provided _____________
Stage Stores, Inc – joint-stock company, trust, unincorporated organization, limited liability company, governmental entity or other entity of similar nature.
"Plan of Reorganization" shall mean that certain Third Amended Plan of Reorganization of Stage Stores, Inc ., Specialty Retailers, Inc. and Specialty Retailers, Inc. (NV) as Modified, confirmed by order of the Bankruptcy Court on August 8, 2001.
"Pool Factor", as such term is used in _____________
Stage Stores, Inc – If any one of the following events (each, a "Trust Early Amortization Event") shall occur:
the Transferor, the Originator, the Servicer (if an Affiliate of the Originator) the Trust or Stage Stores, Inc . shall consent to the appointment of a conservator or receiver or liquidator in any insolvency, readjustment of debt, marshalling of assets and liabilities or similar proceedings of or relating _____________
dt 1324433
;
Chase Manhattan
As referenced in this Pooling and Servicing Agreement:
Chase Manhattan Bank – 2001.
"Initial Cut off Date" shall mean the close of business of the Transferor on the second Business Day preceding the Initial Closing Date.
"Initial Depository Account" shall mean The Chase Manhattan Bank account No. 001-01777994 established by the Originator for the purpose of collecting payments mailed in by Obligors, as specified in writing by the Transferor to the Trustee; provided, that _____________
dt 1426430
;
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Pooling and Servicing Agreement
Pooling and Servicing Agreement (122K)
Doc #1118348: Click preview link for longer preview.
STAGE RECEIVABLE FUNDING LP Transferor
SPECIALTY RETAILERS (TX) LP Servicer
and
BANKERS TRUST COMPANY Trustee on behalf of the Series 2001-1-VFC Certificateholders
SERIES 2001-1-VFC SUPPLEMENT Dated as of August 24, 2001
to
POOLING AND SERVICING AGREEMENT Dated as of August 24, 2001
up to $200,000,000
STAGE STORES MASTER TRUST SERIES 2001-1-VFC
TABLE OF CONTENTS
Page
SECTION 1. Designation. 1
SECTION 2. Definitions 1
SECTION 3. Servicing Compensation 15
SECTION 4. Variable Funding Mechanics. 15
SECTION 5. Optional Repurchase; Reassignment and Termination Provisions . . .
1118348
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Citibank
As referenced in this Pooling and Servicing Agreement:
Citibank, N.A. – Agreements" means interest rate swap, cap or collar agreements, interest rate future or option contracts, currency swap agreements, currency future or option contracts and other hedging agreements.
"Issuing Bank" means Citibank, N.A. and its permitted successors and assigns under the Credit Agreement.
"Lender Party" means any Lender, the Issuing Bank or the Swing Line Bank.
"Lenders" means the financial institutions from _____________
Citibank, N.A. – or by one or more of such Person's other Subsidiaries.
"Subsidiary Guarantors" means all Subsidiaries of the Parent Guarantor (other than the Securitization Program Subsidiaries.
"Swing Line Bank" means Citibank, N.A. . _____________
dt 1479315
;
Citicorp
As referenced in this Pooling and Servicing Agreement:
Citicorp North America, Inc – by which the sum of the Invested Amount exceeds the Available Principal Collections for such Distribution Date (excluding any portion thereof attributable to Shared Principal Collections).
"Program Agent" shall mean Citicorp North America, Inc ., together with its successors and permitted assigns.
"Purchaser Group" has the meaning specified in the Class A Certificate Purchase Agreement.
"Quarterly Charge-Off Ratio" shall mean, with respect to _____________
dt 1418191
;
Citicorp USA
As referenced in this Pooling and Servicing Agreement:
Citicorp USA, Inc – individual capacity but solely as the Trustee for Stage Stores Master Trust
By:______________________________
Name:
Title:
M&S/31150-132/452246_1
ANNEX A
FINANCIAL COVENANT DEFINITIONS
"Administrative Agent" means Citicorp USA, Inc .
"Agreement Value" means, for each Hedge Agreement, on any date of determination, an amount determined by the Administrative Agent equal to: (a) in the case of a Hedge Agreement _____________
dt 1368325
;
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Stage Stores
As referenced in this Pooling and Servicing Agreement:
Stage Stores, Inc – in respect of any of the foregoing that any Lender Party, in its sole discretion, may elect to pay or advance on behalf of such Loan Party.
"Parent Guarantor" means Stage Stores, Inc ., a Nevada corporation.
"Person" means an individual, partnership, limited partnership, corporation (including a business trust), limited liability company, joint stock company, trust, unincorporated association, joint venture or other entity, _____________
dt 1324434
;
ISDA
As referenced in this Pooling and Servicing Agreement:
International Swap Dealers Association, Inc – Floating Allocation Percentage.
"LIBOR" shall mean for any Interest Period the interest rate per annum equal to "USD-LIBOR-BBA," as defined in the 2000 ISDA Definitions published by the International Swap Dealers Association, Inc ., treating the first day of such Interest Period as the "Reset Date" for purposes of such definition and one month as the "Designated Maturity" for purposes of such definition.
" _____________
dt 1476562
;
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 | 2004 |
Pooling and Servicing Agreement
Pooling and Servicing Agreement (10K)
Doc #1119740: This document is immediately available for purchase, but does not have a preview available for viewing.
1119740
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Servicing Agreement
Servicing Agreement (151K)
Doc #1119760: Click preview link for longer preview.
CHARMING SHOPPES RECEIVABLES CORP.
Seller
SPIRIT OF AMERICA, INC.
Servicer
and
WACHOVIA BANK, NATIONAL ASSOCIATION
Trustee
on behalf of the Series 2004-VFC Certificateholders
----------------------------------
SERIES 2004-VFC SUPPLEMENT
Dated as of . . .
1119760
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Charming Shoppes
As referenced in this Servicing Agreement:
Charming Shoppes, Inc – Transaction Document" for all purposes of the Agreement and this Supplement.
"Change in Control" means, as to Seller, Servicer or Originator, that any
person or group of related persons (excluding Charming Shoppes, Inc . and its
Affiliates) gains beneficial ownership of a majority in voting interest of the
outstanding voting stock of Seller, Servicer or Originator or has caused to be
elected a _____________
.Charming Shoppes, Inc – the Trust under the Pooling
and Servicing Agreement described below.
(Not an interest in or obligation of,
Charming Shoppes Receivables Corp., Spirit of America National Bank,
Spirit of America, Inc.Charming Shoppes, Inc . or any Affiliate thereof.)
This certifies that Barclays Bank PLC, in its capacity as agent for the
Conduit Purchaser and the Liquidity Purchasers (the "Class A Certificateholder")
is the _____________
Charming Shoppes, Inc – the Trust under the Pooling
and Servicing Agreement described below.
(Not an interest in or obligation of,
Charming Shoppes Receivables Corp., Spirit of America National Bank,
Spirit of America, Inc. Charming Shoppes, Inc . or any Affiliate thereof.)
This certifies that Charming Shoppes Receivables Corp., a Delaware
corporation (the "Class B Certificateholder") is the registered owner of the
Undivided Interest in a trust ( _____________
dt 1699376
;
Barclays Bank
As referenced in this Servicing Agreement:
Barclays Bank PLC, – any
Distribution Date, the excess, if any, of (i) the Portfolio Net Yield for the
related Due Period over (ii) the Base Rate for such Distribution Date.
"Administrator" shall mean Barclays Bank PLC, as administrator for the
initial Class A Purchaser.
1
<PAGE>
"Agent" is defined in Section 18.
"Agreement" is defined in the preamble hereto.
"Amortization Period" shall mean, _____________
Barclays Bank PLC, – SECTION 18. Agent as Class A Certificateholder. Notwithstanding anything to
the contrary in this Supplement, the Trust shall issue, and shall cause the
Trustee to authorize and deliver to the Barclays Bank PLC, in its capacity as
agent for the Conduit Purchaser and the Liquidity Providers (in such capacity,
the "Agent") the Class A Certificate issued on the Closing Date. The Agent _____________
Barclays Bank PLC, – Not an interest in or obligation of,
Charming Shoppes Receivables Corp., Spirit of America National Bank,
Spirit of America, Inc.Charming Shoppes, Inc. or any Affiliate thereof.)
This certifies that Barclays Bank PLC, in its capacity as agent for the
Conduit Purchaser and the Liquidity Purchasers (the "Class A Certificateholder")
is the registered owner of the Undivided Interest in a trust (the " _____________
dt 1729029
;
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Wachovia Bank
As referenced in this Servicing Agreement:
WACHOVIA BANK, NA – gt;EX-10
<SEQUENCE>5
<FILENAME>exh10118.txt
<TEXT>
EXHIBIT 10.1.18
CHARMING SHOPPES RECEIVABLES CORP.
Seller
SPIRIT OF AMERICA, INC.
Servicer
and
WACHOVIA BANK, NA TIONAL ASSOCIATION
Trustee
on behalf of the Series 2004-VFC Certificateholders
----------------------------------
SERIES 2004-VFC SUPPLEMENT
Dated as of January 21, 2004
to
SECOND AMENDED AND RESTATED POOLING AND
SERVICING AGREEMENT
_____________
WACHOVIA BANK, NA – as of January 21, 2004 (this
"Supplement"), by and among CHARMING SHOPPES RECEIVABLES CORP., a Delaware
corporation, as Seller (the "Seller"), SPIRIT OF AMERICA, INC., as Servicer (the
"Servicer"), and WACHOVIA BANK, NA TIONAL ASSOCIATION, as Trustee (the "Trustee")
under the Second Amended and Restated Pooling and Servicing Agreement dated as
of November 25, 1997 and amended as of July 22, 1999 and _____________
WACHOVIA BANK, NA – executed by their respective officers
as of the day and year first above written.
CHARMING SHOPPES RECEIVABLES CORP.,
Seller
By:
------------------------------------------------
Name:
----------------------------------------------
Title:
---------------------------------------------
SPIRIT OF AMERICA, INC.
Servicer
By:
------------------------------------------------
Name:
----------------------------------------------
Title:
---------------------------------------------
WACHOVIA BANK, NA TIONAL
ASSOCIATION, not in its individual
capacity but solely as the Trustee
for CHARMING SHOPPES MASTER TRUST
By:
------------------------------------------------
Name:
----------------------------------------------
Title:
---------------------------------------------
37
<PAGE>
EXHIBIT A-1
FORM OF CLASS _____________
Wachovia Bank, Na – amended or
otherwise modified from time to time, the "Series 2004-VFC Supplement"), each by
and among Charming Shoppes Receivables Corp., as Seller, Spirit of America,
Inc., as Servicer, and Wachovia Bank, Na tional Association, as Trustee (the
"Trustee"). To the extent not defined
38
<PAGE>
herein, capitalized terms used herein have the meanings assigned in the Pooling
and Servicing Agreement _____________
WACHOVIA BANK, NA – to:
By:
-----------------------------------------
Assistant Secretary
Date: January 21, 2004
40
<PAGE>
CERTIFICATE OF AUTHENTICATION
This is one of the Class A Certificates referred to in the within-mentioned
Agreement.
WACHOVIA BANK, NA TIONAL ASSOCIATION
Trustee
By:
-------------------------------------------
Authorized Officer
CLASS A INCREMENTAL FUNDINGS AND REPAYMENTS
Class A
Incremental Principal Outstanding Maximum Class A
Funded Amount Amount Repaid Principal Balance Funded Amount
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41
< _____________
dt 1718230
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Servicing Agreement
Servicing Agreement (162K)
Doc #1119901: Click preview link for longer preview.
CHARMING SHOPPES RECEIVABLES CORP.
Seller
SPIRIT OF AMERICA, INC.
Servicer
and
FIRST UNION NATIONAL BANK
Trustee
on behalf of the Series 2000-VFC Certificateholders
SERIES 2000-VFC SUPPLEMENT
Dated as of November 9, 2000
to
SECOND AMENDED AND RESTATED POOLING AND
SERVICING . . .
1119901
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Charming Shoppes
As referenced in this Servicing Agreement:
Charming Shoppes, Inc – the Trust under the Pooling and Servicing Agreement
described below.
(Not an interest in or obligation of,
Charming Shoppes Receivables Corp., Spirit of America National
Bank, Spirit of America, Inc.
Charming Shoppes, Inc . or any Affiliate thereof.)
This certifies that ING Baring (U.S.) Capital Markets
LLC, in its capacity as agent for the Conduit Purchaser and the
Liquidity Purchasers(the "Class _____________
Charming Shoppes, Inc – the Trust under the Pooling and Servicing Agreement
described below.
(Not an interest in or obligation of,
Charming Shoppes Receivables Corp., Spirit of America National
Bank, Spirit of America, Inc.
Charming Shoppes, Inc . or any Affiliate thereof.)
This certifies that Charming Shoppes Receivables Corp.,
a Delaware corporation (the "Class B Certificateholder") is the
registered owner of the Undivided Interest in a trust ( _____________
dt 1699379
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 | 2002 |
Transfer and Servicing Agreement
Transfer and Servicing Agreement (233K)
Doc #1296280: Click preview link for longer preview.
NORDSTROM PRIVATE LABEL RECEIVABLES LLC,
Transferor,
NORDSTROM FSB,
Servicer,
WELLS FARGO BANK MINNESOTA, NATIONAL ASSOCIATION
and
NORDSTROM PRIVATE LABEL CREDIT CARD MASTER NOTE TRUST,
Issuer
--------------------------------
TRANSFER AND SERVICING AGREEMENT
----- . . .
1296280
|
Nordstrom
As referenced in this Transfer and Servicing Agreement:
Nordstrom Inc – 10, (b) reassigned to the
Transferor pursuant to Section 2.05 or (c) assigned and transferred to the
Servicer pursuant to Section 3.03.
"Account Originator" means Nordstrom fsb or Nordstrom Inc ., or, upon
satisfaction of the Rating Agency Condition, any other entity which is the
issuer of the credit card relating to an Account pursuant to a Credit Card
Agreement.
" _____________
Nordstrom Inc – computer files as having been declared bankrupt;
(h) is a private label revolving credit card account or business
charge account that may be used to purchase goods and services in
Nordstrom Inc . and its retail subsidiaries' stores, catalogs and internet
sites and for cash advances at automatic teller machines;
(i) was created in accordance with the Credit Card Guidelines of
the _____________
Nordstrom Inc – in the Trust, (C) are Starter Accounts to be more than 3%
of the total amount of the Receivables in the Trust and (D) have Obligors
that are employees of Nordstrom Inc . or any of its affiliates to be more
than 5% of the total amount Receivables in the Trust; and
(l) which constitutes an "account" under and as defined in _____________
Nordstrom Inc – Receivables in the Trust,
(C) are Starter Accounts is less than 3% of the total amount of the
Receivables in the Trust and (D) have Obligors that are employees of
Nordstrom Inc . or any of its affiliates is less 5% of the total amount
Receivables in the Trust; .
(b) Notice of Breach. The representations and warranties set forth in
Section 2. _____________
Nordstrom, Inc – requirement) setting forth, as
of the last day of the related Monthly Period, the number of Accounts which were
Starter Accounts, business charge accounts, with Obligors that are employees of
Nordstrom, Inc . or any of its Affiliates and had addresses located in Canada,
the territories or possessions of the United States, or which were military
addresses not located in the United _____________
dt 1390368
;
|
Wells Fargo Bank
As referenced in this Transfer and Servicing Agreement:
WELLS FARGO BANK MINNESOTA, NA – gt;v80824ex10-22.txt
<DESCRIPTION>EXHIBIT 10.22
<TEXT>
<PAGE>
EXHIBIT 10.22
EXECUTION COPY
================================================================================
NORDSTROM PRIVATE LABEL RECEIVABLES LLC,
Transferor,
NORDSTROM FSB,
Servicer,
WELLS FARGO BANK MINNESOTA, NA TIONAL ASSOCIATION
and
NORDSTROM PRIVATE LABEL CREDIT CARD MASTER NOTE TRUST,
Issuer
--------------------------------
TRANSFER AND SERVICING AGREEMENT
--------------------------------
Dated as of October 1, 2001
================================================================================
<PAGE>
TABLE OF CONTENTS
<TABLE& _____________
Wells Fargo Bank
Minnesota, Na – Label Receivables LLC, a Delaware limited liability company,
as transferor and Nordstrom fsb as Servicer, Nordstrom Private Label Credit Card
Master Note Trust, a Delaware business trust, as Issuer and Wells Fargo Bank
Minnesota, Na tional Association, a national banking association, as Indenture
Trustee.
In consideration of the mutual agreements herein contained, each party
agrees as follows for the benefit of the other parties, the _____________
Wells Fargo Bank Minnesota, Na – supplemented or otherwise modified from time to time.
"Indenture Collateral" has the meaning specified in Section 2.01.
"Indenture Supplement" has the meaning specified in the Indenture.
"Indenture Trustee" means Wells Fargo Bank Minnesota, Na tional
Association, and its successors, in its capacity as trustee under the Indenture,
its successors in interest and any successor indenture trustee under the
Indenture.
"Ineligible Receivables" has the meaning _____________
Wells
Fargo Bank Minnesota, Na – the terms and provisions hereof, and all references in this
Agreement to the Servicer shall be deemed to refer to the Successor Servicer.
Notwithstanding the foregoing obligations, the Successor Servicer, Wells
Fargo Bank Minnesota, Na tional Association, its successors or assigns, shall
have (i) no liability with respect to any obligation which was required to be
performed by the terminated Servicer prior to the date _____________
Wells Fargo Bank Minnesota, Na – into such customary licensing and
confidentiality agreements as the Servicer shall deem necessary to protect its
interests.
(e) Notwithstanding anything contained in the Transfer and Servicing
Agreement to the contrary, Wells Fargo Bank Minnesota, Na tional Association, as
Successor Servicer, is authorized to accept and rely on all of the accounting
records (including computer records) and work of the prior Servicer relating to
the Receivables ( _____________
dt 1527253
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Property Management and Servicing Agreement
Property Management and Servicing Agreement (346K)
Doc #1556206: Click preview link for longer preview.
SPIRIT MASTER FUNDING, LLC
as Issuer
and
SPIRIT FINANCE CORPORATION as Property Manager and Special Servicer
and
MIDLAND LOAN SERVICES, INC. as Back-Up Manager
PROPERTY MANAGEMENT AND SERVICING AGREEMENT
Dated as of July26, 2005
Net-Lease Mortgage Notes
1556206
|
AMC
As referenced in this Property Management and Servicing Agreement:
AMC Entertainment, Inc – Sebring
FL
33872
P0000167
Barnhills Buffet, Inc.
Barnhills Buffet
100 Live Oaks Boulevard
Casselberry
FL
32707
P0000172
Hastings Entertainment, Inc.
Hastings
726 10th Avenue South
Great Falls
MT
59401
P0000177
AMC Entertainment, Inc .
AMC Theatre
2515 E. Camelback Road
Phoenix
AZ
85016
P0000178
Pike Holding Plane Nursery LLC
Pike Plane Nursery
5795 State Bridge Road
Alpharetta
GA
30022
P0000179
Pike Holding Plane _____________
dt 1503519
;
Carmike Cinemas
As referenced in this Property Management and Servicing Agreement: < |