Browse > Home / IndustryIntelligence / Retail / Department / Misc. Securities Agreements

Department & Discount

Misc. Securities Agreements

Page 1 of 21 2

$33	Preview Full Doc	2002	Pricing Agreement Pricing Agreement (6K) Doc #125198: Click preview link for longer preview. SEARS CREDIT ACCOUNT MASTER TRUST II MASTER TRUST CERTIFICATES PRICING AGREEMENT CLASS B Dated: November 22, 2002 To: SRFG, Inc. (the "Company") as Seller under the Pooling and Servicing Agreement dated as of July 31, 1994, as amended. Re: Underwriting Agreement dated November 22, 2002 (the "Agreement") (a copy of which is attached hereto). Title: Sears Credit Account Master Trust II, $62,500,000, Floating Rate Class B Master Trust Certificates, Series 2002-5. Aggregate Initial Principal Amount of Certificates: $62,500,000 Class B Master Trust Certificates, Series 2002-5 Class B Expected Principal Payment Date: December 2005 Distribution Date Series and Class Designation of Designated Securities: 125198	Sears, Roebuck Sears, Roebuck & Co. ( Department & Discount ) ; Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Pricing Agreement: Banc One Capital Markets, – President and Treasurer SCHEDULE 1 Underwriter Principal Amount of Class B Certificates to be Purchased Deutsche Bank Securities Inc. Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Wachovia Securities Inc. Total: $37,500,000 12, _____________ dt 100621 ; Barclays Capital Barclays Capital Inc. ( Financial ) As referenced in this Pricing Agreement: Barclays Capital – Underwriter Principal Amount of Class B Certificates to be Purchased Deutsche Bank Securities Inc. Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Wachovia Securities Inc. Total: $37,500,000 12,500,000 2,500, _____________ dt 143436 ;	Deutsche Bank Deutsche Bank Securities Inc. ( Financial ) As referenced in this Pricing Agreement: Deutsche Bank Securities Inc – Time, on December 3, 2002 or at such other time as may be agreed upon in writing. Addresses of the Underwriters for notices: Deutsche Bank Securities Inc . 31 West 52nd Street New York, New York 10019 Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 Additional Agreements: ( _____________ DEUTSCHE BANK SECURITIES INC – a part hereof, to purchase the principal amount of the Designated Securities set forth opposite their names in Schedule 1. Very truly yours, DEUTSCHE BANK SECURITIES INC . By: /s/ Christopher D. Davis Name: Christopher D. Davis Title: Director By: /s/ Jay E. Steiner Name: Jay E. Steiner Title: Vice _____________ Deutsche Bank Securities Inc – R. Raymond Name: Larry R. Raymond Title: Vice President and Treasurer SCHEDULE 1 Underwriter Principal Amount of Class B Certificates to be Purchased Deutsche Bank Securities Inc . Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. _____________ dt 98508 ; Salomon Salomon Smith Barney Inc. ( Financial ) As referenced in this Pricing Agreement: Salomon Smith Barney – Purchased Deutsche Bank Securities Inc. Morgan Stanley & Co. Incorporated Banc One Capital Markets, Inc. Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Salomon Smith Barney Inc. Wachovia Securities Inc. Total: $37,500,000 12,500,000 2,500,000 2,500,000 2,500,000 2,500,000 _____________ dt 87325 ; More...
$38	Preview Full Doc	2004	Pricing Agreement Pricing Agreement (13K) Doc #235952: Click preview link for longer preview. PRICING AGREEMENT March 8, 2004 Goldman, Sachs & Co. Lehman Brothers Inc. Credit Suisse First Boston LLC c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the ï¿½Companyï¿½), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, 2003, (the ï¿½Underwriting Agreementï¿½), between the Company, on the one hand, and you, as parties deemed to be a signatory to the Underwriting Agreement with respect to the . . . 235952	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – Co. Lehman Brothers Inc. Credit Suisse First Boston LLC c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the Company), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, _____________ WAL-MART STORES, INC – the Underwriting Agreement incorporated herein by reference, shall constitute a binding agreement between each of the Underwriters and the Company. Very truly yours, WAL-MART STORES, INC . By: /s/ Joseph J. Fitzsimmons Name: Joseph J. Fitzsimmons Title: Senior Vice President-Finance and Treasurer 2 Accepted as of the date _____________ dt 278205 ; CSFB LLC Credit Suisse First Boston LLC ( Financial ) As referenced in this Pricing Agreement: Credit Suisse First Boston LLC – AGREEMENT EX-1.A 3 dex1a.htm PRICING AGREEMENT Exhibit 1(a) PRICING AGREEMENT March 8, 2004 Goldman, Sachs & Co. Lehman Brothers Inc. Credit Suisse First Boston LLC c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the _____________ CREDIT SUISSE FIRST BOSTON LLC – hereof: /s/ Goldman, Sachs & Co. (Goldman, Sachs & Co.) LEHMAN BROTHERS INC. By: /s/ Allen B. Cutler Name: Allen B. Cutler Title: Managing Director CREDIT SUISSE FIRST BOSTON LLC By: /s/ Joseph D. Fashano Name: Joseph D. Fashano Title: Director 3 SCHEDULE I Underwriter Principal Amount of Notes to be Purchased _____________ Credit Suisse First Boston LLC – Name: Joseph D. Fashano Title: Director 3 SCHEDULE I Underwriter Principal Amount of Notes to be Purchased Goldman, Sachs & Co. $ 250,000,000 Credit Suisse First Boston LLC $ 250,000,000 Lehman Brothers Inc. $ 250,000,000 TOTAL $ 750,000,000 Schedule I SCHEDULE II TITLE OF DESIGNATED SECURITIES: 4. _____________ Credit Suisse First Boston LLC – 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Credit Suisse First Boston LLC 11 Madison Avenue New York, NY 10010 Lehman Brothers Inc. 745 Seventh Avenue New York, NY 10019 Schedule II-2 ADDRESSES FOR _____________ Credit Suisse First Boston LLC – Schedule II-2 ADDRESSES FOR NOTICES: Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Attention: Registration Department Fax: (212) 902-9020 Credit Suisse First Boston LLC 11 Madison Avenue New York, NY 10010 Attention: Transaction Advisory Group Fax: (212) 325-4296 Lehman Brothers Inc. 745 Seventh Avenue New _____________ dt 99094 ;	Lehman Brothers Lehman Brothers Inc. ( Financial ) As referenced in this Pricing Agreement: Lehman Brothers Inc – PRICING AGREEMENT EX-1.A 3 dex1a.htm PRICING AGREEMENT Exhibit 1(a) PRICING AGREEMENT March 8, 2004 Goldman, Sachs & Co. Lehman Brothers Inc . Credit Suisse First Boston LLC c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Dear Sirs: WAL-MART STORES, _____________ LEHMAN BROTHERS INC – J. Fitzsimmons Title: Senior Vice President-Finance and Treasurer 2 Accepted as of the date hereof: /s/ Goldman, Sachs & Co. (Goldman, Sachs & Co.) LEHMAN BROTHERS INC . By: /s/ Allen B. Cutler Name: Allen B. Cutler Title: Managing Director CREDIT SUISSE FIRST BOSTON LLC By: /s/ Joseph D. Fashano _____________ Lehman Brothers Inc – I Underwriter Principal Amount of Notes to be Purchased Goldman, Sachs & Co. $ 250,000,000 Credit Suisse First Boston LLC $ 250,000,000 Lehman Brothers Inc . $ 250,000,000 TOTAL $ 750,000,000 Schedule I SCHEDULE II TITLE OF DESIGNATED SECURITIES: 4.125% Notes Due 2011 (the Notes). _____________ Lehman Brothers Inc – REPRESENTATIVES: Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Credit Suisse First Boston LLC 11 Madison Avenue New York, NY 10010 Lehman Brothers Inc . 745 Seventh Avenue New York, NY 10019 Schedule II-2 ADDRESSES FOR NOTICES: Goldman, Sachs & Co. 85 Broad Street New York, NY _____________ Lehman Brothers Inc – 212) 902-9020 Credit Suisse First Boston LLC 11 Madison Avenue New York, NY 10010 Attention: Transaction Advisory Group Fax: (212) 325-4296 Lehman Brothers Inc . 745 Seventh Avenue New York, NY 10019 Attention: Debt Capital Markets Consumer Retail Group (with a copy to the General Counsel at _____________ dt 105132 ; Simpson Thacher Simpson Thacher & Bartlett ( Legal ) As referenced in this Pricing Agreement: Simpson Thacher – DELIVERY: 9:30 a.m. (New York City time) on March 15, 2004. CLOSING LOCATION: Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF dt 62371
$41	Preview Full Doc	2003	Pricing Agreement Pricing Agreement (12K) Doc #235966: Click preview link for longer preview. PRICING AGREEMENT September 25, 2003 J.P. Morgan Securities Inc. Credit Suisse First Boston LLC As Representatives of the several Underwriters named in Schedule I hereto c/o J.P. Morgan Securities Inc. 270 Park Avenue New York, NY 10017 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the ï¿½Companyï¿½), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, . . . 235966	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – several Underwriters named in Schedule I hereto c/o J.P. Morgan Securities Inc. 270 Park Avenue New York, NY 10017 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the Company), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, _____________ WAL-MART STORES, INC – the Underwriting Agreement incorporated herein by reference, shall constitute a binding agreement between each of the Underwriters and the Company. Very truly yours, WAL-MART STORES, INC . By: /s/ J.J. FITZSIMMONS Name: J.J. Fitzsimmons Title: Senior Vice President-Finance and Treasurer 2 Accepted as of the date _____________ dt 278216 ; BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Pricing Agreement: Banc of America Securities – Citigroup Global Markets Inc. $ 80,000,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated $ 80,000,000 Morgan Stanley & Co. Incorporated $ 80,000,000 Banc of America Securities LLC. $ 30,000,000 Barclays Capital Inc. $ 30,000,000 Fleet Securities, Inc. $ 30,000,000 Mizuho International plc. $ 30,000,000 TD _____________ dt 94055 ; Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Pricing Agreement: Banc One Capital Markets, – Principal Amount of Notes to be Purchased J.P. Morgan Securities Inc. $ 200,000,000 Credit Suisse First Boston LLC. $ 200,000,000 Banc One Capital Markets, Inc. $ 80,000,000 Citigroup Global Markets Inc. $ 80,000,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated $ 80,000,000 Morgan Stanley & _____________ dt 100737 ;	Barclays Capital Barclays Capital Inc. ( Financial ) As referenced in this Pricing Agreement: Barclays Capital – Lynch, Pierce, Fenner & Smith Incorporated $ 80,000,000 Morgan Stanley & Co. Incorporated $ 80,000,000 Banc of America Securities LLC. $ 30,000,000 Barclays Capital Inc. $ 30,000,000 Fleet Securities, Inc. $ 30,000,000 Mizuho International plc. $ 30,000,000 TD Securities (USA) Inc. $ 30,000,000 _____________ dt 143485 ; Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Pricing Agreement: Citigroup Global Markets – P. Morgan Securities Inc. $ 200,000,000 Credit Suisse First Boston LLC. $ 200,000,000 Banc One Capital Markets, Inc. $ 80,000,000 Citigroup Global Markets Inc. $ 80,000,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated $ 80,000,000 Morgan Stanley & Co. Incorporated $ 80,000,000 Banc of America _____________ dt 107777 ; More...
$37	Preview Full Doc	2003	Pricing Agreement Pricing Agreement (13K) Doc #235985: Click preview link for longer preview. PRICING AGREEMENT April 22, 2003 Lehman Brothers Inc. Deutsche Bank Securities Inc. Goldman, Sachs & Co. As Representatives of the several Underwriters named in Schedule I hereto c/o Lehman Brothers Inc. 745 Seventh Avenue New York, NY 10019 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the ï¿½Companyï¿½), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, 2003, (the ï¿½Underwriting Agreementï¿½), between the Company, on the one hand, and you as to the . . . 235985	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – of the several Underwriters named in Schedule I hereto c/o Lehman Brothers Inc. 745 Seventh Avenue New York, NY 10019 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the Company), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, _____________ WAL-MART STORES, INC – the Underwriting Agreement incorporated herein by reference, shall constitute a binding agreement between each of the Underwriters and the Company. Very truly yours, WAL-MART STORES, INC . By: /s/ Rick W. Brazile Name: Rick W. Brazile Title: Vice President of Planning and Analysis 2 Accepted as of the date _____________ dt 278226 ; BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Pricing Agreement: Banc of America Securities – 000 Banc One Capital Markets, Inc. $ 90,000,000 J.P. Morgan Securities Inc. $ 90,000,000 Wachovia Securities, Inc. $ 90,000,000 Banc of America Securities LLC $ 45,000,000 Barclays Capital Inc $ 45,000,000 Citigroup Global Markets Inc $ 45,000,000 Credit Suisse First Boston LLC $ 45, _____________ dt 94056 ; Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Pricing Agreement: Banc One Capital Markets, – Notes to be Purchased Lehman Brothers Inc $ 300,000,000 Deutsche Bank Securities Inc $ 300,000,000 Goldman, Sachs & Co $ 300,000,000 Banc One Capital Markets, Inc. $ 90,000,000 J.P. Morgan Securities Inc. $ 90,000,000 Wachovia Securities, Inc. $ 90,000,000 Banc of America Securities _____________ dt 100738 ;	Barclays Capital Barclays Capital Inc. ( Financial ) As referenced in this Pricing Agreement: Barclays Capital – 000 J.P. Morgan Securities Inc. $ 90,000,000 Wachovia Securities, Inc. $ 90,000,000 Banc of America Securities LLC $ 45,000,000 Barclays Capital Inc $ 45,000,000 Citigroup Global Markets Inc $ 45,000,000 Credit Suisse First Boston LLC $ 45,000,000 Fleet Securities, Inc $ 45, _____________ dt 143486 ; Citigroup Global Citigroup Global Markets Inc. ( Financial ) As referenced in this Pricing Agreement: Citigroup Global Markets – 90,000,000 Wachovia Securities, Inc. $ 90,000,000 Banc of America Securities LLC $ 45,000,000 Barclays Capital Inc $ 45,000,000 Citigroup Global Markets Inc $ 45,000,000 Credit Suisse First Boston LLC $ 45,000,000 Fleet Securities, Inc $ 45,000,000 Merrill Lynch, Pierce, Fenner & Smith _____________ dt 107778 ; More...
$32	Preview Full Doc	2003	Pricing Agreement Pricing Agreement (10K) Doc #236000: Click preview link for longer preview. PRICING AGREEMENT February 18, 2003 Morgan Stanley & Co. Incorporated 1585 Broadway New York, NY 10036 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the ï¿½Companyï¿½), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, 2003, (the ï¿½Underwriting Agreementï¿½), between the Company, on the one hand, and you, on the other hand, to issue and sell to you (the ï¿½Underwriterï¿½) the Securities specified in Schedule II hereto (the ï¿½Designated Securitiesï¿½). Each of the . . . 236000	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – htm PRICING AGREEMENT Exhibit 1(a) PRICING AGREEMENT February 18, 2003 Morgan Stanley & Co. Incorporated 1585 Broadway New York, NY 10036 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the Company), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated February 18, _____________ WAL-MART STORES, INC – provisions of the Underwriting Agreement incorporated herein by reference, shall constitute a binding agreement between the Underwriter and the Company. Very truly yours, WAL-MART STORES, INC . By: /s/ Rick W. Brazile Name: Rick W. Brazile Title: Vice President of Planning and Analysis Accepted as of the date hereof: _____________ dt 278232 ; Morgan Stanley Morgan Stanley & Co. Inc. ( Financial ) ;	Simpson Thacher Simpson Thacher & Bartlett ( Legal ) As referenced in this Pricing Agreement: Simpson Thacher – DELIVERY: 9:30 a.m. (New York City time) on February 21, 2003. CLOSING LOCATION: Simpson Thacher & Bartlett 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESS OF UNDERWRITER: dt 62379
$43	Preview Full Doc	2002	Pricing Agreement Pricing Agreement (18K) Doc #236032: Click preview link for longer preview. PRICING AGREEMENT September 17, 2002 Goldman, Sachs & Co. J.P. Morgan Securities Inc. Lehman Brothers Inc. As Representatives of the several Underwriters named in Schedule I hereto c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, 2001, (the "Underwriting . . . 236032	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – of the several Underwriters named in Schedule I hereto c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, _____________ WAL-MART STORES, INC – shall constitute a binding agreement between each of the Underwriters and the Company and the Finance Subsidiaries (as defined below). Very truly yours, WAL-MART STORES, INC . By: /s/ Rick W. Brazile --------------------------------- Name: Rick W. Brazile Title: Vice President - Planning and Analysis Acknowledged and agreed as of the date _____________ Wal-Mart Stores, Inc – Wal-Mart Cayman (Euro) Finance Co., Wal-Mart Cayman (Canadian) Finance Co., Wal-Mart Cayman (Sterling) Finance Co. (the "Finance Subsidiaries"), as Issuers, Wal-Mart Stores, Inc ., as Guarantor, and Bank One Trust Company, NA, as Trustee. MATURITY: July 12, 2007. INTEREST RATE: 4.375% from and including July _____________ dt 278248 ; BofA Securities Banc of America Securities LLC ( Financial ) As referenced in this Pricing Agreement: Banc of America Securities – to be Purchased ----------------- Goldman, Sachs & Co. ...................................... $83,334,000 J.P. Morgan Securities Inc. ............................... $83,333,000 Lehman Brothers Inc. ...................................... $83,333,000 Banc of America Securities LLC ............................ $50,000,000 Barclays Bank PLC ......................................... $50,000,000 Fleet Securities, Inc. .................................... $50,000,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated ........ $50, _____________ dt 94057 ; Fleet Securities Fleet Securities, Inc. ( Financial ) As referenced in this Pricing Agreement: Fleet Securities, – 83,333,000 Lehman Brothers Inc. ...................................... $83,333,000 Banc of America Securities LLC ............................ $50,000,000 Barclays Bank PLC ......................................... $50,000,000 Fleet Securities, Inc. .................................... $50,000,000 Merrill Lynch, Pierce, Fenner & Smith Incorporated ........ $50,000,000 TD Securities (USA) Inc. .................................. $50,000,000 ----------------- TOTAL .......................... $500, _____________ dt 112033 ;	Goldman, Sachs Goldman, Sachs & Co. ( Investment Services ) As referenced in this Pricing Agreement: Goldman, Sachs – dex1a.txt {DESCRIPTION}PRICING AGREEMENT {TEXT} {PAGE} Exhibit 1(a) PRICING AGREEMENT September 17, 2002 Goldman, Sachs & Co. J.P. Morgan Securities Inc. Lehman Brothers Inc. As Representatives of the several Goldman, Sachs – Brothers Inc. As Representatives of the several Underwriters named in Schedule I hereto c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 Dear Sirs: WAL-MART STORES, INC., Goldman, Sachs – W. Brazile Title: Vice President - Planning and Analysis Accepted as of the date hereof: /s/ Goldman, Sachs & Co. ----------------------------------------------------- (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. {PAGE} By: /s/ Carl J. (Goldman, Sachs – Vice President - Planning and Analysis Accepted as of the date hereof: /s/ Goldman, Sachs & Co. ----------------------------------------------------- (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. {PAGE} By: /s/ Carl J. Mehldau Jr. ------------------------------------------------ Name: Goldman, Sachs – Representatives of the several {PAGE} SCHEDULE I Underwriter Principal Amount of Notes to be Purchased ----------------- Goldman, Sachs & Co. ...................................... $83,334,000 J.P. Morgan Securities Inc. ............................... $83,333,000 Lehman Brothers dt 44837 ; J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Pricing Agreement: J.P. Morgan Securities – 1.A {SEQUENCE}3 {FILENAME}dex1a.txt {DESCRIPTION}PRICING AGREEMENT {TEXT} {PAGE} Exhibit 1(a) PRICING AGREEMENT September 17, 2002 Goldman, Sachs & Co. J.P. Morgan Securities Inc. Lehman Brothers Inc. As Representatives of the several Underwriters named in Schedule I hereto c/o Goldman, Sachs & Co. 85 Broad Street _____________ J.P. MORGAN SECURITIES – Name: Rick W. Brazile Title: Vice President - Planning and Analysis Accepted as of the date hereof: /s/ Goldman, Sachs & Co. ----------------------------------------------------- (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. {PAGE} By: /s/ Carl J. Mehldau Jr. ------------------------------------------------ Name: Carl J. Mehldau Jr. Title: Vice President LEHMAN BROTHERS INC. By: /s/ Allen B. _____________ J.P. Morgan Securities – and as Representatives of the several {PAGE} SCHEDULE I Underwriter Principal Amount of Notes to be Purchased ----------------- Goldman, Sachs & Co. ...................................... $83,334,000 J.P. Morgan Securities Inc. ............................... $83,333,000 Lehman Brothers Inc. ...................................... $83,333,000 Banc of America Securities LLC ............................ $50,000,000 Barclays Bank PLC ......................................... $50,000, _____________ J.P. Morgan Securities – Thacher & Bartlett 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: {TABLE} {CAPTION} {S} {C} {C} Goldman, Sachs & Co. J.P. Morgan Securities Inc. Lehman Brothers Inc. 85 Broad Street 270 Park Avenue 745 Seventh Avenue New York, NY 10004 New York, New York 10017 New _____________ J.P. Morgan Securities – York, New York 10017 New York, NY 10019 {/TABLE} ADDRESSES FOR NOTICES: {TABLE} {CAPTION} {S} {C} {C} Lehman Brothers Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. 745 Seventh Avenue 85 Broad Street 270 Park Avenue New York, NY 10019 New York, NY 10004 New York, NY 10017 Attention: _____________ dt 98384 ; More...
$33	Preview Full Doc	2002	Pricing Agreement Pricing Agreement (17K) Doc #236042: Click preview link for longer preview. PRICING AGREEMENT July 9, 2002 Lehman Brothers Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. As Representatives of the several Underwriters named in Schedule I hereto c/o Lehman Brothers Inc. 745 Seventh Avenue New York, NY 10019 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, 2001, (the "Underwriting . . . 236042	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – of the several Underwriters named in Schedule I hereto c/o Lehman Brothers Inc. 745 Seventh Avenue New York, NY 10019 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, _____________ WAL-MART STORES, INC – shall constitute a binding agreement between each of the Underwriters and the Company and the Finance Subsidiaries (as defined below). Very truly yours, WAL-MART STORES, INC . By: /s/ Joseph J. Fitzsimmons -------------------------------------------- Name: Joseph J. Fitzsimmons Title: Senior Vice President of Finance and Treasurer Acknowledged and agreed as of _____________ Wal-Mart Stores, Inc – Wal-Mart Cayman (Euro) Finance Co., Wal-Mart Cayman (Canadian) Finance Co., Wal-Mart Cayman (Sterling) Finance Co. (the "Finance Subsidiaries"), as Issuers, Wal-Mart Stores, Inc ., as Guarantor, and Bank One Trust Company, NA, as Trustee. MATURITY: July 12, 2007. INTEREST RATE: 4.375% from and including July _____________ dt 278255 ; Banc One Capital Banc One Capital Markets, Inc. ( Financial ) As referenced in this Pricing Agreement: Banc One Capital Markets, – to be Purchased --------- Lehman Brothers Inc ...................................... $ 200,000,000 Goldman, Sachs & Co ...................................... $ 200,000,000 J.P. Morgan Securities Inc. .............................. $ 200,000,000 Banc One Capital Markets, Inc. ........................... $ 90,000,000 Wachovia Securities, Inc. ................................ $ 90,000,000 Deutsche Bank Securities, Inc. ........................... $ 80,000,000 Morgan Stanley & Co. Incorporated ........................ $ 40, _____________ dt 100739 ; Deutsche Bank Deutsche Bank Securities Inc. ( Financial ) As referenced in this Pricing Agreement: Deutsche Bank Securities, Inc – 000 J.P. Morgan Securities Inc. .............................. $ 200,000,000 Banc One Capital Markets, Inc. ........................... $ 90,000,000 Wachovia Securities, Inc. ................................ $ 90,000,000 Deutsche Bank Securities, Inc . ........................... $ 80,000,000 Morgan Stanley & Co. Incorporated ........................ $ 40,000,000 Credit Suisse First Boston Corporation ................... $ 40,000,000 Salomon Smith Barney Inc. ................................ $ _____________ dt 702929 ;	Goldman, Sachs Goldman, Sachs & Co. ( Investment Services ) As referenced in this Pricing Agreement: Goldman, Sachs – PRICING AGREEMENT {TEXT} {PAGE} Exhibit 1(b) PRICING AGREEMENT July 9, 2002 Lehman Brothers Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. As Representatives of the several Underwriters named in Goldman, Sachs – BROTHERS INC. By: /s/ Allen B. Cutler --------------------------------------------------- Name: Allen B. Cutler Title: Managing Director /s/ Goldman, Sachs & Co. ------------------------------------------------------ (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. By: /s/ Rod Aronson --------------------------------------------------- Name: (Goldman, Sachs – s/ Allen B. Cutler --------------------------------------------------- Name: Allen B. Cutler Title: Managing Director /s/ Goldman, Sachs & Co. ------------------------------------------------------ (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. By: /s/ Rod Aronson --------------------------------------------------- Name: Rod Aronson Title: Goldman, Sachs – I Underwriter Principal Amount of ----------- Notes to be Purchased --------- Lehman Brothers Inc ...................................... $ 200,000,000 Goldman, Sachs & Co ...................................... $ 200,000,000 J.P. Morgan Securities Inc. .............................. $ 200,000,000 Banc One Goldman, Sachs – Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: Lehman Brothers Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. 745 Seventh Avenue 85 Broad Street 270 Park dt 44843 ; J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Pricing Agreement: J.P. Morgan Securities – 4 {FILENAME}dex1b.txt {DESCRIPTION}PRICING AGREEMENT {TEXT} {PAGE} Exhibit 1(b) PRICING AGREEMENT July 9, 2002 Lehman Brothers Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. As Representatives of the several Underwriters named in Schedule I hereto c/o Lehman Brothers Inc. 745 Seventh Avenue New York, NY _____________ J.P. MORGAN SECURITIES – hereof: LEHMAN BROTHERS INC. By: /s/ Allen B. Cutler --------------------------------------------------- Name: Allen B. Cutler Title: Managing Director /s/ Goldman, Sachs & Co. ------------------------------------------------------ (Goldman, Sachs & Co.) J.P. MORGAN SECURITIES INC. By: /s/ Rod Aronson --------------------------------------------------- Name: Rod Aronson Title: Vice President For themselves and as Representatives of the several Underwriters named in Schedule _____________ J.P. Morgan Securities – PAGE} SCHEDULE I Underwriter Principal Amount of ----------- Notes to be Purchased --------- Lehman Brothers Inc ...................................... $ 200,000,000 Goldman, Sachs & Co ...................................... $ 200,000,000 J.P. Morgan Securities Inc. .............................. $ 200,000,000 Banc One Capital Markets, Inc. ........................... $ 90,000,000 Wachovia Securities, Inc. ................................ $ 90,000,000 Deutsche Bank Securities, Inc. ........................... $ 80, _____________ J.P. Morgan Securities – LOCATION: Simpson Thacher & Bartlett 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: Lehman Brothers Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. 745 Seventh Avenue 85 Broad Street 270 Park Avenue New York, NY 10019 New York, NY 10004 New York, New York 10017 _____________ J.P. Morgan Securities – New York, New York 10017 Schedule II - Page 2 {PAGE} ADDRESSES FOR NOTICES: {TABLE} {S} {C} {C} Lehman Brothers Inc. Goldman, Sachs & Co. J.P. Morgan Securities Inc. 745 Seventh Avenue 85 Broad Street 270 Park Avenue New York, NY 10019 New York, NY 10004 New York, NY 10017 Attention: _____________ dt 98388 ; More...
$38	Preview Full Doc	2002	Pricing Agreement Pricing Agreement (14K) Doc #236064: Click preview link for longer preview. PRICING AGREEMENT March 4, 2002 J.P. Morgan Securities Inc. 270 Park Avenue New York, NY 10017 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, 2001, (the "Underwriting Agreement"), between the Company, on the one hand, and you, on the other hand, to issue and sell to you (the "Underwriter") the . . . 236064	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – PAGE} Exhibit 1(c) PRICING AGREEMENT March 4, 2002 J.P. Morgan Securities Inc. 270 Park Avenue New York, NY 10017 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, _____________ WAL-MART STORES, INC – PAGE} reference, shall constitute a binding agreement between the Underwriter and the Company and the Finance Subsidiaries (as defined below). Very truly yours, WAL-MART STORES, INC . By: /s/ Rick W. Brazile --------------------------------------- Name: Rick W. Brazile Title: Vice President of Planning & Analysis Acknowledged and agreed as of the date _____________ Wal-Mart Stores, Inc – Wal-Mart Cayman (Euro) Finance Co., Wal-Mart Cayman (Canadian) Finance Co., Wal-Mart Cayman (Sterling) Finance Co. (the "Finance Subsidiaries"), as Issuers, Wal-Mart Stores, Inc ., as Guarantor, and Bank One Trust Company, NA, as Trustee. MATURITY: June 15, 2005. INTEREST RATE: 4.15% from and including March _____________ dt 278261 ; J.P. Morgan J.P. Morgan Securities Inc. ( Financial ) As referenced in this Pricing Agreement: J.P. Morgan Securities – DOCUMENT} {TYPE}EX-1.(C) {SEQUENCE}4 {FILENAME}dex1c.txt {DESCRIPTION}PRICING AGREEMENT {TEXT} {PAGE} Exhibit 1(c) PRICING AGREEMENT March 4, 2002 J.P. Morgan Securities Inc. 270 Park Avenue New York, NY 10017 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the "Company"), proposes, subject to the _____________ J.P. MORGAN SECURITIES – STERLING) FINANCE CO. By: /s/ Rick W. Brazile -------------------------------------------- Name: Rick W. Brazile Title: Managing Director 2 {PAGE} Accepted as of the date hereof: J.P. MORGAN SECURITIES INC. By: /s/ Maria Sramek -------------------------------------------- Name: Maria Sramek Title: Vice President 3 {PAGE} SCHEDULE I Underwriter Principal Amount of ----------- Notes to be Purchased --------- _____________ J.P. Morgan Securities – INC. By: /s/ Maria Sramek -------------------------------------------- Name: Maria Sramek Title: Vice President 3 {PAGE} SCHEDULE I Underwriter Principal Amount of ----------- Notes to be Purchased --------- J.P. Morgan Securities Inc. ......................... $500,000,000 -------------- TOTAL ........................ $500,000,000 Schedule I {PAGE} SCHEDULE II TITLE OF DESIGNATED SECURITIES: 4.15% Notes Due 2005 (the " _____________ J.P. Morgan Securities – time) on March 11, 2002. CLOSING LOCATION: Simpson Thacher & Bartlett 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: J.P. Morgan Securities Inc. 270 Park Avenue New York, New York 10017 ADDRESSES FOR NOTICES: J.P. Morgan Securities Inc. 270 Park Avenue New York, New _____________ J.P. Morgan Securities – York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: J.P. Morgan Securities Inc. 270 Park Avenue New York, New York 10017 ADDRESSES FOR NOTICES: J.P. Morgan Securities Inc. 270 Park Avenue New York, New York 10017 Attention: Debt Syndicate Desk Fax: (212) 834-6081 Schedule II-Page 2 {PAGE} OTHER _____________ dt 98391 ;	Simpson Thacher Simpson Thacher & Bartlett ( Legal ) As referenced in this Pricing Agreement: Simpson Thacher – DELIVERY: 9:30 a.m. (New York City time) on March 11, 2002. CLOSING LOCATION: Simpson Thacher & Bartlett 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: dt 62387
$39	Preview Full Doc	2001	Pricing Agreement Pricing Agreement (12K) Doc #236072: Click preview link for longer preview. PRICING AGREEMENT October 11, 2001 Morgan Stanley & Co. Incorporated 1585 Broadway New York, NY 10036 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, 2001, (the "Underwriting Agreement"), between the Company, on the one hand, and you, on the other hand, to issue and sell to you (the "Underwriter") the . . . 236072	Wal-Mart Stores Wal-Mart Stores Inc. ( Department & Discount ) As referenced in this Pricing Agreement: WAL-MART STORES, INC – AGREEMENT {TEXT} {PAGE} Exhibit 1(b) PRICING AGREEMENT October 11, 2001 Morgan Stanley & Co. Incorporated 1585 Broadway New York, NY 10036 Dear Sirs: WAL-MART STORES, INC ., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions stated herein and in the Underwriting Agreement, dated July 26, _____________ WAL-MART STORES, INC – incorporated herein by {PAGE} reference, shall constitute a binding agreement between the Underwriter and the Company and the Finance Subsidiaries. Very truly yours, WAL-MART STORES, INC . By: /s/ Joseph J. Fitzsimmons ------------------------------------------- Name: Joseph J. Fitzsimmons Title: Secior Vice President & Treasurer Acknowledged and agreed as of the date hereof: _____________ Wal-Mart Stores, Inc – Wal-Mart Cayman (Euro) Finance Co., Wal-Mart Cayman (Canadian) Finance Co., Wal-Mart Cayman (Sterling) Finance Co. (the "Finance Subsidiaries"), as Issuers, Wal-Mart Stores, Inc ., as Guarantor, and Bank One Trust Company, NA, as Trustee. MATURITY: September 29, 2003. INTEREST RATE: 3.25% from and including October _____________ dt 278266 ; Morgan Stanley Morgan Stanley & Co. Inc. ( Financial ) As referenced in this Pricing Agreement: Morgan Stanley & Co – DOCUMENT} {TYPE}EX-1.B {SEQUENCE}4 {FILENAME}dex1b.txt {DESCRIPTION}PRICING AGREEMENT {TEXT} {PAGE} Exhibit 1(b) PRICING AGREEMENT October 11, 2001 Morgan Stanley & Co . Incorporated 1585 Broadway New York, NY 10036 Dear Sirs: WAL-MART STORES, INC., a Delaware corporation (the "Company"), proposes, subject to the _____________ MORGAN STANLEY & CO – CO. By: /s/ Rick W. Brazile -------------------------------------------- Name: Rick W. Brazile Title: Vice President of Planning & Analysis {PAGE} Accepted as of the date hereof: MORGAN STANLEY & CO . INCORPORATED By: /s/ Harold J. Hendershot III ------------------------------------------ Name: Harold J. Hendershot III Title: Executive Director {PAGE} SCHEDULE I Underwriter Principal Amount of ----------- _____________ Morgan Stanley & Co – Harold J. Hendershot III ------------------------------------------ Name: Harold J. Hendershot III Title: Executive Director {PAGE} SCHEDULE I Underwriter Principal Amount of ----------- Notes to be Purchased --------- Morgan Stanley & Co . Incorporated........................ $500,000,000 ----------------- TOTAL..................................... $500,000,000 Schedule I {PAGE} SCHEDULE II TITLE OF DESIGNATED SECURITIES: 3.25% Notes Due 2003 ( _____________ Morgan Stanley & Co – time) on October 18, 2001. CLOSING LOCATION: Simpson Thacher & Bartlett 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: Morgan Stanley & Co . Incorporated 1585 Broadway New York, New York 10036 ADDRESSES FOR NOTICES: Morgan Stanley & Co. Incorporated 1585 Broadway, 2/nd/ Floor New York, _____________ Morgan Stanley & Co – York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 ADDRESSES FOR NOTICES: Morgan Stanley & Co . Incorporated 1585 Broadway, 2/nd/ Floor New York, New York 10036 Attention: Debt Syndicate Desk Fax: (212) 761-0783 {PAGE} OTHER MATTERS: ( _____________ dt 183579 ;	Simpson Thacher Simpson Thacher & Bartlett ( Legal ) As referenced in this Pricing Agreement: Simpson Thacher – DELIVERY: 9:30 a.m. (New York City time) on October 18, 2001. CLOSING LOCATION: Simpson Thacher & Bartlett 425 Lexington Avenue New York, New York 10017 NAMES AND ADDRESSES OF REPRESENTATIVES: dt 62389