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Full Doc
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Investor Registration Rights Agreement
Investor Registration Rights Agreement (45K)
Doc #124911: Click preview link for longer preview.
INVESTOR REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of November 21, 2002, by and among SMARTIRE SYSTEMS INC., a British Columbia corporation, with its principal office located at Suite 150, 13151 Vanier Place, Richmond, British Columbia, Canada, V6V 2J1 (the "Company"), and the undersigned Investor ( the "Investor").
WHEREAS:
A. In connection with the Securities Purchase Agreement by and among the parties hereto of even date herewith (the "Securities Purchase Agreement"), the Company has agreed, upon the terms and subject to the conditions of the Securities Purchase Agreement, to issue and sell to the Investor secured convertible debentures (the "Convertible Debentures") for an aggregate purchase price of up to Four Hundred Thousand Dollars ($400,000), which Convertible Debentures shall be convertible into shares of the Company's common stock, no par value per share (the "Common Stock"). Capitalized terms not defined herein shall have the meaning ascribed to them in the Securities Purchase Agreement.
B. To induce the Investor to execute and deliver the Securities Purchase Agreement, the Company has agreed to provide certain registration rights under the Securities Act of 1933, as amended, and the rules and regulations thereunder, or any similar successor statute (collectively, the "1933 Act"), and applicable state securities laws.
NOW, THEREFORE, in consideration of the premises and the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Investor hereby agree as follows:
1. DEFINITIONS.
As used in this Agreement, the following terms shall have the following meanings:
(a) "Investor" means the Investor and any transferee or assignee thereof to whom the Investor assigns its rights under this Agreement and who agrees to become bound by the provisions of this Agreement in accordance with Section 9 hereof.
(b) "Person" means a corporation, a limited liability company, an association, a partnership, an organization, a business, an individual, a governmental or political subdivision thereof or a governmental agency.
(c) "Register," "registered," and "registration" refer to a registration effected by preparing and filing one or more Registration Statements (as defined below) in compliance with the 1933 Act and pursuant to Rule 415 under the 1933 Act or any successor rule providing for offering securities on a continuous or delayed basis ("Rule 415"), and the declaration or ordering of effectiveness of such Registration Statement(s) by the United States Securities and Exchange Commission (the "SEC").
(d) "Registrable Securities" means the shares of Common Stock issuable to Investor upon conversion of the Convertible Debentures pursuant to the Securities Purchase Agreement.
(e) "Registration Statement" means a registration statement under the 1933 Act which covers the Registrable Securities.
2. REGISTRATION.
(a) Subject to the terms and conditions of this Agreement, the Company shall prepare and file, no later than thirty (30) days from the date hereof (the "Scheduled Filing Deadline"), with the SEC a registration statement on Form S-1 or SB-2 (or, if the Company is then eligible, on Form S-3) under the 1933 Act (the "Initial Registration Statement") for the registration for the resale by the Investor a minimum of three million five hundred thousand (3,500,000) shares of Common Stock to be issued upon conversion of the Convertible Debentures issued pursuant to the Securities Purchase Agreement. The Company shall cause the Registration Statement to remain effective until all of the Registrable Securities have been sold. Prior to the filing of the Registration Statement with the SEC, the Company shall furnish a copy of the Initial Registration Statement to the Investor, and Butler Gonzalez, LLP for their review and comment. The Investor and Butler Gonzalez LLP shall furnish comments on the Initial Registration Statement to the Company within twenty-four (24) hours of the receipt thereof from the Company.
(b) Effectiveness of the Initial Registration Statement. The Company shall use its best efforts (i) to have the Initial Registration Statement declared effective by the SEC no later than ninety (90) days after the date hereof (the "Scheduled Effective Deadline") and (ii) to insure that the Initial Registration Statement and any subsequent Registration Statement remains in effect until all of the Registrable Securities have been sold, subject to the terms and conditions of this Agreement.
(c) Failure to File or Obtain Effectiveness of the Registration Statement. In the event the Registration Statement is not filed by the Scheduled Filing Deadline or is not declared effective by the SEC on or before the Scheduled Effective Date, or if after the Registration Statement has been declared effective by the SEC, sales cannot be made pursuant to the Registration Statement (whether because of a failure to keep the Registration Statement effective, failure to disclose such information as is necessary for sales to be made pursuant to the Registration Statement, failure to register sufficient shares of Common Stock or otherwise then as partial relief for the damages to any holder of Registrable Securities by reason of any such delay in or reduction of its ability to sell the underlying shares of Common Stock (which remedy shall not be exclusive of any other remedies at law or in equity), the Company will pay as liquidated damages (the "Liquidated Damages") to the holder a cash amount within three (3) business days, after demand therefore, equal to two percent (2%) of the principal sum and accrued interest outstanding under the Convertible Debentures as Liquidated Damages for each thirty (30) day period after the Scheduled Filing Deadline or the Scheduled Effective Date as the case may be.
(d) Liquidated Damages. The Company and the Investor hereto acknowledge and agree that the sums payable under subsection 2(c) above shall constitute liquidated damages and not penalties. The parties further acknowledge that (i) the amount of loss or damages likely to be incurred is incapable or is difficult to precisely estimate, (ii) the amounts specified in such subsections bear a reasonable relationship to, and are not plainly or grossly disproportionate to the probable loss likely to be incurred in connection with any failure by the Company to obtain or maintain the effectiveness of a Registration Statement, (iii) one of the reasons for the Company and the Investor reaching an agreement as to such amounts was the uncertainty and cost of litigation regarding the question of actual damages, and (iv) the Company and the Investor are sophisticated business parties and have been represented by sophisticated and able legal counsel and negotiated this Agreement at arm's length.
124911
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SmarTire
As referenced in this Investor Registration Rights Agreement:
SMARTIRE SYSTEMS INC. –
_
EX-10 8 smirra.htm EXHIBIT 10.40
INVESTOR REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of November 21, 2002, by and among SMARTIRE SYSTEMS INC. , a British Columbia corporation, with its principal office located at Suite 150, 13151 Vanier Place, Richmond, British Columbia, Canada, V6V 2J1 (the "Company"), and the undersigned Investor ( the "Investor").
_____________
SmarTire Systems Inc. – overnight delivery service, in each case properly addressed to the party to receive the same. The addresses and facsimile numbers for such communications shall be:
And if to the Company :
SmarTire Systems Inc.
Suite 150-13151 Vanier Place
Richmond, British Columbia
Canada, V6V 2J1
Attention: President
Telephone: (604) 276-9884
Facsimile: (604) 276-2353
With a copy to:
Clark, Wilson
Barristers and _____________
SMARTIRE SYSTEMS INC. – OF PAGE INTENTIONALLY LEFT BLANK]
IN WITNESS WHEREOF, the parties have caused this Investor Registration Rights Agreement to be duly executed as of day and year first above written.
COMPANY:
SMARTIRE SYSTEMS INC.
By: /s/ Robert Rudman
Name: Robert Rudman
Title: President
INVESTOR:
CORNELL CAPITAL PARTNERS, LP
By: Yorkville Advisors, LLC
Its: General Partner
By: /s/ Mark Angelo
Name: Mark Angelo
Title: _____________
SMARTIRE SYSTEMS INC. – Number
Cornell Capital Partners, LP
101 Hudson Street - Suite 3606
Jersey City, New Jersey 07302
Facsimile: (201) 985-8266
EXHIBIT A
FORM OF NOTICE OF EFFECTIVENESS
OF REGISTRATION STATEMENT
Re: SMARTIRE SYSTEMS INC.
Ladies and Gentlemen:
We are counsel to SMARTIRE SYSTEMS INC., a British Columbia corporation (the "Company"), and have represented the Company in connection with that certain Securities Purchase Agreement ( _____________
SMARTIRE SYSTEMS INC. – Jersey City, New Jersey 07302
Facsimile: (201) 985-8266
EXHIBIT A
FORM OF NOTICE OF EFFECTIVENESS
OF REGISTRATION STATEMENT
Re: SMARTIRE SYSTEMS INC.
Ladies and Gentlemen:
We are counsel to SMARTIRE SYSTEMS INC. , a British Columbia corporation (the "Company"), and have represented the Company in connection with that certain Securities Purchase Agreement (the "Purchase Agreement") entered into by and among the Company _____________
dt 1321883
;
|
Wachovia Bank
As referenced in this Investor Registration Rights Agreement:
Wachovia Bank, – Escrow Agreement dated the date hereof by and among the Company, the Investor set forth on the Schedule of Investor attached hereto and Wachovia Bank, N.A. (the "Escrow Agreement") constitute the entire agreement among the parties hereto with respect to the subject matter hereof and thereof. _____________
dt 88561
|
| Preview
Full Doc
 | 2002 |
Registration Rights Agreement
Registration Rights Agreement (41K)
Doc #124914: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of November 21, 2002 by and between SMARTIRE SYSTEMS INC., a British Columbia corporation, with its principal office located at Suite 150, 13151 Vanier Place, Richmond, British Columbia, Canada V6V 2J1 (the "Company"), and CORNELL CAPITAL PARTNERS, LP, a Delaware limited partnership (the "Investor").
WHEREAS:
A. In connection with the Equity Line of Credit Agreement by and between the parties hereto of even date herewith (the "Equity Line of Credit Agreement"), the Company has agreed, upon the terms and subject to the conditions of the Equity Line of Credit Agreement, to issue and sell to the Investor that number of shares of the Company's common stock, no par value per share (the "Common Stock"), which can be purchased pursuant to the terms of the Equity Line Credit Agreement for an aggregate purchase price of up to Five Million Dollars ($5,000,000) . Capitalized terms not defined herein shall have the meaning ascribed to them in the Equity Line of Credit Agreement.
B. To induce the Investor to execute and deliver the Equity Line of Credit Agreement, the Company has agreed to provide certain registration rights under the Securities Act of 1933, as amended, and the rules and regulations there under, or any similar successor statute (collectively, the "1933 Act"), and applicable state securities laws.
NOW, THEREFORE, in consideration of the premises and the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Investor hereby agree as follows:
1. DEFINITIONS.
As used in this Agreement, the following terms shall have the following meanings:
a. "Person" means a corporation, a limited liability company, an association, a partnership, an organization, a business, an individual, a governmental or political subdivision thereof or a governmental agency.
b. "Register," "registered," and "registration" refer to a registration effected by preparing and filing one or more Registration Statements (as defined below) in compliance with the 1933 Act and pursuant to Rule 415 under the 1933 Act or any successor rule providing for offering securities on a continuous or delayed basis ("Rule 415"), and the declaration or ordering of effectiveness of such Registration Statement(s) by the United States Securities and Exchange Commission (the "SEC").
c. "Registrable Securities" means the shares of Common Stock issuable to Investor pursuant to the Equity Line of Credit Agreement.
d. "Registration Statement" means a registration statement under the 1933 Act which covers the Registrable Securities.
2. REGISTRATION.
a. Mandatory Registration. The Company shall prepare and file with the SEC a Registration Statement on Form S-1, SB-2 or on such other form as is available to the Company. The Company shall cause such Registration Statement to be declared effective by the SEC prior to the first sale to Investor of the Company's Common Stock pursuant to the Equity Line of Credit Agreement.
b. Sufficient Number of Shares Registered. In the event the number of shares available under a Registration Statement filed pursuant to Section 2(a) is insufficient to cover all of the Registrable Securities which the Investor has purchased pursuant to the Equity Line of Credit Agreement, the Company shall amend the Registration Statement, or file a new Registration Statement (on the short form available therefore, if applicable), or both, so as to cover all of such Registrable Securities which the Investor has purchased pursuant to the Equity Line of Credit Agreement as soon as practicable, but in any event not later than thirty (30) days after the necessity therefore arises. The Company shall use it best efforts to cause such amendment and/or new Registration Statement to become effective as soon as practicable following the filing thereof. For purposes of the foregoing provision, the number of shares available under a Registration Statement shall be deemed "insufficient to cover all of the Registrable Securities" if at any time the number of Registrable Securities issuable on an Advance Notice Date is greater than the number of shares available for resale under such Registration Statement.
124914
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SmarTire
As referenced in this Registration Rights Agreement:
SMARTIRE SYSTEMS INC. –
_
EX-10 13 smrra.htm EXHIBIT 10.45
REGISTRATION RIGHTS AGREEMENT
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of November 21, 2002 by and between SMARTIRE SYSTEMS INC. , a British Columbia corporation, with its principal office located at Suite 150, 13151 Vanier Place, Richmond, British Columbia, Canada V6V 2J1 (the "Company"), and CORNELL CAPITAL PARTNERS, LP, a _____________
Smartire Systems Inc. – overnight delivery service, in each case properly addressed to the party to receive the same. The addresses and facsimile numbers for such communications shall be:
If to the Company, to:
Smartire Systems Inc.
Richmond Corporate Centre
Suite 150-13151 Vanier Place
Richmond, British Columbia
Canada V6V 2J1
Attention: President
Telephone: (604) 276-9884
Facsimile: (604) 276-2353
With a copy to:
Clark, _____________
SMARTIRE SYSTEMS INC. – REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
IN WITNESS WHEREOF, the parties have caused this Registration Rights Agreement to be duly executed as of day and year first above written.
COMPANY:
SMARTIRE SYSTEMS INC.
By: /s/ Robert Rudman
Name: Robert Rudman
Title: President
INVESTOR:
CORNELL CAPITAL PARTNERS, LP
By: Yorkville Advisors, LLC
Its: General Partner
By: /s/ Mark Angelo
Name: Mark Angelo
Title: _____________
SMARTIRE SYSTEMS INC. – By: Yorkville Advisors, LLC
Its: General Partner
By: /s/ Mark Angelo
Name: Mark Angelo
Title: Portfolio Manager
EXHIBIT A
FORM OF NOTICE OF EFFECTIVENESS
OF REGISTRATION STATEMENT
INSERT
Attention:
Re: SMARTIRE SYSTEMS INC.
Ladies and Gentlemen:
We are counsel to SmarTire Systems Inc., a British Columbia corporation (the "Company"), and have represented the Company in connection with that certain Equity Line of _____________
SmarTire Systems Inc. – Angelo
Name: Mark Angelo
Title: Portfolio Manager
EXHIBIT A
FORM OF NOTICE OF EFFECTIVENESS
OF REGISTRATION STATEMENT
INSERT
Attention:
Re: SMARTIRE SYSTEMS INC.
Ladies and Gentlemen:
We are counsel to SmarTire Systems Inc. , a British Columbia corporation (the "Company"), and have represented the Company in connection with that certain Equity Line of Credit Agreement (the "Equity Line of Credit Agreement") entered into _____________
dt 1321886
;
| Cornell Capital Partners, LP
|
| Preview
Full Doc
 | 2003 |
Registration Rights Agreement
Registration Rights Agreement (38K)
Doc #147267: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT, dated as of May 9, 2003 (this "Agreement"), is made by and between INVISA, INC., a Nevada corporation, with headquarters located at 4400 Independence Court, Sarasota, Florida 34234 (the "Company"), and the entity named on a signature page hereto (each, an "Initial Investor") (each agreement with an Initial Investor being deemed a separate and independent agreement between the Company and such Initial Investor, except that each Initial Investor acknowledges and consents to the rights granted to each other Initial Investor under such agreement).
W I T N E S S E T H:
WHEREAS, upon the terms and subject to the conditions of the Financing Agreement, dated as of May 7, 2003, between the Initial Investor, as Lender and the Company (the "Financing Agreement"), the Company has agreed to issue and the Initial Investor has agreed to fund the Company's 2003A 7% Convertible Note Due June 9,2004 ("Note"); and
WHEREAS, the Note is convertible into shares of Common Stock (the "Conversion Shares", which term, for purposes of this Agreement, shall include shares of Common Stock of the Company issuable in lieu of accrued interest as contemplated by the Note) upon the terms and subject to the conditions contained in the Note; and
WHEREAS, upon the terms and subject to the conditions of the Investment Agreement, dated as of May 7, 2003, between the Initial Investor and the Company (the "Investment Agreement"), the Company has agreed to sell and the Initial Investor has agreed to buy shares of Common Stock (the "Investment Agreement Shares", which terms, for purposes of this Agreement, shall include all shares issued and sold by the Company as contemplated by the Investment Agreement);
WHEREAS, upon the terms and subject to the conditions of the Investment Agreement, the Company has agreed to issue Warrants to purchase shares of the Company's Common Stock (the "Warrant Shares"); and
WHEREAS, to induce the Initial Investor to execute and deliver the Financing Agreement and the Investment Agreement, the Company has agreed to provide certain registration rights under the Securities Act of 1933, as amended, and the rules and regulations thereunder, or any similar successor statute (collectively, the "Securities Act"), with respect to the Registrable Securities;
NOW, THEREFORE, in consideration of the premises and the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Initial Investor hereby agree as follows:
{PAGE}
1. DEFINITIONS. Capitalized terms not otherwise defined herein shall have the meanings ascribed to them in the Financing Agreement As used in this Agreement, the following terms shall have the following meanings:
(a) "Closing Date" means the date hereof.
(b) "Effective Date" means the date the SEC declares a Registration Statement covering Registrable Securities and otherwise meeting the conditions contemplated hereby to be effective.
(c) "Initial Investor" means Barbell Group, Inc., a Panama corporation.
(d) "Investors" means the Initial Investor and any permitted transferee or assignee who agrees to become bound by the provisions of this Agreement in accordance with Section 9 hereof and who holds or Registrable Securities.
(e) "Potential Material Event" means any of the following: (i) the possession by the Company of material information not ripe for disclosure in a registration statement, which shall be evidenced by a determination in good faith by the Board of Directors of the Company that disclosure of such information in the registration statement would be detrimental to the business and affairs of the Company or (ii) any material engagement or activity by the Company which would, in the good faith determination of the Board of Directors of the Company, be adversely affected by disclosure in a registration statement at such time; in each case where such determination shall be accompanied by a good faith determination by the Board of Directors of the Company that the registration statement would be materially misleading absent the inclusion of such information.
(f) "Principal Trading Market" means The NASDAQ/Over-the-Counter Bulletin Board Market or the National Quotations Systems Pink Sheets or the American Stock Exchange or the NASDAQ Small Cap Market..
(g) "Register," "Registered," and "Registration" refer to a registration effected by preparing and filing a Registration Statement or Statements in compliance with the Securities Act and pursuant to Rule 415 under the Securities Act or any successor rule providing for offering securities on a continuous basis ("Rule 415"), and the declaration or ordering of effectiveness of such Registration Statement by the United States Securities and Exchange Commission (the "SEC").
(h) "Registrable Securities" means the Conversion Shares, Investment Agreement Shares and Warrant Shares.
(i) "Registration Statement" means a registration statement of the Company under the Securities Act covering Registrable Securities on Form SB-2, if the Company is then eligible to file using such form, and if not eligible, on Form S-1 or other appropriate form.
147267
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Invisa
As referenced in this Registration Rights Agreement:
INVISA, INC. – 10.65 REGISTRATION RIGHTS AGREEMENT
{TEXT}
{PAGE}
Exhibit 10.65
REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT, dated as of May 9, 2003 (this
"Agreement"), is made by and between INVISA, INC. , a Nevada corporation, with
headquarters located at 4400 Independence Court, Sarasota, Florida 34234 (the
"Company"), and the entity named on a signature page hereto (each, an "Initial
Investor") (each _____________
INVISA, INC. – IN WITNESS WHEREOF, the parties have caused this Agreement to be
duly executed by their respective officers thereunto duly authorized as of the
day and year first above written.
COMPANY:
INVISA, INC.
By: /s/ Stephen A. Michael, President
---------------------------------
Name: Stephen A. Michael
Title: President
INITIAL INVESTOR:
BARBELL GROUP, INC.
By:
---------------------------------
Name:
Title:
{/TEXT}
{/DOCUMENT} _____________
dt 1484170
;
|
Invisa
As referenced in this Registration Rights Agreement:
INVISA, INC. – 10.65 REGISTRATION RIGHTS AGREEMENT
{TEXT}
{PAGE}
Exhibit 10.65
REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT, dated as of May 9, 2003 (this
"Agreement"), is made by and between INVISA, INC. , a Nevada corporation, with
headquarters located at 4400 Independence Court, Sarasota, Florida 34234 (the
"Company"), and the entity named on a signature page hereto (each, an "Initial
Investor") (each _____________
INVISA, INC. – IN WITNESS WHEREOF, the parties have caused this Agreement to be
duly executed by their respective officers thereunto duly authorized as of the
day and year first above written.
COMPANY:
INVISA, INC.
By: /s/ Stephen A. Michael, President
---------------------------------
Name: Stephen A. Michael
Title: President
INITIAL INVESTOR:
BARBELL GROUP, INC.
By:
---------------------------------
Name:
Title:
{/TEXT}
{/DOCUMENT} _____________
dt 1456897
|
| Preview
Full Doc
 | 2003 |
Registration Rights Agreement
Registration Rights Agreement (40K)
Doc #184086: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of February 19, 2003 by and between SMARTIRE SYSTEMS INC., a Yukon corporation, with its principal office located at Suite 150, 13151 Vanier Place, Richmond, British Columbia, Canada V6V 2J1 (the "Company"), and CORNELL CAPITAL PARTNERS, LP, a Delaware limited partnership (the "Investor").
WHEREAS:
A. In connection with the Equity Line of Credit Agreement by and between the parties hereto of even date herewith (the "Equity Line of Credit Agreement"), the Company has agreed, upon the terms and subject to the conditions of the Equity Line of Credit Agreement, to issue and sell to the Investor that number of shares of the Company's common stock, no par value per share (the "Common Stock"), which can be purchased pursuant to the terms of the Equity Line Credit Agreement for an aggregate purchase price of up to Five Million Dollars ($5,000,000) . Capitalized terms not defined herein shall have the meaning ascribed to them in the Equity Line of Credit Agreement.
B. To induce the Investor to execute and deliver the Equity Line of Credit Agreement, the Company has agreed to provide certain registration rights under the Securities Act of 1933, as amended, and the rules and regulations there under, or any similar successor statute (collectively, the "1933 Act"), and applicable state securities laws.
NOW, THEREFORE, in consideration of the premises and the mutual covenants contained herein and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Company and the Investor hereby agree as follows:
- DEFINITIONS.
As used in this Agreement, the following terms shall have the following meanings:
- "Person" means a corporation, a limited liability company, an association, a partnership, an organization, a business, an individual, a governmental or political subdivision thereof or a governmental agency.
- "Register," "registered," and "registration" refer to a registration effected by preparing and filing one or more Registration Statements (as defined below) in compliance with the 1933 Act and pursuant to Rule 415 under the 1933 Act or any successor rule providing for offering securities on a continuous or delayed basis ("Rule 415"), and the declaration or ordering of effectiveness of such Registration Statement(s) by the United States Securities and Exchange Commission (the "SEC").
- "Registrable Securities" means the shares of Common Stock issuable to Investor pursuant to the Equity Line of Credit Agreement.
- "Registration Statement" means a registration statement under the 1933 Act which covers the Registrable Securities.
- REGISTRATION.
- Mandatory Registration. The Company shall prepare and file with the SEC a Registration Statement on Form S-1, SB-2 or on such other form as is available to the Company. The Company shall cause such Registration Statement to be declared effective by the SEC prior to the first sale to Investor of the Company's Common Stock pursuant to the Equity Line of Credit Agreement.
- Sufficient Number of Shares Registered. In the event the number of shares available under a Registration Statement filed pursuant to Section 2(a) is insufficient to cover all of the Registrable Securities which the Investor has purchased pursuant to the Equity Line of Credit Agreement, the Company shall amend the Registration Statement, or file a new Registration Statement (on the short form available therefore, if applicable), or both, so as to cover all of such Registrable Securities which the Investor has purchased pursuant to the Equity Line of Credit Agreement as soon as practicable, but in any event not later than thirty (30) days after the necessity therefore arises. The Company shall use it best efforts to cause such amendment and/or new Registration Statement to become effective as soon as practicable following the filing thereof. For purposes of the foregoing provision, the number of shares available under a Registration Statement shall be deemed "insufficient to cover all of the Registrable Securities" if at any time the number of Registrable Securities issuable on an Advance Notice Date is greater than the number of shares available for resale under such Registration Statement.
- RELATED OBLIGATIONS.
- The Company shall keep the Registration Statement effective pursuant to Rule 415 at all times until such date as is the earlier of (i) the date on which the Investor shall have sold all the Registrable Securities covered by such Registration Statement, and (ii) the date on which all of the Registrable Securities (in the reasonable opinion of counsel to the Investor) may be immediately sold to the public without registration or restriction pursuant to Rule 144(k) under the 1933 Act (the "Registration Period"), which Registration Statement (including any amendments or supplements thereto and prospectuses contained therein) shall not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein, or necessary to make the statements therein, in light of the circumstances in which they were made, not misleading.
- The Company shall prepare and file with the SEC such amendments (including post-effective amendments) and supplements to a Registration Statement and the prospectus used in connection with such Registration Statement, which prospectus is to be filed pursuant to Rule 424 promulgated under the 1933 Act, as may be necessary to keep such Registration Statement effective at all times during the Registration Period, and, during such period, comply with the provisions of the 1933 Act with respect to the disposition of all Registrable Securities of the Company covered by such Registration Statement until such time as all of such Registrable Securities shall have been disposed of in accordance with the intended methods of disposition by the seller or sellers thereof as set forth in such Registration Statement. In the case of amendments and supplements to a Registration Statement which are required to be filed pursuant to this Agreement (including pursuant to this Section 3(b)) by reason of the Company's filing a report on Form 10-KSB, Form 10-QSB or Form 8-K or any analogous report under the Securities Exchange Act of 1934, as amended (the "1934 Act"), the Company shall have incorporated such report by reference into the Registration Statement, if applicable, or shall file such amendments or supplements with the SEC on the same day on which the 1934 Act report is filed which created the requirement for the Company to amend or supplement the Registration Statement.
- The Company shall furnish to the Investor without charge, (i) at least one copy of such Registration Statement as declared effective by the SEC and any amendment(s) thereto, including financial statements and schedules, all documents incorporated therein by reference, all exhibits and each preliminary prospectus, (ii) ten (10) copies of the final prospectus included in such Registration Statement and all amendments and supplements thereto (or such other number of copies as such Investor may reasonably request) and (iii) such other documents as such Investor may reasonably request from time to time in order to facilitate the disposition of the Registrable Securities owned by such Investor.
- The Company shall use its best efforts to (i) register and qualify the Registrable Securities covered by a Registration Statement under such other securities or "blue sky" laws of such jurisdictions in the United States as the Investor reasonably requests, (ii) prepare and file in those jurisdictions, such amendments (including post-effective amendments) and supplements to such registrations and qualifications as may be necessary to maintain the effectiveness thereof during the Registration Period, (iii) take such other actions as may be necessary to maintain such registrations and qualifications in effect at all times during the Registration Period, and (iv) take all other actions reasonably necessary or advisable to qualify the Registrable Securities for sale in such jurisdictions; provided, however, that the Company shall not be required in connection therewith or as a condition thereto to (w) make any change to its certificate of incorporation or by-laws, (x) qualify to do business in any jurisdiction where it would not otherwise be required to qualify but for this Section 3(d), (y) subject itself to general taxation in any such jurisdiction, or (z) file a general consent to service of process in any such jurisdiction. The Company shall promptly notify the Investor of the receipt by the Company of any notification with respect to the suspension of the registration or qualification of any of the Registrable Securities for sale under the securities or "blue sky" laws of any jurisdiction in the United States or its receipt of actual notice of the initiation or threat of any proceeding for such purpose.
184086
|
SmarTire
As referenced in this Registration Rights Agreement:
SMARTIRE SYSTEMS INC. –
_
EX-10 9 smtrragt.htm
REGISTRATION RIGHTS AGREEMENT
REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of February 19, 2003 by and between SMARTIRE SYSTEMS INC. , a Yukon corporation, with its principal office located at Suite 150, 13151 Vanier Place, Richmond, British Columbia, Canada V6V 2J1 (the "Company"), and CORNELL CAPITAL PARTNERS, LP, a Delaware _____________
Smartire Systems Inc. – overnight delivery service, in each case properly addressed to the party to receive the same. The addresses and facsimile numbers for such communications shall be:
If to the Company, to:
Smartire Systems Inc.
Richmond Corporate Centre
Suite 150-13151 Vanier Place
Richmond, British Columbia
Canada V6V 2J1
Attention: President
Telephone: (604) 276-9884
Facsimile: (604) 276-2353
With a copy to:
Clark, _____________
SMARTIRE SYSTEMS INC. – REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
IN WITNESS WHEREOF, the parties have caused this Registration Rights Agreement to be duly executed as of day and year first above written.
COMPANY:
SMARTIRE SYSTEMS INC.
By:/s/ Robert Rudman
Name: Robert Rudman
Title: President
INVESTOR:
CORNELL CAPITAL PARTNERS, LP
By: Yorkville Advisors, LLC
Its: General Partner
By:/s/ signed
Name: Mark Angelo
Title: Portfolio _____________
SMARTIRE SYSTEMS INC. – LP
By: Yorkville Advisors, LLC
Its: General Partner
By:/s/ signed
Name: Mark Angelo
Title: Portfolio Manager
EXHIBIT A
FORM OF NOTICE OF EFFECTIVENESS
OF REGISTRATION STATEMENT
INSERT
Attention:
Re: SMARTIRE SYSTEMS INC.
Ladies and Gentlemen:
We are counsel to SmarTire Systems Inc., a British Columbia corporation (the "Company"), and have represented the Company in connection with that certain Equity Line of _____________
SmarTire Systems Inc. – signed
Name: Mark Angelo
Title: Portfolio Manager
EXHIBIT A
FORM OF NOTICE OF EFFECTIVENESS
OF REGISTRATION STATEMENT
INSERT
Attention:
Re: SMARTIRE SYSTEMS INC.
Ladies and Gentlemen:
We are counsel to SmarTire Systems Inc. , a British Columbia corporation (the "Company"), and have represented the Company in connection with that certain Equity Line of Credit Agreement (the "Equity Line of Credit Agreement") entered into _____________
dt 1321900
;
| Cornell Capital Partners, LP
|
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 | 2003 |
Registration Rights Agreement
Registration Rights Agreement (25K)
Doc #184281: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
This REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT") is made and entered into as of April 18, 2003, by and between Meade Instruments Corp., a Delaware corporation (the "COMPANY") and John C. Diebel ("EXECUTIVE").
R E C I T A L S:
A. WHEREAS, Executive beneficially owns shares of the Company's Common Stock, $0.01 par value per share (the "COMMON STOCK"); and
B. WHEREAS, Executive and the Company are parties to that certain Transition Agreement, dated as of the date hereof, pursuant to which, among other things, the Company agreed to provide resale registration rights regarding Executive's Common Stock.
NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:
1. DEFINITIONS
As used in this Agreement, the following terms shall have the following respective meanings:
1.1 "COMMISSION" shall mean the Securities and Exchange Commission or any other U.S. federal agency at the time administering the Securities Act.
1.2 "COMMON STOCK" shall mean shares of the Company's Common Stock, $0.01 par value per share.
1.3 "EXCHANGE ACT" shall mean the Securities Exchange Act of 1934, as amended.
1.4 "REGISTRABLE SECURITIES" shall mean the shares of Common Stock that were beneficially owned by Executive as of May 31, 2003.
1.5 The terms "REGISTER," "REGISTERED" and "REGISTRATION" refer to a registration effected by preparing and filing a registration statement in compliance with the Securities Act, and the declaration or ordering of the effectiveness of such registration statement.
1.6 "REGISTRATION EXPENSES" shall mean all expenses, except as otherwise stated below, incurred by the Company in complying with Section 2.1 hereof, including, without limitation, all registration, qualification and filing fees, printing expenses, escrow fees, fees and disbursements of counsel for the Company, accounting fees, blue sky fees and including the reasonable fees and expenses (up to $15,000 in the aggregate for all registrations effected hereunder) of one attorney on behalf of Executive (but excluding the compensation of regular employees of the Company which shall be paid in any event by the Company).
184281
|
Meade
As referenced in this Registration Rights Agreement:
Meade Instruments Corp. – meade_8kex10-52.txt
{TEXT}
{PAGE}
EXHIBIT 10.52
REGISTRATION RIGHTS AGREEMENT
This REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT") is made and
entered into as of April 18, 2003, by and between Meade Instruments Corp. , a
Delaware corporation (the "COMPANY") and John C. Diebel ("EXECUTIVE").
R E C I T A L S:
A. WHEREAS, Executive beneficially owns shares of the Company's
Common _____________
MEADE INSTRUMENTS CORP. – any way the meaning or
interpretation of this Agreement.
7
{PAGE}
IN WITNESS WHEREOF, the undersigned has executed this REGISTRATION
RIGHTS AGREEMENT as of the date set forth above.
"COMPANY" MEADE INSTRUMENTS CORP. ,
a Delaware corporation
/S/ STEVEN G. MURDOCK
----------------------------------------
Name: Steven G. Murdock
Title: President and Chief Operating Officer
"EXECUTIVE" /S/ JOHN C. DIEBEL
----------------------------------------
John C. Diebel
----------------------------------------
----------------------------------------
8
{/TEXT}
{/DOCUMENT} _____________
dt 1459495
;
| John C. Diebel
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| Preview
Full Doc
 | 2001 |
Registration Rights Agreement
Registration Rights Agreement (30K)
Doc #281915: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement") is made as of March 14, 2001 (the "Effective Date"), by and between IVAX DIAGNOSTICS INC., formerly known as B2BSTORES.COM INC., a Delaware corporation (the "Company"), and IVAX CORPORATION, a Florida corporation ("IVAX").
RECITALS
WHEREAS, on November 21, 2000 IVAX, IVAX DIAGNOSTICS, INC. ("Diagnostics"), a Florida corporation and wholly-owned subsidiary of IVAX, and the Company entered into a Merger Agreement whereby Diagnostics merged with and into the Company;
WHEREAS, pursuant to the Merger all of the issued and outstanding shares of common stock, par value $.01 per share of Diagnostics ("Diagnostics Common Shares") were converted into IVAX' right to receive 20,000,000 shares of Common Stock of the Company (the "Shares"); and
WHEREAS, in order to induce IVAX to enter into the Merger and accept the Shares as consideration for the Diagnostics' Common Stock, the Company and IVAX agree that this Agreement shall govern the rights of IVAX to cause the Company to Register the Shares.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing premises and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows:
Section 1. Definitions. For purposes of this Agreement:
In addition to terms defined elsewhere in this Agreement, capitalized terms used herein shall have the meanings as defined below. Such terms shall be applicable to both the singular and plural forms of any of the terms herein defined.
(a) "Act" means the Securities Act of 1933, as amended.
(b) "Common Stock" means the common stock, par value $.001 per share, of the Company.
(c) "Exchange Act" means the Securities Exchange Act of 1934, as amended.
(d) "Form S-3" means such form under the Act as in effect on the date hereof or any Registration form under the Act subsequently adopted by the SEC that permits inclusion or incorporation of substantial information by reference to other documents filed by the Company with the SEC.
{PAGE}
(e) "Holder" means any person owning Registrable Securities as of the Effective Date or any permitted assignee thereof.
(f) "Register", "Registered," and "Registration" refer to a registration effected by preparing and filing a registration statement or similar document in compliance with the Act, and the declaration or ordering of effectiveness of such registration statement or document.
(g) "Registrable Securities" means the Shares.
(h) "SEC" means the Securities and Exchange Commission.
Section 2. Company Registration. If at any time after the one year anniversary of the Effective Date the Company proposes to Register (including for this purpose a Registration effected by the Company for shareholders other than the Holders) any of its stock or other securities under the Act in connection with the public offering of such securities solely for cash (other than a Registration relating solely to the sale of securities to participants in a Company stock plan or a Registration on any form that does not include substantially the same information as would be required to be included in a Registration statement covering the sale of the Registrable Securities), the Company shall, at such time, promptly give each Holder written notice of such Registration. Upon the written request of each Holder given within twenty (20) days after mailing of such notice by the Company in accordance with Section 14(e), the Company shall, subject to the provisions of Section 8, include in the Registration statement all of the Registrable Securities that each such Holder has requested to be Registered.
Section 3. Form of S-3 Registration. If at any time the Company shall receive from any Holder or Holders a written request or requests that the Company effect a Registration on Form S-3 and any related qualification or compliance with respect to all or a part of the Registrable Securities owned by such Holder or Holders, the Company will:
(a) Promptly give written notice of the proposed Registration, and any related qualification or compliance, to all other Holders; and
(b) As soon as practicable, use commercially reasonable efforts to effect such Registration and all such qualifications and compliances as may be so requested and as would permit or facilitate the sale and distribution of all or such portion of such Holder's or Holders' Registrable Securities as are specified in such request, together with all or such portion of the Registrable Securities of any other Holder or Holders joining in such request as are specified in a written request given to the Company within fifteen (15) days after receipt of such written notice from the Company; provided, however, that the Company shall not be obligated, pursuant to this Section 3, to effect any such Registration, qualification or compliance (i) if Form S-3 is not available for such offering by the Holders; (ii) if the Holders, together with the holders of any other securities of the Company entitled to inclusion in such Registration, propose to sell Registrable Securities and such
281915
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IVAX
As referenced in this Registration Rights Agreement:
IVAX DIAGNOSTICS INC. – 2
{FILENAME}0002.txt
{TEXT}
EXHIBIT 99.1
REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement") is made as of
March 14, 2001 (the "Effective Date"), by and between IVAX DIAGNOSTICS INC. ,
formerly known as B2BSTORES.COM INC., a Delaware corporation (the "Company"),
and IVAX CORPORATION, a Florida corporation ("IVAX").
RECITALS
WHEREAS, on November 21, 2000 IVAX, IVAX DIAGNOSTICS, INC.
("Diagnostics"), _____________
IVAX DIAGNOSTICS, INC. – and between IVAX DIAGNOSTICS INC.,
formerly known as B2BSTORES.COM INC., a Delaware corporation (the "Company"),
and IVAX CORPORATION, a Florida corporation ("IVAX").
RECITALS
WHEREAS, on November 21, 2000 IVAX, IVAX DIAGNOSTICS, INC.
("Diagnostics"), a Florida corporation and wholly-owned subsidiary of IVAX, and
the Company entered into a Merger Agreement whereby Diagnostics merged with and
into the Company;
WHEREAS, pursuant to _____________
IVAX DIAGNOSTICS, INC. – accordance with its terms.
REMAINDER OF THIS PAGE LEFT INTENTIONALLY BLANK
-9-
{PAGE}
IN WITNESS WHEREOF, the parties have executed this Agreement as of the
date first above written.
COMPANY:
IVAX DIAGNOSTICS, INC. ,
F/K/A B2BSTORES.COM, INC.
By: /s/ Giorgio D'urso
------------------------------------
Name:
Title:
Address: 2140 North Miami Avenue
Miami, Florida 33127
Facsimile: (305) 324-2385
IVAX:
IVAX CORPORATION
By: / _____________
dt 1469012
;
|
IVAX
As referenced in this Registration Rights Agreement:
IVAX DIAGNOSTICS, INC. – and between IVAX DIAGNOSTICS INC.,
formerly known as B2BSTORES.COM INC., a Delaware corporation (the "Company"),
and IVAX CORPORATION, a Florida corporation ("IVAX").
RECITALS
WHEREAS, on November 21, 2000 IVAX, IVAX DIAGNOSTICS, INC.
("Diagnostics"), a Florida corporation and wholly-owned subsidiary of IVAX, and
the Company entered into a Merger Agreement whereby Diagnostics merged with and
into the Company;
WHEREAS, pursuant to _____________
IVAX DIAGNOSTICS, INC. – accordance with its terms.
REMAINDER OF THIS PAGE LEFT INTENTIONALLY BLANK
-9-
{PAGE}
IN WITNESS WHEREOF, the parties have executed this Agreement as of the
date first above written.
COMPANY:
IVAX DIAGNOSTICS, INC. ,
F/K/A B2BSTORES.COM, INC.
By: /s/ Giorgio D'urso
------------------------------------
Name:
Title:
Address: 2140 North Miami Avenue
Miami, Florida 33127
Facsimile: (305) 324-2385
IVAX:
IVAX CORPORATION
By: / _____________
dt 1469020
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| Preview
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Registration Rights Agreement
Registration Rights Agreement (28K)
Doc #329580: Click preview link for longer preview.
REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT (the �Agreement�) is entered into as of May 28, 2004 by and among VIROLOGIC, INC., a Delaware corporation (the �Parent�), and Tang Capital Partners, L.P. (the �Holder�).
RECITALS
A. Holder is a stockholder of, and is an officer and/or director of, ACLARA BIOSCIENCES, INC., a Delaware corporation (the �Company�).
B. Parent, Apollo Acquisition Sub, Inc., a Delaware corporation (�Merger Sub I�), Apollo Merger Subsidiary, LLC, a Delaware limited liability company (�Merger Sub II�) and . . .
329580
|
ACLARA
As referenced in this Registration Rights Agreement:
ACLARA BIOSCIENCES, INC. – VIROLOGIC, INC., a Delaware corporation (the Parent), and Tang Capital Partners, L.P. (the Holder).
RECITALS
A. Holder is a stockholder of, and is an officer and/or director of, ACLARA BIOSCIENCES, INC. , a Delaware corporation (the Company).
B. Parent, Apollo Acquisition Sub, Inc., a Delaware corporation (Merger Sub I), Apollo Merger Subsidiary, LLC, a Delaware limited liability company (Merger Sub II) _____________
dt 1453646
;
ACLARA
As referenced in this Registration Rights Agreement:
ACLARA BIOSCIENCES, INC. – VIROLOGIC, INC., a Delaware corporation (the Parent), and Tang Capital Partners, L.P. (the Holder).
RECITALS
A. Holder is a stockholder of, and is an officer and/or director of, ACLARA BIOSCIENCES, INC. , a Delaware corporation (the Company).
B. Parent, Apollo Acquisition Sub, Inc., a Delaware corporation (Merger Sub I), Apollo Merger Subsidiary, LLC, a Delaware limited liability company (Merger Sub II) _____________
dt 1305129
;
|
ViroLogic
As referenced in this Registration Rights Agreement:
VIROLOGIC, – Exhibit 99.4
REGISTRATION RIGHTS AGREEMENT
THIS REGISTRATION RIGHTS AGREEMENT (the Agreement) is entered into as of May 28, 2004 by and among VIROLOGIC, INC., a Delaware corporation (the Parent), and Tang Capital Partners, L.P. (the Holder).
RECITALS
A. Holder is a stockholder of, and _____________
VIROLOGIC, – in the Reorganization Agreement.
7
The parties hereto have executed this Agreement as of the date set forth in the first paragraph hereof.
VIROLOGIC, INC.
/S/ WILLIAM D. YOUNG
By:
Name:
William D. Young
Title:
CEO
Address/Notice To:
ViroLogic, Inc.
345 Oyster Point Blvd.
South _____________
ViroLogic, – set forth in the first paragraph hereof.
VIROLOGIC, INC.
/S/ WILLIAM D. YOUNG
By:
Name:
William D. Young
Title:
CEO
Address/Notice To:
ViroLogic, Inc.
345 Oyster Point Blvd.
South San Francisco, California
Attention: Kathy L. Hibbs
Fax: (650) 635-0397
with a copy to:
Cooley _____________
ViroLogic, – Fax: ( )
EXHIBIT A
PLAN OF DISTRIBUTION
The Selling Stockholder (the Selling Stockholder) of the Common Stock and Contingent Vested Rights (the Securities) of ViroLogic, Inc. (the Company) and any of its pledgees, assignees and successors-in-interest may, from time to time, sell any or all _____________
dt 688965
;
Cooley Godward
As referenced in this Registration Rights Agreement:
Cooley Godward – To:
ViroLogic, Inc.
345 Oyster Point Blvd.
South San Francisco, California
Attention: Kathy L. Hibbs
Fax: (650) 635-0397
with a copy to:
Cooley Godward LLP
4401 Eastgate Mall
San Diego, California 92121
Attention: Steven M. Przesmicki, Esq.
Fax: (858) 550-6420
The parties hereto have executed _____________
dt 626661
|
| Preview
Full Doc
 | 2004 |
Rights Agreement [Amendment No. 1]
Rights Agreement [Amendment No. 1] (11K)
Doc #381986: Click preview link for longer preview.
FIRST AMENDMENT TO RIGHTS AGREEMENT
AMENDMENT dated as of March 17, 2004 (this "Amendment"), to the Rights Agreement dated as of December 11, 2000 (the "Rights Agreement"), between Apogent Technologies Inc., a Wisconsin corporation (the "Company"), and EQUISERVE TRUST COMPANY, N.A., as successor by assignment from Fleet National Bank, a national banking association as Rights Agent (the "Rights Agent"). Terms used but not defined herein shall have the meanings assigned to them in the Rights Agreement.
WHEREAS, the Company proposes to enter into an Agreement and Plan of Merger, dated as of March 17, 2004 (as amended from time to time, the "Merger Agreement"), among Fisher Scientific International Inc., a Delaware corporation ("Parent"), Fox Merger Corporation, a Wisconsin corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), and the Company.
WHEREAS, the Board of Directors of the Company has determined that the Merger Agreement and the terms and conditions set forth therein and the transactions contemplated thereby, including, without limitation, the Merger (as such term is defined in the Merger Agreement), are advisable and are fair to and in the best interests of the Company and its shareholders;
WHEREAS, the Board of Directors of the Company has determined, in connection with the execution of the Merger Agreement, that it is desirable to amend the Rights Agreement to exempt the Merger Agreement, the execution thereof and the transactions contemplated thereby, including, without limitation, the Merger, from the application of the Rights Agreement as set forth in this Amendment;
WHEREAS, Section 27 of the Rights Agreement provides that, prior to the Distribution Date (as defined in the Rights Agreement), the Company and the Rights Agent shall, if the Company so directs, supplement or amend any provision of the Rights Agreement without the approval of any holders of certificates representing shares of Common Stock of the Company upon delivery of a certificate from an appropriate officer of the Company which states that the proposed supplement or amendment is in compliance with the terms of Section 27 of the Rights Agreement, provided that the Rights (as defined in the Rights Agreement) are not redeemable at the time of such supplement or amendment;
WHEREAS, there has been no such Distribution Date as of the time immediately prior to this Amendment, and the Rights are redeemable as of the date of this Amendment; and
WHEREAS, pursuant to the terms of the Rights Agreement and in accordance with Section 27 thereof, the Company has directed that the Rights Agreement should be amended as set forth in this Amendment prior to the execution of the Merger Agreement and has delivered a certificate to the Rights Agent (as defined in the Rights Agreement) that this Amendment is in compliance with the terms of Section 27 of the Rights Agreement.
{PAGE} 2
NOW, THEREFORE, in consideration of the premises and the mutual agreements herein set forth, the parties hereby agree as follows:
Section 1. Amendments to Rights Agreement. The Rights Agreement is hereby amended as follows:
(a) The definition of "Acquiring Person" in Section 1(a) of the Rights Agreement is amended by inserting the following new sentence at the end of such definition:
"Notwithstanding anything in this Agreement to the contrary, none of Parent, Merger Sub or any Affiliate or Associate of either of them shall be deemed to be an Acquiring Person or a Beneficial Owner of Common Stock, either individually or collectively, solely as a result of (i) the execution and delivery of the Merger Agreement or (ii) the consummation of the Merger or any of the other transactions contemplated in the Merger Agreement."
(b) The definition of "Stock Acquisition Date" in Section 1(dd) of the Rights Agreement is amended to add the following sentence at the end thereof:
"Notwithstanding anything in this Agreement to the contrary, a Stock Acquisition Date shall not be deemed to have occurred solely as a result of (i) the execution and delivery of the Merger Agreement or (ii) the consummation of the Merger or any of the other transactions contemplated in the Merger Agreement."
(c) The following definitions are added to Section 1 of the Rights Agreement:
"(jj) 'Merger' shall mean the merger of Fox Merger Corporation, a wholly-owned Subsidiary of Fisher, with and into the Company, or an
381986
|
Apogent
As referenced in this Rights Agreement [Amendment No. 1]:
Apogent Technologies Inc – 4.1
FIRST AMENDMENT TO RIGHTS AGREEMENT
AMENDMENT dated as of March 17, 2004 (this "Amendment"), to the
Rights Agreement dated as of December 11, 2000 (the "Rights Agreement"), between
Apogent Technologies Inc ., a Wisconsin corporation (the "Company"), and
EQUISERVE TRUST COMPANY, N.A., as successor by assignment from Fleet National
Bank, a national banking association as Rights Agent (the "Rights Agent"). _____________
APOGENT TECHNOLOGIES INC – page follows]
{PAGE}
5
IN WITNESS WHEREOF, the Company and the Rights Agent have caused
this Amendment to be duly executed as of the day and year first above written.
APOGENT TECHNOLOGIES INC .
By: /s/ Michael K. Bresson
--------------------------------------------
Name: Michael K. Bresson
Title: Executive Vice President-
Administration, General Counsel and
Secretary
EQUISERVE TRUST COMPANY, as Rights Agent
By: /s/ Carol Mulvey-Eori
--------------------------------------------
_____________
dt 1412772
;
Fisher
As referenced in this Rights Agreement [Amendment No. 1]:
Fisher Scientific International Inc. – Agreement.
WHEREAS, the Company proposes to enter into an Agreement and Plan of
Merger, dated as of March 17, 2004 (as amended from time to time, the "Merger
Agreement"), among Fisher Scientific International Inc. , a Delaware corporation
("Parent"), Fox Merger Corporation, a Wisconsin corporation and a wholly-owned
subsidiary of Parent ("Merger Sub"), and the Company.
WHEREAS, the Board of Directors of the _____________
dt 1306247
;
|
Fleet National
As referenced in this Rights Agreement [Amendment No. 1]:
Fleet National
Bank, – Agreement dated as of December 11, 2000 (the "Rights Agreement"), between
Apogent Technologies Inc., a Wisconsin corporation (the "Company"), and
EQUISERVE TRUST COMPANY, N.A., as successor by assignment from Fleet National
Bank, a national banking association as Rights Agent (the "Rights Agent"). Terms
used but not defined herein shall have the meanings assigned to them in the
Rights Agreement.
WHEREAS, the _____________
dt 1015148
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| Preview
Full Doc
 | 2003 |
Rights Agreement
Rights Agreement (128K)
Doc #1111213: Click preview link for longer preview.
exv4w1
Exhibit 4.1
WINLAND ELECTRONICS, INC.
and
WELLS FARGO BANK MINNESOTA, N.A.
Rights Agreement
Dated as of December 9, 2003
TABLE OF CONTENTS
Page
Number
Section 1
Definitions
1
Section 2
Appointment of . . .
1111213
|
Winland
As referenced in this Rights Agreement:
WINLAND ELECTRONICS, INC. –
exv4w1
Exhibit 4.1
WINLAND ELECTRONICS, INC.
and
WELLS FARGO BANK MINNESOTA, N.A.
Rights Agreement
Dated as of December 9, 2003
TABLE OF CONTENTS
Page
Number
Section 1
Definitions
1
Section 2
Appointment of Rights _____________
Winland Electronics,
Inc. – A
-
Form of Certificate of Designations
Exhibit B
-
Form of Right Certificate
Exhibit C
-
Summary of Rights to Purchase Preferred Shares
-ii-
Agreement, dated as of December 9, 2003, between Winland Electronics,
Inc. , a Minnesota corporation (the Company), and Wells Fargo Bank Minnesota,
N.A., as rights agent (the Rights Agent).
The Board of Directors of the Company _____________
Winland Electronics, Inc. – on, written on or otherwise affixed to them the following
legend:
This certificate also evidences and entitles the holder hereof to certain
rights as set forth in an Agreement between Winland Electronics, Inc. and
Wells Fargo Bank Minnesota, N.A., dated as of December 9, 2003, as it may
be amended from time to time (the Agreement), the terms of _____________
Winland Electronics, Inc. – to time (the Agreement), the terms of which are
hereby incorporated herein by reference and a copy of which is on file at
the principal executive offices of Winland Electronics, Inc. Under
certain circumstances, as set forth in the Agreement, such Rights (as
defined in the Agreement) will be evidenced by separate certificates and
will no longer be evidenced by _____________
Winland Electronics,
Inc. – certain circumstances, as set forth in the Agreement, such Rights (as
defined in the Agreement) will be evidenced by separate certificates and
will no longer be evidenced by this certificate. Winland Electronics,
Inc. will mail to the holder of this certificate a copy of the Agreement
without charge after receipt of a written request therefor. As set forth
in the Agreement, Rights _____________
dt 1459532
;
Winland
As referenced in this Rights Agreement:
WINLAND ELECTRONICS, INC. –
exv4w1
Exhibit 4.1
WINLAND ELECTRONICS, INC.
and
WELLS FARGO BANK MINNESOTA, N.A.
Rights Agreement
Dated as of December 9, 2003
TABLE OF CONTENTS
Page
Number
Section 1
Definitions
1
Section 2
Appointment of Rights _____________
Winland Electronics,
Inc. – A
-
Form of Certificate of Designations
Exhibit B
-
Form of Right Certificate
Exhibit C
-
Summary of Rights to Purchase Preferred Shares
-ii-
Agreement, dated as of December 9, 2003, between Winland Electronics,
Inc. , a Minnesota corporation (the Company), and Wells Fargo Bank Minnesota,
N.A., as rights agent (the Rights Agent).
The Board of Directors of the Company _____________
Winland Electronics, Inc. – on, written on or otherwise affixed to them the following
legend:
This certificate also evidences and entitles the holder hereof to certain
rights as set forth in an Agreement between Winland Electronics, Inc. and
Wells Fargo Bank Minnesota, N.A., dated as of December 9, 2003, as it may
be amended from time to time (the Agreement), the terms of _____________
Winland Electronics, Inc. – to time (the Agreement), the terms of which are
hereby incorporated herein by reference and a copy of which is on file at
the principal executive offices of Winland Electronics, Inc. Under
certain circumstances, as set forth in the Agreement, such Rights (as
defined in the Agreement) will be evidenced by separate certificates and
will no longer be evidenced by _____________
Winland Electronics,
Inc. – certain circumstances, as set forth in the Agreement, such Rights (as
defined in the Agreement) will be evidenced by separate certificates and
will no longer be evidenced by this certificate. Winland Electronics,
Inc. will mail to the holder of this certificate a copy of the Agreement
without charge after receipt of a written request therefor. As set forth
in the Agreement, Rights _____________
dt 1457132
;
|
Wells Fargo Bank
As referenced in this Rights Agreement:
WELLS FARGO BANK MINNESOTA, N.A. –
exv4w1
Exhibit 4.1
|