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$36	Preview Full Doc	2003	Convertible Subordinated Promissory Note Convertible Subordinated Promissory Note (19K) Doc #177693: Click preview link for longer preview. CONVERTIBLE SUBORDINATED PROMISSORY NOTE $ April 10, 2001 Austin, Texas For value received, SigmaTel, Inc., a Texas corporation (the Company), promises to pay to , a corporation organized under the laws of (the Holder), the principal sum of Dollars ($ ), plus accrued interest. Interest shall accrue from the date of this Note on the unpaid principal amount at a rate equal to the lower of (i) ten percent (10%) per annum, or (ii) the maximum rate permitted by law. This Note is issued pursuant to that certain Convertible Subordinated Note and Warrant Purchase Agreement between the Company and certain investors named therein, dated of even date herewith (the Purchase Agreement), and is one of the Notes referred to as a Note in the Purchase Agreement. The following is a statement of the rights of the Holder of this Note and the conditions to which this Note is subject, and to which the Holder hereof, by the acceptance of this Note, agrees: 1. Maturity. Subject to Section 2, principal and any accrued interest under this Note shall be due and payable upon demand by the Holder at any time after April 10, 2006. Notwithstanding the foregoing, the entire unpaid principal sum of this Note, together with accrued and unpaid interest thereon, shall become immediately due and payable upon the insolvency of the Company, the commission of any act of bankruptcy by the Company, the execution by the Company of a general assignment for the benefit of creditors, the filing by or against the Company of a petition in bankruptcy or any petition for relief under the federal bankruptcy act or the continuation of such petition without dismissal for a period of ninety (90) days or more, or the appointment of a receiver or trustee to take possession of the property or assets of the Company. 2. Conversion. (a) Investment by the Holder. At any time, all or any portion of the principal amount of this Note shall, at the Holders option, be converted into shares of the Companys Series I Preferred Stock (the Series I Stock). Interest accruing under this Note shall not be converted into shares of the Companys Series I Preferred Stock, but rather shall be paid as required by Section 1 and Section 2(c). The number of shares of Series I Stock to be issued upon conversion of principal shall be equal to the quotient obtained by dividing (i) the entire principal amount of this Note by (ii) $2.57 (the Conversion Price), rounded to the nearest whole share, as adjusted pursuant to Section 3 herein. (b) Mechanics and Effect of Conversion. No fractional shares of the Companys capital stock will be issued upon conversion of this Note. In lieu of any fractional share to which the Holder would otherwise be entitled, the Company will pay to the Holder in cash the amount of the unconverted principal and interest balance of this Note that would otherwise be converted into such fractional share. Upon conversion of this Note pursuant to this Section 2, the Holder shall surrender this Note, duly endorsed, at the principal offices of the Company or any transfer agent of the Company. At its expense, the Company will, as soon as practicable thereafter, issue and deliver to such Holder, at such principal office, a certificate or certificates for the number of shares to which such Holder is entitled upon such conversion, together with any other securities and property to which the Holder is entitled upon such conversion under the terms of this Note, including a check payable to the Holder for any cash amounts payable as described herein. Upon conversion of this Note, the Company will be forever released from all of its obligations and liabilities under this Note with regard to that portion of the principal amount and accrued interest thereon being converted including without limitation the obligation to pay such portion of the principal amount and accrued interest. (c) Payment of Interest. Upon conversion of the principal amount of this Note into the Companys capital stock, any interest accrued on this Note shall be immediately paid to the Holder. 3. Adjustments. (a) Redemption or Conversion of Preferred Stock. If all of the Companys outstanding shares of Series I Preferred Stock are redeemed or converted into shares of Common Stock, then this Note shall automatically become convertible into that number of shares of Common Stock equal to the number of shares of Common Stock that would have been received if this Note had been converted in full and the shares of Series I Preferred Stock received thereupon had been simultaneously converted into shares of Common Stock immediately prior to such event, and the Conversion Price shall be automatically adjusted accordingly. (b) Stock Splits and Dividends. If outstanding shares of the Companys Series I Preferred Stock shall be subdivided into a greater number of shares or a dividend in Series I Preferred Stock shall be paid in respect of Series I Preferred Stock, the Conversion Price in effect immediately prior to such subdivision or at the record date of such dividend shall simultaneously with the effectiveness of such subdivision or immediately after the record date of such dividend be proportionately reduced. If outstanding shares of Series I Preferred Stock shall be combined into a smaller number of shares, the Conversion Price in effect immediately prior to 177693	Sigmatel Sigmatel, Inc. ( Semiconductors ) As referenced in this Convertible Subordinated Promissory Note: SigmaTel, Inc. – UNDER SUCH ACT AND APPLICABLE LAWS, AS AMENDED, EXCEPT AS SET FORTH IN SECTION 6 OF THIS NOTE. CONVERTIBLE SUBORDINATED PROMISSORY NOTE $ April 10, 2001 Austin, Texas For value received, SigmaTel, Inc. , a Texas corporation (the Company), promises to pay to , a corporation organized under the laws of (the Holder), the principal sum of Dollars ($ ), plus accrued interest. Interest shall accrue _____________ SigmaTel, Inc. – iv) for international deliveries, three business days after deposit with a reputable private international express delivery service, fees prepaid, addressed as set forth below: (i) if to the Company, at: SigmaTel, Inc. 3815 S. Capital of Tx Hwy, Suite 300 Austin, Texas 78704 Attn: General Counsel Fax: (512) 381-4125 (ii) if to the Purchaser, at: with copies to: Any party _____________ SIGMATEL, INC. – connection with the collection and enforcement of this Note. [Signature Page Follows] -7- The parties have executed this Convertible Subordinated Promissory Note as of the date first written above. COMPANY: SIGMATEL, INC. By: Donald W. Muskopf, Chief Financial Officer Address 3815 S. Capital of Tx Hwy, Suite 300 Austin, Texas 78704 Facsimile: (512) 381-4125 AGREED TO AND ACCEPTED: By: Print _____________ dt 1460775 ;	Sigmatel Sigmatel, Inc. ( Semiconductors ) As referenced in this Convertible Subordinated Promissory Note: SigmaTel, Inc. – UNDER SUCH ACT AND APPLICABLE LAWS, AS AMENDED, EXCEPT AS SET FORTH IN SECTION 6 OF THIS NOTE. CONVERTIBLE SUBORDINATED PROMISSORY NOTE $ April 10, 2001 Austin, Texas For value received, SigmaTel, Inc. , a Texas corporation (the Company), promises to pay to , a corporation organized under the laws of (the Holder), the principal sum of Dollars ($ ), plus accrued interest. Interest shall accrue _____________ SigmaTel, Inc. – iv) for international deliveries, three business days after deposit with a reputable private international express delivery service, fees prepaid, addressed as set forth below: (i) if to the Company, at: SigmaTel, Inc. 3815 S. Capital of Tx Hwy, Suite 300 Austin, Texas 78704 Attn: General Counsel Fax: (512) 381-4125 (ii) if to the Purchaser, at: with copies to: Any party _____________ SIGMATEL, INC. – connection with the collection and enforcement of this Note. [Signature Page Follows] -7- The parties have executed this Convertible Subordinated Promissory Note as of the date first written above. COMPANY: SIGMATEL, INC. By: Donald W. Muskopf, Chief Financial Officer Address 3815 S. Capital of Tx Hwy, Suite 300 Austin, Texas 78704 Facsimile: (512) 381-4125 AGREED TO AND ACCEPTED: By: Print _____________ dt 1460791
$30	Preview Full Doc	2003	Promissory Note Promissory Note (3K) Doc #192018: Click preview link for longer preview. PROMISSORY NOTE $34,500,000 August 19 2003 FOR VALUE RECEIVED, Staktek Holdings, Inc., a Delaware corporation (Borrower), promises to pay to the order of Austin Ventures VII, L.P., a Delaware limited partnership, and Austin Ventures VIII, L.P., a Delaware limited partnership (collectively, Lender), at 300 West Sixth Street, Suite 2300, Austin, Texas 78701, on or before August 20, 2008, in lawful money of the United States of America, the sum of Thirty Four Million Five Hundred Thousand Dollars ($34,500,000), together with interest thereon as set forth in that certain Loan Agreement dated as of August 19, 2003, by and among Borrower and Lender, as the same may be amended or otherwise modified from time to time (as so amended, the Loan Agreement). Principal and interest are payable as set forth in the Loan Agreement. Interest shall be computed, assessed and payable as set forth in the Loan Agreement. 192018	Staktek Staktek Holdings, Inc. ( Semiconductors ) As referenced in this Promissory Note: Staktek Holdings, Inc. – Exhibit 10.1.12 This Note has been subordinated to the terms of that certain Revolving Credit and Term Loan Agreement dated as of August 19, 2003, by and among Staktek Holdings, Inc. , SC Merger Sub, Inc., Research Applications, Inc., Comerica Bank as Agent (Agent) and the other financial institutions party thereto from time to time (the Banks), as the same may _____________ Staktek Holdings, Inc. – P., as the same may be amended, restated or otherwise modified from time to time after the date hereof. PROMISSORY NOTE $34,500,000 August 19 2003 FOR VALUE RECEIVED, Staktek Holdings, Inc. , a Delaware corporation (Borrower), promises to pay to the order of Austin Ventures VII, L.P., a Delaware limited partnership, and Austin Ventures VIII, L.P., a Delaware limited _____________ STAKTEK HOLDINGS, INC. – personal, which is now or hereafter security for this Note. Signature Page to Promissory Note Nothing herein shall limit any right granted Lender by any other instrument or by law. STAKTEK HOLDINGS, INC. , a Delaware corporation By: /s/ Joseph C. Aragona Joseph C. Aragona President Signature Page to Promissory Note _____________ dt 1465826 ; Staktek Staktek Holdings, Inc. ( Semiconductors ) As referenced in this Promissory Note: Staktek Holdings, Inc. – Exhibit 10.1.12 This Note has been subordinated to the terms of that certain Revolving Credit and Term Loan Agreement dated as of August 19, 2003, by and among Staktek Holdings, Inc. , SC Merger Sub, Inc., Research Applications, Inc., Comerica Bank as Agent (Agent) and the other financial institutions party thereto from time to time (the Banks), as the same may _____________ Staktek Holdings, Inc. – P., as the same may be amended, restated or otherwise modified from time to time after the date hereof. PROMISSORY NOTE $34,500,000 August 19 2003 FOR VALUE RECEIVED, Staktek Holdings, Inc. , a Delaware corporation (Borrower), promises to pay to the order of Austin Ventures VII, L.P., a Delaware limited partnership, and Austin Ventures VIII, L.P., a Delaware limited _____________ STAKTEK HOLDINGS, INC. – personal, which is now or hereafter security for this Note. Signature Page to Promissory Note Nothing herein shall limit any right granted Lender by any other instrument or by law. STAKTEK HOLDINGS, INC. , a Delaware corporation By: /s/ Joseph C. Aragona Joseph C. Aragona President Signature Page to Promissory Note _____________ dt 1465849 ; Comerica Bank Comerica Bank ( Regional Banks ) As referenced in this Promissory Note: Comerica Bank – and Term Loan Agreement dated as of August 19, 2003, by and among Staktek Holdings, Inc., SC Merger Sub, Inc., Research Applications, Inc., Comerica Bank as Agent (Agent) and the other financial institutions party thereto from time to time (the Banks), as the same may be amended, restated _____________ dt 107027 ;	Austin Ventures VII, L.P.; Austin Ventures VIII, L.P.
$36	Preview Full Doc	2002	Recourse Promissory Note Recourse Promissory Note (4K) Doc #1124584: Click preview link for longer preview. IXYS CORPORATION RECOURSE PROMISSORY NOTE $44,823.75 Santa Clara, California August 30, 2001 FOR VALUE RECEIVED, the undersigned hereby unconditionally promises to . . . 1124584	IXYS IXYS Corp. ( Semiconductors )
$40	Preview Full Doc	2001	Full-Recourse Promissory Note Full-Recourse Promissory Note (14K) Doc #1151700: Click preview link for longer preview. FULL-RECOURSE PROMISSORY NOTE Loan Amount: $20,000 Interest Rate: 4.83% per year Date of Loan: April 11, 2001 FOR VALUE RECEIVED, the undersigned Borrower promises to pay to Tvia, Inc. ("Lender"), at its principal offices at 4001 Burton Drive, Santa Clara, California, 95054, the principal sum of $20,000 upon the terms and conditions set forth below. 1. Term. The entire principal balance of this Promissory Note (this "Note"), together with all accrued and unpaid interest thereon, shall be due and payable on or at . . . 1151700	TVIA TVIA, Inc. ( Semiconductors ) As referenced in this Full-Recourse Promissory Note: Tvia, Inc. – FULL-RECOURSE PROMISSORY NOTE Loan Amount: $20,000 Interest Rate: 4.83% per year Date of Loan: April 11, 2001 FOR VALUE RECEIVED, the undersigned Borrower promises to pay to Tvia, Inc. ("Lender"), at its principal offices at 4001 Burton Drive, Santa Clara, California, 95054, the principal sum of $20,000 upon the terms and conditions set forth below. 1. Term. _____________ TVIA, INC. – construed in accordance with such laws, irrespective of its choice of law principles. -2- <PAGE> Borrower's Printed Name: JACK GUEDJ -------------- Borrower's Signature: /S/ JACK GUEDJ -------------- LENDER: TVIA, INC. By /S/ Michael Hoberg ------------------------------ Its VP-CFO ------------------------------ I, Patricia Guedj, the spouse of Borrower, do hereby consent to the borrowing by the Borrower of the loan evidenced by this _____________ Tvia, Inc. – Guedj --------------------------------- Spouse's Signature -3- <PAGE> EXHIBIT A PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT is made as of April 11, 2001, between the Borrower and Tvia, Inc. (the "Corporation"). WHEREAS, the Corporation has loaned to the Borrower the sum of $20,000 which Borrower has used to pay taxes on the purchase of shares of common _____________ dt 1740987 ;	TVIA TVIA, Inc. ( Semiconductors ) As referenced in this Full-Recourse Promissory Note: Tvia, Inc. – FULL-RECOURSE PROMISSORY NOTE Loan Amount: $20,000 Interest Rate: 4.83% per year Date of Loan: April 11, 2001 FOR VALUE RECEIVED, the undersigned Borrower promises to pay to Tvia, Inc. ("Lender"), at its principal offices at 4001 Burton Drive, Santa Clara, California, 95054, the principal sum of $20,000 upon the terms and conditions set forth below. 1. Term. _____________ TVIA, INC. – construed in accordance with such laws, irrespective of its choice of law principles. -2- <PAGE> Borrower's Printed Name: JACK GUEDJ -------------- Borrower's Signature: /S/ JACK GUEDJ -------------- LENDER: TVIA, INC. By /S/ Michael Hoberg ------------------------------ Its VP-CFO ------------------------------ I, Patricia Guedj, the spouse of Borrower, do hereby consent to the borrowing by the Borrower of the loan evidenced by this _____________ Tvia, Inc. – Guedj --------------------------------- Spouse's Signature -3- <PAGE> EXHIBIT A PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT is made as of April 11, 2001, between the Borrower and Tvia, Inc. (the "Corporation"). WHEREAS, the Corporation has loaned to the Borrower the sum of $20,000 which Borrower has used to pay taxes on the purchase of shares of common _____________ dt 1740988
$38	Preview Full Doc	2006	Convertible Promissory Note Convertible Promissory Note (9K) Doc #1155434: Click preview link for longer preview. CONVERTIBLE PROMISSORY NOTE For value received, the undersigned QSound Labs, Inc., an Alberta corporation having its head office at #400, 3115 ? 12th Street NE, Calgary, Alberta, T2E 7J2, (?Borrower?) promises to pay to or to the order of (?Lender?) the principal amount specified below (?Principal?) together with interest at the rate specified below (?Interest?) on the amount of Principal from time to time outstanding at the rate specified below. The following are the terms and conditions of this Convertible Promissory Note (?Note?): 1. Principal a) . . . 1155434	QSound Labs QSound Labs, Inc. ( Semiconductors ) As referenced in this Convertible Promissory Note: QSound Labs, Inc. – EX-4.2 5 ex4_2.htm EXHIBIT 4.2 CONVERTIBLE PROMISSORY NOTE For value received, the undersigned QSound Labs, Inc. , an Alberta corporation having its head office at #400, 3115 ? 12th Street NE, Calgary, Alberta, T2E 7J2, (?Borrower?) promises to pay to or to the order of (?Lender?) the _____________ QSOUND LABS, INC. – subject to the exclusive jurisdiction of the courts of the Province of Alberta. DATED at the City of Calgary in the Province of Alberta this 27th day of March, 2006. QSOUND LABS, INC. per: _________________________________ 3 Appendix ?A? Conversion and Payment of Principal (USD) Date Amount of Principal Payment Amount of Principal Converted Unpaid Balance Signatures Lender: Borrower: 4 _____________ dt 1761450 ;	QSound Labs QSound Labs, Inc. ( Semiconductors ) As referenced in this Convertible Promissory Note: QSound Labs, Inc. – EX-4.2 5 ex4_2.htm EXHIBIT 4.2 CONVERTIBLE PROMISSORY NOTE For value received, the undersigned QSound Labs, Inc. , an Alberta corporation having its head office at #400, 3115 ? 12th Street NE, Calgary, Alberta, T2E 7J2, (?Borrower?) promises to pay to or to the order of (?Lender?) the _____________ QSOUND LABS, INC. – subject to the exclusive jurisdiction of the courts of the Province of Alberta. DATED at the City of Calgary in the Province of Alberta this 27th day of March, 2006. QSOUND LABS, INC. per: _________________________________ 3 Appendix ?A? Conversion and Payment of Principal (USD) Date Amount of Principal Payment Amount of Principal Converted Unpaid Balance Signatures Lender: Borrower: 4 _____________ dt 1761454
$41	Preview Full Doc	2006	Convertible Promissory Note Convertible Promissory Note (9K) Doc #1155437: Click preview link for longer preview. CONVERTIBLE PROMISSORY NOTE For value received, the undersigned QSound Labs, Inc., an Alberta corporation having its head office at #400, 3115 ï¿½ 12th Street NE, Calgary, Alberta, T2E 7J2, (ï¿½Borrowerï¿½) promises to pay to or to the order of Fred and Lenore Kayne Family Trust U/A/D 2004 (ï¿½Lenderï¿½) the principal amount specified below (ï¿½Principalï¿½) together with interest at the rate specified below (ï¿½Interestï¿½) on the amount of Principal from time to time outstanding at the rate specified below. The following are the terms and conditions of this Convertible . . . 1155437	QSound Labs QSound Labs, Inc. ( Semiconductors ) As referenced in this Convertible Promissory Note: QSound Labs, Inc. – 8641_1ex1.htm UNDERWRITING AGREEMENT EXHIBIT 1 Convertible Promissory Note dated March 27, 2006 by and between the Issuer and the Trust 1 CONVERTIBLE PROMISSORY NOTE For value received, the undersigned QSound Labs, Inc. , an Alberta corporation having its head office at #400, 3115 ? 12th Street NE, Calgary, Alberta, T2E 7J2, (?Borrower?) promises to pay to or to the order of Fred and _____________ QSOUND LABS, INC. – subject to the exclusive jurisdiction of the courts of the Province of Alberta. DATED at the City of Calgary in the Province of Alberta this 27th day of March, 2006. QSOUND LABS, INC. per: /s/ David Gallagher David Gallagher 4 Appendix ?A? Conversion and Payment of Principal (USD) Date Amount of Principal Payment Amount Of Principal Converted Unpaid Balance Signatures Lender: Borrower: _____________ dt 1761451 ;	QSound Labs QSound Labs, Inc. ( Semiconductors ) As referenced in this Convertible Promissory Note: QSound Labs, Inc. – 8641_1ex1.htm UNDERWRITING AGREEMENT EXHIBIT 1 Convertible Promissory Note dated March 27, 2006 by and between the Issuer and the Trust 1 CONVERTIBLE PROMISSORY NOTE For value received, the undersigned QSound Labs, Inc. , an Alberta corporation having its head office at #400, 3115 ? 12th Street NE, Calgary, Alberta, T2E 7J2, (?Borrower?) promises to pay to or to the order of Fred and _____________ QSOUND LABS, INC. – subject to the exclusive jurisdiction of the courts of the Province of Alberta. DATED at the City of Calgary in the Province of Alberta this 27th day of March, 2006. QSOUND LABS, INC. per: /s/ David Gallagher David Gallagher 4 Appendix ?A? Conversion and Payment of Principal (USD) Date Amount of Principal Payment Amount Of Principal Converted Unpaid Balance Signatures Lender: Borrower: _____________ dt 1761455
$38	Preview Full Doc	2002	Secured Promissory Note Secured Promissory Note (14K) Doc #1160129: Click preview link for longer preview. .txt <DESCRIPTION>LOAN AGREEMENT 4-6-01 <TEXT> SECURED PROMISSORY NOTE $200,000.00 Date: April 6, 2001 FOR VALUE RECEIVED, Meltronix, Inc., a California corporation ("Meltronix"), promises to pay to La Jolla Cove Investors, Inc. ("LJCI"), the principal sum of Two Hundred Thousand Dollars ($200,000.00), with interest thereon, in accordance with the terms and conditions of this secured promissory note ("Note"). This Note is entered into in connection with . . . 1160129	MeltroniX MeltroniX, Inc. ( Semiconductors ) As referenced in this Secured Promissory Note: Meltronix, Inc. – 2 <FILENAME>exhibit10txt.txt <DESCRIPTION>LOAN AGREEMENT 4-6-01 <TEXT> SECURED PROMISSORY NOTE $200,000.00 Date: April 6, 2001 FOR VALUE RECEIVED, Meltronix, Inc. , a California corporation ("Meltronix"), promises to pay to La Jolla Cove Investors, Inc. ("LJCI"), the principal sum of Two Hundred Thousand Dollars ($200,000.00), with interest thereon, in _____________ Meltronix, Inc. – party by either (i) United States registered or certified mail, postage prepaid, or (ii) FedEx or other comparable overnight delivery service, delivery charges prepaid, and addressed as follows: To Meltronix: Meltronix, Inc. 9577 Chesapeake Drive San Diego, CA 92123 Attn: Chief Executive Officer To LJCI: c/o Travis Huff La Jolla Cove Investors, Inc. 7817 Herschel Avenue, Suite 200 La Jolla, _____________ MELTRONIX, INC. – the other parties hereto to effect the transactions contemplated by this Note. IN WITNESS WHEREOF, LJCI and Meltronix have duly executed this Note as of the date first above written. MELTRONIX, INC. LA JOLLA COVE INVESTORS INC. a California corporation By:_______________________________ By:________________________________ </TEXT> </DOCUMENT> _____________ dt 1460012 ;	MeltroniX MeltroniX, Inc. ( Semiconductors ) As referenced in this Secured Promissory Note: Meltronix, Inc. – 2 <FILENAME>exhibit10txt.txt <DESCRIPTION>LOAN AGREEMENT 4-6-01 <TEXT> SECURED PROMISSORY NOTE $200,000.00 Date: April 6, 2001 FOR VALUE RECEIVED, Meltronix, Inc. , a California corporation ("Meltronix"), promises to pay to La Jolla Cove Investors, Inc. ("LJCI"), the principal sum of Two Hundred Thousand Dollars ($200,000.00), with interest thereon, in _____________ Meltronix, Inc. – party by either (i) United States registered or certified mail, postage prepaid, or (ii) FedEx or other comparable overnight delivery service, delivery charges prepaid, and addressed as follows: To Meltronix: Meltronix, Inc. 9577 Chesapeake Drive San Diego, CA 92123 Attn: Chief Executive Officer To LJCI: c/o Travis Huff La Jolla Cove Investors, Inc. 7817 Herschel Avenue, Suite 200 La Jolla, _____________ MELTRONIX, INC. – the other parties hereto to effect the transactions contemplated by this Note. IN WITNESS WHEREOF, LJCI and Meltronix have duly executed this Note as of the date first above written. MELTRONIX, INC. LA JOLLA COVE INVESTORS INC. a California corporation By:_______________________________ By:________________________________ </TEXT> </DOCUMENT> _____________ dt 1460014
$33	Preview Full Doc	2002	Secured Convertible Promissory Note Secured Convertible Promissory Note (31K) Doc #1160140: Click preview link for longer preview. .txt <DESCRIPTION>PROMISSORY NOTE 1-16-01 <TEXT> SECURED CONVERTIBLE PROMISSORY NOTE $250,000.00 Date: January 18, 2001 FOR VALUE RECEIVED, Meltronix, Inc., a California corporation ("Meltronix"), promises to pay to The Norman A. Lizt IRA ("Lizt"), the principal sum of Two Hundred Fifty Thousand Dollars ($250,000.00), with interest thereon, in accordance with the terms and conditions of this secured convertible promissory note ("Note"). This Note is . . . 1160140	MeltroniX MeltroniX, Inc. ( Semiconductors ) As referenced in this Secured Convertible Promissory Note: Meltronix, Inc. – lt;FILENAME>exhibit7txt.txt <DESCRIPTION>PROMISSORY NOTE 1-16-01 <TEXT> SECURED CONVERTIBLE PROMISSORY NOTE $250,000.00 Date: January 18, 2001 FOR VALUE RECEIVED, Meltronix, Inc. , a California corporation ("Meltronix"), promises to pay to The Norman A. Lizt IRA ("Lizt"), the principal sum of Two Hundred Fifty Thousand Dollars ($250,000.00), with interest thereon, _____________ Meltronix, Inc. – party by either (i) United States registered or certified mail, postage prepaid, or (ii) FedEx or other comparable overnight delivery service, delivery charges prepaid, and addressed as follows: To Meltronix: Meltronix, Inc. 9577 Chesapeake Drive San Diego, CA 92123 Attn: Chief Executive Officer To Lizt: c/o Travis Huff La Jolla Cove Investors, Inc. 7817 Herschel Avenue, Suite 200 La Jolla, _____________ MELTRONIX, INC. – the other parties hereto to effect the transactions contemplated by this Note. IN WITNESS WHEREOF, Lizt and Meltronix have duly executed this Note as of the date first above written. MELTRONIX, INC. THE NORMAN A. LIZT IRA a California corporation By:_______________________________ By:________________________ Andrew Wrobel, Chief Executive Officer Print Name:______________________ Print Title:____________________ -1- </TEXT> </DOCUMENT& _____________ dt 1741027 ;	MeltroniX MeltroniX, Inc. ( Semiconductors ) As referenced in this Secured Convertible Promissory Note: Meltronix, Inc. – lt;FILENAME>exhibit7txt.txt <DESCRIPTION>PROMISSORY NOTE 1-16-01 <TEXT> SECURED CONVERTIBLE PROMISSORY NOTE $250,000.00 Date: January 18, 2001 FOR VALUE RECEIVED, Meltronix, Inc. , a California corporation ("Meltronix"), promises to pay to The Norman A. Lizt IRA ("Lizt"), the principal sum of Two Hundred Fifty Thousand Dollars ($250,000.00), with interest thereon, _____________ Meltronix, Inc. – party by either (i) United States registered or certified mail, postage prepaid, or (ii) FedEx or other comparable overnight delivery service, delivery charges prepaid, and addressed as follows: To Meltronix: Meltronix, Inc. 9577 Chesapeake Drive San Diego, CA 92123 Attn: Chief Executive Officer To Lizt: c/o Travis Huff La Jolla Cove Investors, Inc. 7817 Herschel Avenue, Suite 200 La Jolla, _____________ MELTRONIX, INC. – the other parties hereto to effect the transactions contemplated by this Note. IN WITNESS WHEREOF, Lizt and Meltronix have duly executed this Note as of the date first above written. MELTRONIX, INC. THE NORMAN A. LIZT IRA a California corporation By:_______________________________ By:________________________ Andrew Wrobel, Chief Executive Officer Print Name:______________________ Print Title:____________________ -1- </TEXT> </DOCUMENT& _____________ dt 1741030
$33	Preview Full Doc	2001	Promissory Note Promissory Note (17K) Doc #1161878: Click preview link for longer preview. THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE MAY NOT BE SOLD, ASSIGNED OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR AN EXEMPTION THEREFROM. PROMISSORY NOTE U.S.$2,000,000 Dated: November 6, 2001 FOR VALUE RECEIVED, the undersigned, ISCO INTERNATIONAL, INC., a Delaware corporation formerly known as ILLINOIS SUPERCONDUCTOR CORPORATION with offices at 451 Kingston Court, Mt. Prospect, Illinois 60056 (?Borrower?), . . . 1161878	ISCO ISCO International, Inc. ( Semiconductors ) As referenced in this Promissory Note: ISCO INTERNATIONAL, INC. – REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR AN EXEMPTION THEREFROM. PROMISSORY NOTE U.S.$2,000,000 Dated: November 6, 2001 FOR VALUE RECEIVED, the undersigned, ISCO INTERNATIONAL, INC. , a Delaware corporation formerly known as ILLINOIS SUPERCONDUCTOR CORPORATION with offices at 451 Kingston Court, Mt. Prospect, Illinois 60056 (?Borrower?), promises to pay to the order of ALEXANDER FINANCE, _____________ ISCO INTERNATIONAL, INC. – A JURY TRIAL IN CONNECTION WITH ANY LITIGATION PURSUANT TO THIS NOTE. IN WITNESS WHEREOF, Borrower has caused this instrument to be duly executed by an officer thereunto duly authorized. ISCO INTERNATIONAL, INC. By: /s/ CHARLES F. WILLES Charles F. Willes Executive Vice President and Chief Financial Officer ATTEST: -5- _____________ dt 1740903 ;	ISCO ISCO International, Inc. ( Semiconductors ) As referenced in this Promissory Note: ISCO INTERNATIONAL, INC. – REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED OR AN EXEMPTION THEREFROM. PROMISSORY NOTE U.S.$2,000,000 Dated: November 6, 2001 FOR VALUE RECEIVED, the undersigned, ISCO INTERNATIONAL, INC. , a Delaware corporation formerly known as ILLINOIS SUPERCONDUCTOR CORPORATION with offices at 451 Kingston Court, Mt. Prospect, Illinois 60056 (?Borrower?), promises to pay to the order of ALEXANDER FINANCE, _____________ ISCO INTERNATIONAL, INC. – A JURY TRIAL IN CONNECTION WITH ANY LITIGATION PURSUANT TO THIS NOTE. IN WITNESS WHEREOF, Borrower has caused this instrument to be duly executed by an officer thereunto duly authorized. ISCO INTERNATIONAL, INC. By: /s/ CHARLES F. WILLES Charles F. Willes Executive Vice President and Chief Financial Officer ATTEST: -5- _____________ dt 1740906
$36	Full Doc	2001	Promissory Note Promissory Note (17K) Doc #1161879: This document is immediately available for purchase, but does not have a preview available for viewing. 1161879	ISCO ISCO International, Inc. ( Semiconductors ) ;	ISCO ISCO International, Inc. ( Semiconductors )
$40	Full Doc	2001	Promissory Note Promissory Note (17K) Doc #1161880: This document is immediately available for purchase, but does not have a preview available for viewing. 1161880	ISCO ISCO International, Inc. ( Semiconductors ) ;	ISCO ISCO International, Inc. ( Semiconductors )
$39	Full Doc	2003	Promissory Note Promissory Note (11K) Doc #1162503: This document is immediately available for purchase, but does not have a preview available for viewing. 1162503	Hytek Hytek Microsystems, Inc. ( Semiconductors ) ;	Hytek Hytek Microsystems, Inc. ( Semiconductors )
$37	Preview Full Doc	2003	Secured Convertible Promissory Note Secured Convertible Promissory Note (24K) Doc #1165265: Click preview link for longer preview. FORM OF SECURED CONVERTIBLE PROMISSORY NOTE DATED AS OF APRIL 25, 2003 THIS SECURED CONVERTIBLE PROMISSORY NOTE (A) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS OF ANY STATE, AND IS BEING OFFERED AND SOLD PURSUANT TO AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH LAWS, AND (B) MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE BORROWER THAT . . . 1165265	eMagin eMagin Corp. ( Semiconductors )
$36	Preview Full Doc	2002	Secured Promissory Note Secured Promissory Note (13K) Doc #1165373: Click preview link for longer preview. <DESCRIPTION>SECURED PROMISSORY NOTE <TEXT> SECURED PROMISSORY NOTE $200,000 June 20, 2002 Hopewell Junction, New York For value received, eMagin Corporation, a Delaware corporation (the "Borrower"), hereby unconditionally promises to pay to the order of Mr. MORTIMER D.A. SACKLER or his assigns (the "Lender"), . . . 1165373	eMagin eMagin Corp. ( Semiconductors )
$32	Preview Full Doc	2001	Secured Convertible Promissory Note Secured Convertible Promissory Note (18K) Doc #1165448: Click preview link for longer preview. [FORM OF PROMISSORY NOTE] THIS SECURED CONVERTIBLE PROMISSORY NOTE (A) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR THE SECURITIES LAWS OF ANY STATE, AND IS BEING OFFERED AND SOLD PURSUANT TO AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND SUCH LAWS, AND (B) MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE BORROWER . . . 1165448	eMagin eMagin Corp. ( Semiconductors )
$38	Preview Full Doc	2003	Promissory Note Promissory Note (10K) Doc #1170240: Click preview link for longer preview. PROMISSORY NOTE $108,900 Palo Alto, California February 11, 2000 For value received, the undersigned promises to pay T-Span Systems Corporation (the ?Company?), at its principal office the principal sum of $108,900 with interest from the date hereof at a rate of 6.56% per annum, compounded annually, on the unpaid balance of such principal sum. Such principal shall be due and payable on the earlier of (i) six (6) years from the date hereof or (ii) six (6) months from the undersigned?s termination of employment with the Company. The interest shall . . . 1170240	Atheros Atheros Communications, Inc. ( Semiconductors ) ;	Atheros Atheros Communications, Inc. ( Semiconductors )
$40	Preview Full Doc	2005	Revolving Promissory Note Revolving Promissory Note (33K) Doc #1214791: Click preview link for longer preview. REVOLVING PROMISSORY NOTE $20,000,000.00 Austin, Texas March 10, 2005 This Revolving Promissory Note (the ?Note?) is executed pursuant to that certain Loan Agreement (as amended, modified, restated or replaced from time to time, the ?Loan Agreement?) dated March 10, 2005, by and between Staktek Holdings, Inc., a Delaware corporation (the ?Borrower?) and Guaranty Bank (the ?Bank?). Advances to be made hereunder by Bank shall be made in reliance upon each and all of the terms, conditions, representations, warranties, covenants and . . . 1214791	Staktek Staktek Holdings, Inc. ( Semiconductors ) As referenced in this Revolving Promissory Note: Staktek Holdings, Inc. – the ?Note?) is executed pursuant to that certain Loan Agreement (as amended, modified, restated or replaced from time to time, the ?Loan Agreement?) dated March 10, 2005, by and between Staktek Holdings, Inc. , a Delaware corporation (the ?Borrower?) and Guaranty Bank (the ?Bank?). Advances to be made hereunder by Bank shall be made in reliance upon each and all of the terms, _____________ STAKTEK HOLDINGS, INC. – AGREEMENT BETWEEN THE PARTIES AND MAY NOT BE CONTRADICTED BY EVIDENCE OF PRIOR, CONTEMPORANEOUS, OR SUBSEQUENT ORAL AGREEMENTS OF THE PARTIES. THERE ARE NO UNWRITTEN ORAL AGREEMENTS BETWEEN THE PARTIES. STAKTEK HOLDINGS, INC. , a Delaware corporation By: W. Kirk Patterson, Vice President and Chief Financial Officer _____________ dt 1743882 ;	Staktek Staktek Holdings, Inc. ( Semiconductors ) As referenced in this Revolving Promissory Note: Staktek Holdings, Inc. – the ?Note?) is executed pursuant to that certain Loan Agreement (as amended, modified, restated or replaced from time to time, the ?Loan Agreement?) dated March 10, 2005, by and between Staktek Holdings, Inc. , a Delaware corporation (the ?Borrower?) and Guaranty Bank (the ?Bank?). Advances to be made hereunder by Bank shall be made in reliance upon each and all of the terms, _____________ STAKTEK HOLDINGS, INC. – AGREEMENT BETWEEN THE PARTIES AND MAY NOT BE CONTRADICTED BY EVIDENCE OF PRIOR, CONTEMPORANEOUS, OR SUBSEQUENT ORAL AGREEMENTS OF THE PARTIES. THERE ARE NO UNWRITTEN ORAL AGREEMENTS BETWEEN THE PARTIES. STAKTEK HOLDINGS, INC. , a Delaware corporation By: W. Kirk Patterson, Vice President and Chief Financial Officer _____________ dt 1743888
$36	Preview Full Doc	2003	Promissory Note Promissory Note (21K) Doc #1214835: Click preview link for longer preview. PROMISSORY NOTE $5,000,000 Detroit, Michigan August 19, 2003 FOR VALUE RECEIVED, the undersigned, Staktek Holdings, Inc., a Michigan corporation (herein called ï¿½Companyï¿½), promises to pay to the order of COMERICA BANK, a Michigan banking corporation (herein called ï¿½Bankï¿½), in lawful currency of the United States of America, the principal sum of FIVE MILLION DOLLARS ($5,000,000), payable on the Maturity Date, when the entire unpaid balance of principal, interest and all other sums hereunder shall be due and payable in full (unless sooner accelerated in accordance . . . 1214835	Staktek Staktek Holdings, Inc. ( Semiconductors ) As referenced in this Promissory Note: Staktek Holdings, Inc. – 1.8 14 dex1018.htm PROMISSORY NOTE, DATED AUGUST 19, 2003 Exhibit 10.1.8 PROMISSORY NOTE $5,000,000 Detroit, Michigan August 19, 2003 FOR VALUE RECEIVED, the undersigned, Staktek Holdings, Inc. , a Michigan corporation (herein called ?Company?), promises to pay to the order of COMERICA BANK, a Michigan banking corporation (herein called ?Bank?), in lawful currency of the United States _____________ STAKTEK HOLDINGS, INC. – OR ENFORCEMENT OF, OR IN ANY WAY RELATED TO, THIS NOTE OR THE INDEBTEDNESS HEREUNDER. Nothing herein shall limit any right granted Bank by any other instrument or by law. STAKTEK HOLDINGS, INC. By: /s/ Joseph C. Aragona Its: President [SIGNATURE PAGE TO TERM NOTE] _____________ dt 1743886 ; Staktek Staktek Holdings, Inc. ( Semiconductors ) As referenced in this Promissory Note: Staktek Holdings, Inc. – 1.8 14 dex1018.htm PROMISSORY NOTE, DATED AUGUST 19, 2003 Exhibit 10.1.8 PROMISSORY NOTE $5,000,000 Detroit, Michigan August 19, 2003 FOR VALUE RECEIVED, the undersigned, Staktek Holdings, Inc. , a Michigan corporation (herein called ?Company?), promises to pay to the order of COMERICA BANK, a Michigan banking corporation (herein called ?Bank?), in lawful currency of the United States _____________ STAKTEK HOLDINGS, INC. – OR ENFORCEMENT OF, OR IN ANY WAY RELATED TO, THIS NOTE OR THE INDEBTEDNESS HEREUNDER. Nothing herein shall limit any right granted Bank by any other instrument or by law. STAKTEK HOLDINGS, INC. By: /s/ Joseph C. Aragona Its: President [SIGNATURE PAGE TO TERM NOTE] _____________ dt 1743892 ;	BNY Bank of New York ( Money Center Banks ) As referenced in this Promissory Note: Bank of New York, – System arranged by Federal funds brokers, as published for such day (or, if such day is not a Business Day, for the next preceding Business Day) by the Federal Reserve Bank of New York, or, if such rate is not so published for any day which is a Business Day, the average of the quotations for such day on such transactions received by _____________ dt 1725628
$39	Preview Full Doc	2006	Promissory Note Promissory Note (16K) Doc #1214854: Click preview link for longer preview. FORM OF TERM NOTE PROMISSORY NOTE US$3,000,000 April 3, 2006 FOR VALUE RECEIVED, Sirenza Microdevices, Inc., a Delaware corporation, (together with its successors and assigns, ?*Company?), hereby promises to pay to the order of ____________ (together with [his][her] successors and assigns, ?Lender*?), in lawful money of the United States of America, the principal amount of Three Million Dollars ($3,000,000.00) and to pay interest on the unpaid principal amount hereof, all as provided in this Promissory Note. This Promissory Note is issued in connection with . . . 1214854	Sirenza Sirenza Microdevices, Inc. ( Semiconductors ) As referenced in this Promissory Note: Sirenza Microdevices, Inc. – Note EX-10.1 2 dex101.htm FORM OF PROMISSORY NOTE Exhibit 10.1 FORM OF TERM NOTE PROMISSORY NOTE US$3,000,000 April 3, 2006 FOR VALUE RECEIVED, Sirenza Microdevices, Inc. , a Delaware corporation, (together with its successors and assigns, ?Company?), hereby promises to pay to the order of ____________ (together with [his][her] successors and assigns, ?Lender?), in lawful _____________ Sirenza Microdevices, Inc. – receipt; (c) when delivered by hand, upon delivery; and (d) when telecopied, upon confirmation of receipt. Lender: _____________________ _____________________ _____________________ Attn: Telephone: (___) ___-____ Telecopier: (___) ___-____ Company: Sirenza Microdevices, Inc. 303 South Technology Court Broomfield, CO 80021 Attention: Robert Van Buskirk Facsimile: (303) 327-3483 (d) Governing Law. This Promissory Note will be governed by and construed in accordance _____________ SIRENZA MICRODEVICES, INC. – enforcement of this Promissory Note. [Remainder of page intentionally left blank.] -5- IN WITNESS WHEREOF, Company has executed this Promissory Note on the day and the year first above written. SIRENZA MICRODEVICES, INC. By: /s/ Charles Bland Name: Charles Bland Title: Chief Financial Officer -6- _____________ dt 1741459 ;	Sirenza Sirenza Microdevices, Inc. ( Semiconductors ) As referenced in this Promissory Note: Sirenza Microdevices, Inc. – Note EX-10.1 2 dex101.htm FORM OF PROMISSORY NOTE Exhibit 10.1 FORM OF TERM NOTE PROMISSORY NOTE US$3,000,000 April 3, 2006 FOR VALUE RECEIVED, Sirenza Microdevices, Inc. , a Delaware corporation, (together with its successors and assigns, ?Company?), hereby promises to pay to the order of ____________ (together with [his][her] successors and assigns, ?Lender?), in lawful _____________ Sirenza Microdevices, Inc. – receipt; (c) when delivered by hand, upon delivery; and (d) when telecopied, upon confirmation of receipt. Lender: _____________________ _____________________ _____________________ Attn: Telephone: (___) ___-____ Telecopier: (___) ___-____ Company: Sirenza Microdevices, Inc. 303 South Technology Court Broomfield, CO 80021 Attention: Robert Van Buskirk Facsimile: (303) 327-3483 (d) Governing Law. This Promissory Note will be governed by and construed in accordance _____________ SIRENZA MICRODEVICES, INC. – enforcement of this Promissory Note. [Remainder of page intentionally left blank.] -5- IN WITNESS WHEREOF, Compa