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$34	Preview Full Doc	2002	Escrow Agreement Escrow Agreement (37K) Doc #1266427: Click preview link for longer preview. ESCROW AGREEMENT THIS ESCROW AGREEMENT, dated as of , 2002 (ï¿½Escrow Agreementï¿½), is by and between THE CARSON MEDLIN COMPANY (ï¿½Sales Agentï¿½); UWHARRIE CAPITAL CORP, a North Carolina corporation (ï¿½Issuerï¿½); and ALAMANCE NATIONAL BANK, a national banking association (ï¿½Escrow Agentï¿½). BACKGROUND A. Issuer has engaged Sales Agent as its agent to assist in the placement of up to 1,275,000 shares of its $1.25 par value Common Stock at $5.50 per share (the ï¿½Sharesï¿½) on . . . 1266427	UST UST Corp
$47	Preview Full Doc	2002	Escrow Agreement Escrow Agreement (37K) Doc #1266433: Click preview link for longer preview. ESCROW AGREEMENT THIS ESCROW AGREEMENT, dated as of , 2002 (ï¿½Escrow Agreementï¿½), is by and between THE CARSON MEDLIN COMPANY (ï¿½Sales Agentï¿½); UWHARRIE CAPITAL CORP, a North Carolina corporation (ï¿½Issuerï¿½); and ALAMANCE NATIONAL BANK, a national banking association (ï¿½Escrow Agentï¿½). BACKGROUND A. Issuer has engaged Sales Agent as its agent to assist in the placement of up to 1,275,000 shares of its $1.25 par value Common Stock at $5.50 per share (the ï¿½Sharesï¿½) on . . . 1266433	UST UST Corp
$45	Full Doc	2003	Floating Rate Junior Subordinated Deferrable Interest Debenture Floating Rate Junior Subordinated Deferrable Interest Debenture (31K) Doc #1266413: This document is immediately available for purchase, but does not have a preview available for viewing. 1266413	UST UST Corp
$87	Preview Full Doc	2003	Floating Rate Junior Subordinated Deferrable Interest Debentures Floating Rate Junior Subordinated Deferrable Interest Debentures (246K) Doc #1266420: Click preview link for longer preview. <DESCRIPTION>INDENTURE <TEXT> <PAGE> ==================================================== UWHARRIE CAPITAL CORP, as Issuer INDENTURE Dated as of September 26, 2002 STATE STREET BANK AND TRUST COMPANY OF CONNECTICUT, NATIONAL ASSOCIATION, as Trustee FLOATING RATE JUNIOR SUBORDINATED . . . 1266420	UST UST Corp
$37	Preview Full Doc	2002	Sales Agency Agreement Sales Agency Agreement (25K) Doc #1266439: Click preview link for longer preview. UWHARRIE CAPITAL CORP SALES AGENCY AGREEMENT , 2002 The Strategic Alliance Corporation 132 North First Street Albemarle, North Carolina 28001 Ladies and Gentlemen: This letter agreement (this ï¿½Agreementï¿½) sets forth and confirms the terms and conditions of the engagement of The Strategic Alliance Corporation (ï¿½SACï¿½) by Uwharrie Capital Corp (the ï¿½Companyï¿½) as selling agent for the Company with respect to the Companyï¿½s proposed public offering (the ï¿½Offeringï¿½) of . . . 1266439	UST UST Corp ;	Albemarle Albemarle Corp. ( Plastic & Rubber ) As referenced in this Sales Agency Agreement: Albemarle, – Sales Agency Agreement EX-1.1 3 dex11.htm SALES AGENCY AGREEMENT EXHIBIT 1.1 UWHARRIE CAPITAL CORP SALES AGENCY AGREEMENT , 2002 The Strategic Alliance Corporation 132 North First Street Albemarle, North Carolina 28001 Ladies and Gentlemen: This letter agreement (this Agreement) sets forth and confirms the terms and conditions of the engagement of The Strategic Alliance Corporation (SAC) by _____________ dt 1419810
$37	Preview Full Doc	2002	Selected Dealer Agreement Selected Dealer Agreement (8K) Doc #1266437: Click preview link for longer preview. UWHARRIE CAPITAL CORP COMMON STOCK SELECTED DEALER AGREEMENT , 2002 Ladies and Gentlemen: We have agreed to act as selling agent on an exclusive, best efforts basis, for Uwharrie Capital Corp (the ï¿½Companyï¿½), with respect to its offering of up to $7,012,500 of its common stock, par value $1.25 per share (the ï¿½Sharesï¿½) at a price of $5.50 per share. The Shares and the terms under which they are to be offered for sale are described in the enclosed prospectus (the . . . 1266437	UST UST Corp ;	Albemarle Albemarle Corp. ( Plastic & Rubber ) As referenced in this Selected Dealer Agreement: Albemarle, – to Uwharrie Capital Corp for the full purchase price of securities to be purchased, less the Selected Dealers Concession, shall be delivered to Uwharrie Capital Corp, 134 North First Street, Albemarle, NC 28001. The Company may reject any subscriptions, in whole or in part, in its full and absolute discretion, and the subscription books may be closed at any time _____________ dt 1419809

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